ETL Testing or Datawarehouse Testing :

Before we learn anything about ETL Testing its important to learn about Business
Intelligence and Dataware. Lets get started

What is BI?
Business Intelligence is the process of collecting raw data or business data and turning
it into information that is useful and more meaningful. The raw data is the records of
the daily transaction of an organization such as interactions with customers,
administration of finance, and management of employee and so on. These datas will be
used for Reporting, Analysis, Data mining, Data quality and Interpretation, Predictive
Analysis.

What is Data Warehouse?

A data warehouse is a database that is designed for query and analysis rather than for
transaction processing. The data warehouse is constructed by integrating the data from
multiple heterogeneous [Link] enables the company or organization to consolidate
data from several sources and separates analysis workload from transaction workload.
Data is turned into high quality information to meet all enterprise reporting
requirements for all levels of users.

What is ETL?
ETL stands for Extract-Transform-Load and it is a process of how data is loaded from
the source system to the data warehouse. Data is extracted from an OLTP database,
transformed to match the data warehouse schema and loaded into the data warehouse

database. Many data warehouses also incorporate data from non-OLTP systems such as
text files, legacy systems and spreadsheets.

Let see how it works

For example, there is a retail store which has different departments like sales,
marketing, logistics etc. Each of them is handling the customer information
independently, and the way they store that data is quite different. The sales
department have stored it by customers name, while marketing department by
customer id.
Now if they want to check the history of the customer and want to know what the
different products he/she bought owing to different marketing campaigns; it would be
very tedious.
The solution is to use a Datawarehouse to store information from different sources in a
uniform structure using ETL. ETL can transform dissimilar data sets into an unified
[Link] use BI tools to derive meaningful insights and reports from this data.
The following diagram gives you the ROAD MAP of the ETL process

1.

Extract

2.

Extract relevant data

Transform

Transform data to DW (Data Warehouse) format

Build keys - A key is one or more data attributes that uniquely

identify an entity. Various types of keys are primary key, alternate

key, foreign key, composite key, surrogate key. The datawarehouse

owns these keys and never allows any other entity to assign them.

Cleansing of data :After the data is extracted, it will move into the
next phase, of cleaning and conforming of data. Cleaning does the
omission in the data as well as identifying and fixing the errors.
Conforming means resolving the conflicts between those datas that
is incompatible, so that they can be used in an enterprise data
warehouse. In addition to these, this system creates meta-data that
is used to diagnose source system problems and improves data
quality.

3.

Load

Load data into DW ( Data Warehouse)

Build aggregates - Creating an aggregate is summarizing and storing

data which is available in fact table in order to improve the
performance of end-user queries.

ETL Testing Process

Similar to other Testing Process, ETL also go through different phases. The different
phases of ETL testing process is as follows

ETL testing is performed in five stages

1.

Identifying data sources and requirements

2.

Data acquisition

3.

Implement business logics and dimensional Modelling

4.

Build and populate data

5.

Build Reports

Types of ETL Testing

Types Of Testing

Testing Process
Table balancing or production reconciliation this
type of ETL testing is done on data as it is being
moved into production systems. To support your
business decision, the data in your production

Production Validation Testing

systems has to be in the correct order. Informatica

Data Validation Option provides the ETL testing
automation and management capabilities to ensure
that production systems are not compromised by
the data.

Source to Target Testing

(Validation Testing)

Such type of testing is carried out to validate

whether the data values transformed are the
expected data values.
Such type of ETL testing can be automatically
generated, saving substantial test development

Application Upgrades

time. This type of testing checks whether the data

extracted from an older application or repository
are exactly same as the data in a repository or new
application.
Metadata testing includes testing of data type

Metadata Testing

check, data length check and index/constraint

check.
To verify that all the expected data is loaded in
target from the source, data completeness testing
is done. Some of the tests that can be run are

Data Completeness Testing

compare and validate counts, aggregates and

actual data between the source and target for
columns with simple transformation or no
transformation.

Data Accuracy Testing

This testing is done to ensure that the data is

accurately loaded and transformed as expected.

Testing data transformation is done as in many
cases it cannot be achieved by writing one source
Data Transformation Testing

SQL query and comparing the output with the

target. Multiple SQL queries may need to be run for
each row to verify the transformation rules.
Data Quality Tests includes syntax and reference
tests. In order to avoid any error due to date or
order number during business process Data Quality
testing is done.
Syntax Tests: It will report dirty data, based on

Data Quality Testing

invalid characters, character pattern, incorrect

upper or lower case order etc.
Reference Tests: It will check the data according to
the data model. For example: Customer ID
Data quality testing includes number check, date
check, precision check, data check , null check etc.
This testing is done to check the data integrity of
old and new data with the addition of new data.

Incremental ETL testing

Incremental testing verifies that the inserts and

updates are getting processed as expected during
incremental ETL process.

GUI/Navigation Testing

This testing is done to check the navigation or GUI

aspects of the front end reports.

How to create ETL Test Case

ETL testing is a concept which can be applied to different tools and databases in
information management industry. The objective of ETL testing is to assure that the
data that has been loaded from a source to destination after business
transformation is accurate. It also involves the verification of data at various middle
stages that are being used between source and destination.

While performing ETL testing, two documents that will always be used by an ETL tester
are
1. ETL mapping sheets :An ETL mapping sheets contain all the information
of source and destination tables including each and every column and
their look-up in reference tables. An ETL testers need to be comfortable
with SQL queries as ETL testing may involve writing big queries with
multiple joins to validate data at any stage of ETL. ETL mapping sheets
provide a significant help while writing queries for data verification.
2. DB Schema of Source, Target: It should be kept handy to verify any
detail in mapping sheets.

ETL Test Scenarios and Test Cases

Test Scenario

Test Cases
Verify mapping doc whether corresponding ETL

Mapping doc validation

information is provided or not. Change log should

maintain in every mapping doc.

1.

Validate the source and target table structure

against corresponding mapping doc.

2.

Source data type and target data type should

be same

3.

Length of data types in both source and

target should be equal

Validation
4.

Verify that data field types and formats are

specified

5.

Source data type length should not less than

the target data type length

6.

Validate the name of columns in the table

against mapping doc.

Constraint Validation

Ensure the constraints are defined for specific table

as expected

1.

The data type and length for a particular

attribute may vary in files or tables though the

Data consistency issues

semantic definition is the same.

2.

Misuse of integrity constraints

1.

Ensure that all expected data is loaded into

target table.

2.

Compare record counts between source and

target.

3.

Check for any rejected records

4.

Check data should not be truncated in the

Completeness Issues
column of target tables
5.

Check boundary value analysis

6.

Compares unique values of key fields

between data loaded to WH and source data

1.

recorded

Correctness Issues
2.
Transformation

Data that is misspelled or inaccurately

Null, non-unique or out of range data

Transformation

Data Quality
1.

Number check: Need to number check and

validate it

2.

Date Check: They have to follow date format

and it should be same across all records

Null Validate

3.

Precision Check

4.

Data check

5.

Null check

Verify the null values, where Not Null specified for

a specific column.

1.

Needs to validate the unique key, primary key

and any other column should be unique as per
the business requirements are having any
duplicate rows

Duplicate Check

2.

Check if any duplicate values exist in any

column which is extracting from multiple
columns in source and combining into one
column

3.

As per the client requirements, needs to be

ensure that no duplicates in combination of
multiple columns within target only

Date values are using many areas in ETL

development for
1.

To know the row creation date

2.

Identify active records as per the ETL

development perspective

Date Validation
3.

Identify active records as per the business

requirements perspective

4.

Sometimes based on the date values the

updates and inserts are generated.

Complete Data Validation

1.

To validate the complete data set in source

and target table minus a query in a best solution

2.

We need to source minus target and target

minus source

3.

If minus query returns any value those

should be considered as mismatching rows

4.

Needs to matching rows among source and

target using intersect statement

5.

The count returned by intersect should match

with individual counts of source and target tables

6.

If minus query returns of rows and count

intersect is less than source count or target table
then we can consider as duplicate rows are
existed.

Data Cleanness

Types of ETL Bugs

Unnecessary columns should be deleted before

loading into the staging area.

Type of Bugs

Description

User interface

Related to GUI of application

Font style, font size, colors, alignment, spelling

bugs/cosmetic bugs

mistakes, navigation and so on

Boundary Value
Analysis (BVA) related
bug

Minimum and maximum values

Valid and invalid type

Valid values not accepted

Invalid values accepted

Mathematical errors

Final output is wrong

Does not allows multiple users

Equivalence Class
Partitioning (ECP)
related bug
Input/Output bugs
Calculation bugs
Load Condition bugs

Does not allows customer expected load

System crash & hang

System cannot run client platforms

No logo matching

No version information available

This occurs usually in regression testing

H/W bugs

Device is not responding to the application

Help Source bugs

Mistakes in help documents

Race Condition bugs

Version control bugs

Difference between Database testing and ETL

testing
ETL Testing

Data Base Testing

The primary goal is to check if the data is

Verifies whether data is moved as expected following the rules/ standards defined in
the Data Model
Verifies whether counts in the source and
target are matching

Verify that there are no orphan records

and foreign-primary key relations are

Verifies whether the data transformed is as maintained

per expectation
Verifies that the foreign primary key

Verifies that there are no redundant tables

relations are preserved during the ETL

and database is optimally normalized

Verifies for duplication in loaded data

Verify if data is missing in columns where

required

Responsibilities of an ETL tester

Key responsibilities of an ETL tester are segregated into three categories

Stage table/ SFS or MFS

Business transformation logic applied

Target table loading from stage file or table after applying atransformation.

Some of the responsibilities of an ETL tester are

Test ETL software

Test components of ETL datawarehouse

Execute backend data-driven test

Create, design and execute test cases, test plans and test harness

Identify the problem and provide solutions for potential issues

Approve requirements and design specifications

Data transfers and Test flat file

Writing SQL queries3 for various scenarios like count test

ETL Performance Testing and Tuning

ETL performance testingis a confirmation test to ensure that an ETL system can handle
the load of multiple users and transactions. The goal of performance tuning is to
optimize session performance by eliminating performance bottlenecks. To tune or
improve the performance of the session, you have to identify performance bottlenecks
and eliminate it. Performance bottlenecks can be found in source and target databases,
the mapping, the session and the system. One of the best tools used for performance
testing is Informatica.

Automation of ETL Testing

The general methodology of ETL testing is to use SQL scripting or do eyeballing of
data.. These approaches to ETL testing are time-consuming, error-prone and seldom
provide complete test coverage. To accelerate, improve coverage, reduce costs, improve
defect detection ration of ETL testing in production and development environments,
automation is the need of the hour. One such tool is Informatica.

Best Practices for ETL Testing

1.

Make sure data is transformed correctly

2.

Without any data loss and truncation projected data should be loaded into the
data warehouse

3.

Ensure that ETL application appropriately rejects and replaces with default
values and reports invalid data

4.

Need to ensure that the data loaded in data warehouse within prescribed and
expected time frames to confirm scalability and performance

5.

All methods should have appropriate unit tests regardless of visibility

6.

To measure their effectiveness all unit tests should use appropriate coverage
techniques

7.

Strive for one assertion per test case

8.

Create unit tests that target exceptions