Films biosourcés à base de kératine de plumes
Films biosourcés à base de kératine de plumes
MEMBRES DU JURY
RAPPORTEURS
• Alejandro RODRIGUEZ Professeur / Université de Cordoue
• Ana Rita CRUZ DUARTE Professeure associée / Université NOVA de Lisbonne
EXAMINATEURS
• Susana FERNANDES Professeure / Université de Pau et des Pays de l’Adour
• Laurent BILLON Professeur / Université de Pau et des Pays de l’Adour
• Oihana GORDOBIL Chercheuse associée / Université du Pays Basque
DIRECTEUR
• Eduardo ROBLES Professeur assistant / Université de Pau et des Pays de l’Adour
INVITES
• Marc DELGADO AGUILAR Professeur associé / Université de Gérone
2
REMERCIEMENTS
Avant d’entamer tout développement, je souhaite exprimer ma reconnaissance à toutes les personnes
que j’ai pu rencontrer lors de ce long travail et qui ont contribué, directement ou indirectement, à cette
thèse.
Mon directeur de thèse, Eduardo Robles, est la première personne à qui je souhaite adresser mes
profonds remerciements pour m’avoir accordé sa confiance et m’avoir accompagné durant ces trois
années. Merci de m’avoir fait grandir sur le plan scientifique et technique comme sur le plan humain.
Merci également pour tes conseils, ton soutien quotidien et le temps passé à partager tes connaissances.
Je tiens ensuite à remercier tous les membres de mon jury de soutenance d’avoir accepté d’évaluer mon
travail. Merci aux deux rapporteurs, Alejandro Rodriguez et Ana Rita Cruz Duarte, pour le temps
consacré à la lecture de mon manuscrit ainsi qu’aux examinateurs Susana Fernandes, Laurent Billon et
Oihana Gordobil d’avoir été présents. Merci à tous pour vos conseils bienveillants et pour les échanges
constructifs.
Je remercie le département des Landes ainsi que le programme E2S de l’Université de Pau et des Pays
de l’Adour pour le financement de ce projet. Je remercie également le laboratoire IPREM, et plus
particulièrement le site Montois, au sein duquel ce travail s’est déroulé. Merci également à l’IUT de
Mont de Marsan et au technopole Agrolandes pour la mise à disposition de locaux et de matériel.
Mes sincères remerciements aux professeurs et aux membres de l’IUT de Mont de Marsan qui m’ont
permis de disposer du matériel nécessaire à mon travail et pour leur aide. Merci à Marianne Houssier
d’avoir suivi mon travail de thèse ainsi que pour son expertise en biologie et pour sa grande sympathie.
Je tiens maintenant à remercier mes collègues de laboratoire devenus de véritables amis. Je commencerai
par remercier Nidal, sans qui mon travail de thèse n’aurait pas été le même. Nous avons commencé à
travailler ensemble et nous avons collaboré durant de longs mois sur ce projet de plumes. Merci pour
ton aide, ton sourire et ton accent si unique. Un grand et sincère merci à Elsa, mon binôme de laboratoire
et mon amie depuis maintenant plus de sept ans. La vie de laboratoire a été plus sereine et mes journées
ensoleillées par ta présence. Merci également à Jérémy qui a été une véritable aide dans les moments de
doutes et qui a donné beaucoup de son temps pour me transmettre son savoir. Enfin, merci à tous les
doctorants, post doctorants, ingénieurs, alternants et stagiaires qui ont constitué notre équipe :
Alexandre, Alix, Bastien A., Bastien F., Hugues, Léa, Léo, Luanna, Chloé, Quentin G., Quentin M.,
Raphaël, Nouha, Charlotte, Tim, Arsène, Peguy, Wadah… Je suis très reconnaissante de tous les
3
moments passés en votre présence et je n’oublierai jamais tous ces rires partagés qui ont été pour moi
une bouffée d’oxygène tout au long de ce parcours.
Je terminerai par remercier tous mes proches, mes amis et ma famille d’être à mes côtés et de m’apporter
leur soutien. Je remercie avec tendresse ma maman, mon modèle de force, qui a toujours cru en moi et
qui m’encourage dans chacune de mes décisions. Merci à mon papa, parti avant de savoir que j’allais
entreprendre ce travail de thèse, et qui m’a toujours encouragé à viser le plus haut possible et de se
donner les moyens de réussir tout en respectant mes choix. Je suis certaine qu’il me suivait et me
soutenait depuis là-haut. Enfin, merci à ma moitié, Laurent, qui partage ma vie depuis bientôt cinq ans.
Merci pour ton amour, ta patience lors des moments de doute et pour tes encouragements.
4
RÉSUMÉ
La France fait partie des plus grands producteurs de canards gras à l’échelle mondiale. Cette production
se concentre principalement dans la région du Sud-Ouest où des tonnes de co-produits sont générées
chaque année. Généralement, ces co-produits sont déposés en déchetterie, incinérés ou enterrés, ou
faiblement valorisés sans aucune valeur ajoutée. De plus, ces déchets agricoles peuvent causer des
problèmes environnementaux de par la diffusion de micro-organismes et bactéries pouvant affecter les
sols et l’être humain. Les plumes représentent une grande partie de ces déchets, encore peu valorisées à
ce jour. C’est pourquoi, ce sujet de thèse a pour but de valoriser les plumes de canards afin de diminuer
leur impact environnemental et de participer à une économie circulaire locale en créant un matériau
biosourcé et biodégradable. Premièrement, les propriétés physico-chimiques des plumes ont été
analysées. Une plume est composée de 90% de kératine ce qui en fait une source de polymère naturel
idéale. Puis, la valorisation de ces plumes a débuté par la mise en place d’un protocole d’extraction de
la kératine par un procédé de solvolyse à l’aide de solvants non toxiques. Une optimisation de ce procédé
est réalisée en fonction de divers paramètres afin d’obtenir le meilleur rendement en maintenant le plus
faible impact environnemental possible. Les propriétés physico-chimiques de la kératine extraite sont
ensuite déterminées dans le but d’identifier l’influence de chaque paramètre d’extraction sur la qualité
de celle-ci. Enfin, des films biosourcés sont réalisés à base de nanocellulose avec incorporation de
différents pourcentages de kératine pour évaluer l’influence de la kératine sur leur propriétés mécaniques
et hydrophobes dans l’intention d’une utilisation en packaging. La kératine extraite des plumes de
canards peut donc être valorisée, via un procédé d’extraction limitant l’impact environnemental et peut
également être utilisée dans divers domaines d’application comme la cosmétique ou la médecine.
5
ABSTRACT
France is one of the world's leading producers of fattened ducks. This production is mainly concentrated
in the southwest region, where tons of by-products are generated each year. These by-products are
generally disposed of in landfills, incinerated, buried, or have limited value-added recovery.
Furthermore, this agricultural waste can cause environmental problems by spreading microorganisms
and bacteria that can affect the soil and humans. Feathers represent a large part of this waste, which is
still poorly exploited. For this reason, this work aims to valorize duck feathers to reduce their
environmental impact and participate in a circular economy by creating a biosourced and biodegradable
material. First, the physical and chemical properties of feathers were analyzed. A feather is composed
of 90% keratin, making it an ideal natural polymer source. Then, the valorization of these feathers began
by establishing a protocol for extracting keratin using a solvolysis process with two non-toxic solvents.
The process was optimized according to various parameters to obtain the best yield with the minimal
environmental impact. The physicochemical properties of the extracted keratin were then determined in
order to identify the influence of each extraction parameter on its quality. Finally, bio-based
nanocellulose films with different percentages of keratin were prepared to evaluate the influence of
keratin on their mechanical and hydrophobic properties, with a view to their use in packaging. The
keratin extracted from duck feathers can thus be valorized through an extraction process that limits the
environmental impact and can also be used in various applications such as cosmetics or medicine.
6
CONTEXT
Planet Earth has been experiencing considerable demographic growth for several decades, continuing
to rise in the upcoming years. The agri-food industry produces increasing amounts of food every year
to provide for the global population. This global production, in turn, generates by-products that, in most
cases, must be disposed of due to their low value. Unused by-products are then incinerated or buried in
landfills, which can cause major environmental issues. The second impact of the sharp increase in food
production is marketing these products in packaging, most often made from plastics derived from the
petrochemical industry. While these synthetic food packaging materials are good for preserving food,
their production, uncontrolled use, and end-of-life can cause significant environmental pollution. For
this reason, in recent years, the study of natural and bio-sourced polymers has become increasingly
attractive to scientists working to create new materials with low environmental impact to replace
conventional plastics.
In this context, the idea of studying the valorization of an undervalued by-product has emerged. In this
case, the by-product in context is duck feathers, a by-product of the fattened duck industry, a major
activity in the Southwest of France. Feathers contain around 90% protein, making them an exciting
source of natural polymers. Furthermore, this local valorization would allow participation in the circular
economy of the region by recovering and reusing a local waste product. For this purpose, duck feathers
were collected, and their properties were assessed. The complete characterization of duck feathers is an
essential step in this work and was motivated by the lack of information available in the literature. The
following step was extracting the keratin protein from the duck feathers. This extraction is carried out
by solvolysis using a non-toxic solvent with low environmental impact. After this extraction, bio-
sourced films based on cellulose and keratin were produced. Cellulose is the most abundant natural
polymer on earth, and its use in the packaging sector is well established. The disadvantage of cellulose
is its high sensitivity to water, which can limit its application. For this reason, films combining cellulose
and keratin have been produced, and the influence of keratin on the properties of cellulose films has
been investigated. Hence, this work provides a solid basis for the extraction of keratin by solvolysis and
its potential valorization through the production of bio-based films.
7
8
CONTENT
RÉSUMÉ ________________________________________________________________________ 5
ABSTRACT _____________________________________________________________________ 6
CONTEXT ______________________________________________________________________ 7
Chapter I _______________________________________________________________________ 21
I.1.2. New Aquitaine region and Landes department poultry sector ______________________ 23
I.2.2. Proteins________________________________________________________________ 25
Chapter II_______________________________________________________________________ 51
9
II.1. Motivation ________________________________________________________________ 53
II.3.13. Solid-state 13C CP MAS Nuclear Magnetic Resonance (NMR) spectroscopy ________ 69
10
III.3.2. Regenerated keratin yield comparison according to solvent and parameters used _____ 81
Chapter IV ______________________________________________________________________ 93
IV.3.3. Solid-state 13C CP MAS Nuclear Magnetic Resonance (NMR) spectroscopy ________ 98
IV.3.8. Influence of the acid used for keratin regeneration ____________________________ 114
11
V.3.4. TONCF film properties _________________________________________________ 143
12
LIST OF FIGURES
Figure 1. Flocks of ducks by department end 2010 [9]. __________________________________________________________ 24
Figure 2. Detailed feather composition [14]. _____________________________________________________________________ 25
Figure 3. Number of publications related to "duck feather*" and "chicken feather*" in the last decade. _____ 26
Figure 4. The 20 amino acids list. _________________________________________________________________________________ 27
Figure 5. Illustration of protein hierarchical structure from OpenStax Concepts of Biology. __________________ 28
Figure 6. The different interactions of protein structures [25]. _________________________________________________ 29
Figure 7. Phase diagram of two components eutectic mixture [59]. ____________________________________________ 34
Figure 8. Examples of halide salts and hydrogen bond donors used for DES [60]. _____________________________ 34
Figure 9. Mechanism of feather dissolution in DES (ChCl:urea) adapted from [63]. ___________________________ 35
Figure 10. Dissolution of keratin in NMMO solvent and regeneration mechanisms [31]. ______________________ 37
Figure 11. Biopolymers classification by source [92]. ___________________________________________________________ 42
Figure 12. Schematic representation of the hierarchical structure of cellulose fibers [95]. ___________________ 44
Figure 13. Mechanism of cellulose TEMPO-mediated oxidation in water at pH=10-11 [110]. ________________ 46
Figure 14. Properties of nanocellulose (BNC, CNC, NFC) compared with conventional synthetic and bio-based
polymers: (i) Tensile strength in function of elongation at break and (ii) water vapor permeability in function
of oxygen permeability. Reproduced from [120]. ________________________________________________________________ 48
Figure 15. Picture of the Mulard duck species (La Dépêche, DDM illustration - Nedir DEBBICHE). ___________ 53
Figure 16. The seven feather categories after sorting. ___________________________________________________________ 54
Figure 17. Moisture content, ash content, volatile matter, and fixed carbon content values in percentage for
each feather’s category and section. ______________________________________________________________________________ 59
Figure 18. FT-IR spectrum of extracted fat from duck feather after Soxhlet extraction. _______________________ 59
Figure 19. Biuret test result: before the addition of Biuret reagent (left) and after the addition of Biuret
reagent (right). ____________________________________________________________________________________________________ 60
Figure 20. SDS-PAGE of feathers, lane (1) Prestained Protein Ladder (10- 250 kDa), (2) feathers, and (3)
bovine albumin standard. _________________________________________________________________________________________ 61
Figure 21. Picture of the feather-solvent interaction test with different solvents. _____________________________ 61
Figure 22. Picture of feather sections after immersion in different chemical conditions. ______________________ 62
Figure 23. Picture of hydrophobicity test on the different feather’s categories and their sections in
comparison with cotton and cellulose pulp. ______________________________________________________________________ 64
Figure 24. Comparison of FT-IR spectra of each category (left) and different sections (right) of duck feathers.
_____________________________________________________________________________________________________________________ 65
Figure [Link] of TGA curves of each category (left) and different sections (right) of duck feathers. 65
Figure 26. Comparison of DSC curves of each category (left) and different sections (right) of duck feathers. 66
Figure 27. Comparison of XRD curves of each category (left) and different sections (right) of duck feathers. 67
Figure 28. SEM images of different sections of duck feathers: barbs, barbules, rachis inside, and calamus
outside. Corresponding magnification: a) x100, b) and d) x500, c) x1500 and e) x 2000. _____________________ 69
Figure 29. Solid-state 13C CP MAS NMR spectrum of random feather category. The spinning band is noted by *.
_____________________________________________________________________________________________________________________ 70
Figure 30. General scheme for keratin extraction by solvolysis. _________________________________________________ 77
Figure 31. FT-IR spectrum of NMMO solvent at 50% concentration and 75% concentration after rotary
evaporator step. ___________________________________________________________________________________________________ 79
Figure 32. Elaboration mechanism of choline chloride:urea (1:2) eutectic solvent modified from [150]. ____ 79
13
Figure 33. Aspect of ChCl:urea (1:2) mixture after a few minutes at RT. Left: mixture without prior drying of
reagents, right: with drying of reagents. _________________________________________________________________________ 80
Figure 34. Heating time required to homogenize DES solvent as a function of temperature (left) and the
quantity of DES prepared (right). ________________________________________________________________________________ 81
Figure 35. FT-IR spectra of ChCl, urea, and the ChCl:urea (1:2) mixture. _______________________________________ 82
Figure 36. Graphs of feathers dissolution time and regenerated keratin yield as a function of heating
temperature. Keratin was extracted with NMMO 50% (left) and NMMO 75% (right) with fixed parameters:
feather size 5 mm and F:S ratio=0.10 (based on 50g solvent). __________________________________________________ 82
Figure 37. Graph of feathers dissolution time and regenerated keratin yield as a function of heating
temperature. Keratin was extracted with DES with fixed parameters: feather size 5 mm and F:S ratio=0.10
(based on 50g solvent). ____________________________________________________________________________________________ 83
Figure 38. Diagram presenting regenerated keratin yield as a function of extraction time. Keratins extracted
with fixed parameters: feather size = 5mm, F:S ratio = 0.10 (based on 50g solvent), temperature = 140 °C for
DES and 110 °C for NMMO. _______________________________________________________________________________________ 85
Figure 39. Diagram presenting regenerated keratin yield as a function of feathers size. Keratins extracted
with fixed parameters: F:S ratio = 0.10 (based on 50 g solvent), temperature = 140 °C during 180 min for DES
and 120 °C during 480 min for NMMO. ___________________________________________________________________________ 86
Figure 40. Diagram presenting regenerated keratin yield as a function of F:S ratio (based on 100 g of
solvent). Keratins extracted with fixed parameters: temperature = 140 °C during 180 min for DES and 120 °C
during 480 min for NMMO.________________________________________________________________________________________ 87
Figure 41. Pictures of the keratin regeneration step by acidification at pH=4. Picture A): keratin obtained
with DES, picture B) keratin obtained with NMMO. _____________________________________________________________ 88
Figure 42. Diagram presenting regenerated keratin yield and acid volume as a function of acid type used for
keratin regeneration step. Keratins extracted with fixed parameters: feathers size = 5 mm, F:S ratio=0.10
(based on 50 g of solvent), temperature = 140 °C for DES and 120 °C for NMMO. _____________________________ 89
Figure 43. SEM images of regenerated keratin extracted with (A) NMMO 75% : magnification ×1,000 and
×10,000 and (B) DES : magnification ×1,000 and ×10,000. _____________________________________________________ 98
Figure 44. NMR spectra of regenerated keratin extracted with NMMO 75% at 110 °C and DES (ChCl:urea) at
140 °C. The spinning band is noted by *. __________________________________________________________________________ 99
Figure 45. Visual aspect of regenerated keratins extracted with NMMO 75% and DES, depending on the
extraction parameter. ____________________________________________________________________________________________ 100
Figure 46. SDS-PAGE pattern of regenerated keratins. Picture (A) for NMMO 75% solvent, lane (1) Prestained
Protein Ladder (10-250 kDa), (2) 110 °C, (3) 160 °C, (4) 6 h, (5) 10 h, (6) H2O, (7) acetic acid, (8) sulfuric
acid, (9) citric acid, (10) bovine albumin standard. Picture (B) for DES solvent, lane (1) Prestained Protein
Ladder (10-250 kDa), (2) 130 °C, (3) 170 °C, (4) 1h30, (5) 4 h, (6) H2O, (7) acetic acid, (8) sulfuric acid, (9)
citric acid, (10) bovine albumin standard. ______________________________________________________________________ 101
Figure 47. FT-IR spectra of regenerated keratin depending on extraction temperature. Extracted with: (A)
NMMO and (B) DES (ChCl:urea)._________________________________________________________________________________ 102
Figure 48. TGA of regenerated keratin depending on extraction temperature. Extracted with: (A) NMMO 75%
and (B) DES (ChCl:urea). _________________________________________________________________________________________ 103
Figure 49. DSC analysis of regenerated keratin extracted with (A) NMMO 75% and (B) DES (ChCl:urea)
depending on the extraction temperature. ______________________________________________________________________ 104
Figure 50. XRD analysis of regenerated keratin depending on extraction temperature. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea). ___________________________________________________________________________ 106
14
Figure 51. FT-IR spectra of regenerated keratin depending on extraction time. Extracted with: (A) NMMO
and (B) DES (ChCl:urea). _________________________________________________________________________________________ 108
Figure 52. TGA of regenerated keratin depending on extraction time. Extracted with: (A) NMMO 75% and (B)
DES (ChCl:urea). __________________________________________________________________________________________________ 109
Figure 53. DSC analysis of regenerated keratin depending on extraction time. Extracted with: (A) NMMO 75%
and (B) DES (ChCl:urea).The endothermic peak located at around 60 °C and indicated by * is an artefact due
to the instrument. ________________________________________________________________________________________________ 109
Figure 54. XRD analysis of regenerated keratin depending on extraction time. Extracted with: (A) NMMO
75% and (B) DES (ChCl:urea). ___________________________________________________________________________________ 110
Figure 55. FT-IR spectra of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO and (B)
DES (ChCl:urea). __________________________________________________________________________________________________ 111
Figure 56. TGA of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and (B) DES
(ChCl:urea). _______________________________________________________________________________________________________ 112
Figure 57. DSC analysis of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and
(B) DES (ChCl:urea). The endothermic peak located at around 60 °C and indicated by * is an artefact due to
the instrument. ___________________________________________________________________________________________________ 113
Figure 58. XRD analysis of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and
(B) DES (ChCl:urea). ______________________________________________________________________________________________ 114
Figure 59. FT-IR spectra of regenerated keratin depending on regeneration step. Extracted with: (A) NMMO
and (B) DES (ChCl:urea). _________________________________________________________________________________________ 115
Figure 60. TGA of regenerated keratin depending on acid used during regeneration step. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea). ___________________________________________________________________________ 116
Figure 61. DSC analysis of regenerated keratin depending on acid used during regeneration step. Extracted
with: (A) NMMO 75% and (B) DES (ChCl:urea).The endothermic peak located at around 60 °C and indicated
by * is an artefact due to the instrument.________________________________________________________________________ 116
Figure 62. XRD analysis of regenerated keratin depending on acid used during regeneration step. Extracted
with: (A) NMMO 75% and (B) DES (ChCl:urea). ________________________________________________________________ 117
Figure 63. Solid-state 13C CP MAS NMR spectrum of regenerated keratin with the use of water or acids. Image
(A) correspond to keratin extracted with NMMO and image (B) correspond to keratin extracted with DES.
The spinning band is noted by *. _________________________________________________________________________________ 118
Figure 64. Pictures of regenerated keratin extracted via NMMO solvolysis, humid form (left) and dry form
(right). ____________________________________________________________________________________________________________ 124
Figure 65. Scheme summarizing the manufacturing processes for MFC and TOCNF films, from process P1 to
process P4. ________________________________________________________________________________________________________ 128
Figure 66. Picture of MFC 2% (left) and MFC(A) films (right), a) MFC(A), b) MFC(A)-K5, c) MFC(A)-K10, d)
MFC(A)-K15, and e) MFC(A)-K20. _______________________________________________________________________________ 134
Figure 67. Schematic diagram of the contact angle principle (left), contact angle values of MFC(A) films. _ 135
Figure 68. The stress-strain curves of MFC(A) films (left) and diagram of stress at break (MPa), strain at
break (%) and Young’s modulus (MPa) values for MFC(A) films (right). ______________________________________ 136
Figure 69. TGA and DTG curves of MFC(A) films. _______________________________________________________________ 137
Figure 70. FT-IR spectra of MFC(A) films. _______________________________________________________________________ 137
Figure 71. Pictures of MFC(B) films. A) MFC(B) thick, B) MFC(B) thin, C) MFC(B)-K5, D) MFC(B)-K10, E)
MFC(B)-K15, F) MFC(B)-K20. ____________________________________________________________________________________ 138
Figure 72. SEM images of MFC(B) films: A) is MFC(B) thin, B) is MFC(B)-K5, C) is MFC(B)-K10, D) is MFC(B)-
K15, E) is MFC(B)-K20. ___________________________________________________________________________________________ 139
15
Figure 73. XRD diffractograms of MFC(B) films. ________________________________________________________________ 140
Figure 74. Contact angle of MFC(B) films. _______________________________________________________________________ 141
Figure 75. Diagram of stress at break (MPa) and strain at break (%) for MFC(B) films. _____________________ 141
Figure 76. TGA and DTG curves of MFC(B) films. _______________________________________________________________ 142
Figure 77. Simplified scheme of TOCNF fabrication process. ___________________________________________________ 143
Figure 78. SEM images of TOCNF-5-P film, magnification x1000 (left) and magnification x10000 (right). _ 144
Figure 79. Picture of TOCNF-5-P film (left), TOCNF-5-S film (center), TOCNF-15-S film (right). _____________ 145
Figure 80. WVTR (g/m²*day) of TOCNF-5-P, TOCNF-5-S and TOCNF-15-S films. _____________________________ 147
Figure 81. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P, TOCNF-5-S and TOCNF-
15-S films. _________________________________________________________________________________________________________ 147
Figure 82. TGA and DTG curves of TOCNF films by solvent casting method.___________________________________ 148
Figure 83. Picture of TOCNF films: TOCNF-5-P (left), TOCNF-5-P-DK10 (center), and TOCNF-5-P-HK10
(right). ____________________________________________________________________________________________________________ 149
Figure 84. XRD diffractograms of TOCNF-5-P films depending on the type of keratin incorporated. ________ 150
Figure 85. WVTR (g/m²*day) of TOCNF-5-P films depending on the type of keratin incorporated.__________ 151
Figure 86. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P films depending on the
type of keratin incorporated. ____________________________________________________________________________________ 151
Figure 87. TGA and DTG curves of TEMPO-5-P films depending on the type of keratin incorporated. _______ 152
Figure 88. Picture of TOCNF-5-P films with humid keratin incorporation: A) 0%, B) 5%, C) 10%, D) 20%. _ 152
Figure 89. WVTR (g/m²*day) of TOCNF-5-P films with humid keratin incorporation. _______________________ 153
Figure 90. Diagram of stress at break (MPa) and strain at break (%) values of TOCNF-5-P films with humid
keratin incorporation. ____________________________________________________________________________________________ 154
Figure 91. TGA and DTG curves of TOCNF-5-P films with incorporation of humid keratin. __________________ 154
Figure 92. Pictures of TOCNF-5-P films, A) TOCNF-5-P-20sorbitol, B) TOCNF-5-P-10PEG, C) TOCNF-5-P-
20PEG, D) TOCNF-5-P-40PEG. ___________________________________________________________________________________ 155
Figure 93. WVTR (g/m²*day) of TOCNF-5-P films with addition of plasticizer, PEG400 or sorbitol. _________ 156
Figure 94. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P with addition of
plasticizer, PEG 400 or sorbitol. _________________________________________________________________________________ 156
Figure 95. TGA and DTG curves of TOCNF-5-P films with addition of plasticizer, PEG 400 or sorbitol. ______ 157
Figure 96. Picture of TOCNF-5-P-HK5-20PEG ___________________________________________________________________ 158
Figure 97. TGA and DTG curve of TOCNF-5-P-HK5-20PEG._____________________________________________________ 159
16
LIST OF TABLES
Table 1. Examples of keratin film elaboration in the literature. ________________________________________________ 41
Table 2. Examples of biopolymers films with keratin in the literature. _________________________________________ 43
Table 3. Examples of cellulose films in the literature and their properties. _____________________________________ 49
Table 4. Dimensional characteristics and percentages of the six feather categories after sorting. ___________ 55
Table 5. Observations regarding the physical properties of feather sections after immersion in different
chemical conditions. _______________________________________________________________________________________________ 63
Table 6. Crystallinity index of the different feathers categories and sections calculated from XRD curves. ___ 68
Table 7. Parameters studied in the preparation of the DES. _____________________________________________________ 76
Table 8. Summary of the different parameters studied for keratin extraction as related to the solvent used. 77
Table 9. Examples of various keratin extraction protocols from poultry feathers and their associated yield. 90
Table 10. Bulk density, sintered density and porosity of keratin extrated with DES or NMMO. _______________ 97
Table 11. Crystallinity Index of regenerated keratin depending on solvent and extraction parameters. ____ 107
Table 12. Thickness, density, grammage, and porosity of MFC(A) films. _______________________________________ 134
Table 13. Thickness, density, grammage, porosity, and CI of MFC(B) films. ___________________________________ 139
Table 14. Thickness, density, grammage, porosity, and CI of TOCNF films. ____________________________________ 146
17
INDEX OF ABBREVIATIONS
Chemical compounds
18
Characterization techniques
Other abbreviations
(v:v) Volume:volume
(v:w) Volume:weight
(w:w) Weight:weight
F:S Feathers:solvent
N/A Not available
RT Room temperature
19
20
Chapter I
Bibliography
21
22
I.1. The poultry sector: a source of natural by-products
I.1.1. Worldwide poultry sector
Since the beginning of our era, the world's population has been growing at a more or less variable rate.
According to the historical periods, slow or brutal increases could be observed. The real demographic
growth has been observed since 1950 and will reach 7.7 billion people in 2019, according to a United
Nations report [1]. According to the same report, world population projections predict that the
population will reach 8.5 billion people in 2030, 9.7 billion in 2050, and 10.9 billion in 2100. As a result,
the demand for food production and agriculture is constantly increasing.
The poultry industry, an important sector in global meat consumption, is affected by this population
growth and can cause social and economic problems. Various by-products are generated at the end of
the meat production process. These by-products include skin, bones, fat, blood, feathers, guts, and
numerous microorganisms. The primary concern associated with these by-products is their typical
disposal through burial or incineration, often carried out without adequate precautionary measures. For
example, feathers can be stored in landfills for hours, leading to the proliferation of bacteria and the
formation of bad odors, which can cause environmental and social problems [2]. The need for the
reduction of these negative impacts is on the rise.
23
Figure 1. Flocks of ducks by department end 2010 [9].
24
Figure 2. Detailed feather composition [14].
Characterization studies have been performed on chicken feathers, unlike duck feathers, for which there
is a lack of information. Tesfaye et al. analyzed the chemical properties of chicken feathers to determine
a possible recovery route. Proximate analysis showed that chicken feathers comprise 12.33% moisture,
0.83% crude lipid, 2.15% crude fiber, 82.36% crude protein, and 1.49% ash. The authors also
demonstrated the durability of the feathers in contact with various solvents: weak and strong acids, weak
and strong bases, and bleaching agents. When immersed in alkaline media, the feathers were damaged
and dissolved rapidly; similarly, when immersed in a strong acid media, the feathers showed good
resistance to weak acids. Bleaching agents should only be used for short periods, as they can damage
and degrade feathers after several hours. The study also confirmed the feathers' excellent resistance to
water with no degradation [15].
Besides their chemical composition, the mechanical properties of feathers can be of great interest when
considering their use. Therefore, the mechanical properties of chicken feathers were investigated by
Zhan and Wool. This article separated a chicken feather barb from the feather to test its tensile strength
and measure its deformation and Young's modulus. For this purpose, the stress-strain curve of one fiber
was analyzed, and the values obtained were 6.93% strain at break, 203 ± 74 MPa for average tensile
strength, and an average tensile modulus of 3.59 ± 1.09 GPa [16].
I.2.2. Proteins
Proteins are large and complex functional molecules that play a crucial role in the body of a living
organism. They are natural, renewable, and biodegradable polymers from different sources, such as
animals, plants, or bacteria. Each type of protein provides a distinct functionality depending on its
composition and structure. Like any polymer, proteins are composed of a large sequence of monomers
25
Figure 3. Number of publications related to "duck feather*" and "chicken feather*" in the last decade.
called amino acids. Each amino acid is linked to another by a peptide bond and forms a polypeptide
chain. Proteins are, therefore, differentiated by their different amino acid chains. An amino acid, as its
name indicates, is composed of an amino group (NH2), a carboxylic group (COOH), and a group of
amino acids (-R), which differ depending on the type of protein. There are 20 natural amino acids [17];
therefore, there are as many different types of proteins as assemblies of different amino acids. The list
of the 20 amino acids is shown in Figure 4. The complexity of proteins also comes from their structure
in space. There are 4 levels of structure, the primary, secondary, tertiary, and quaternary structure
represented in Figure 5.
The primary structure corresponds to the protein sequence, i.e. the sequence of amino acids connected
by peptide bonds. An amino acid sequence is specific to each protein. The conformation of the
polypeptide chain defines the secondary structure. The main characteristic is the planarity of this
polypeptide chain that gives birth to several structures, of which the most important are α-helix and
β-sheet structures [17]. The compact molecular structure of polypeptide chains is called tertiary
structure. It corresponds to the overall three-dimensional conformation of the protein. This complex
level of structure gives the protein these biological functions, which differ according to its composition
and structure. The last level of hierarchical structure is the quaternary structure. It is the complex overall
structure of an oligomeric protein composed of several subunits connected by non-covalent bonds.
I.2.3. Keratin
Keratin is a protein known and used as a material by humans for centuries. The origin of the word keratin
comes from the Greek "κερας" which meant "horn" [18]. Keratin was used for various purposes, such
as ornaments, jewelry, clothing, and tools using natural elements from animals like claws, beaks,
hooves, nails, wool, and skins. Initially, keratin serves as a protective barrier against the elements of
nature or as a defense against predators. Today, keratin is a more widely used term to describe a type of
fibrous protein found in various animal species in the epidermal tissue of vertebrates' skin. Keratin and
collagen represent the most important biopolymers in animals [19], present in reptiles, birds, and
mammals. As mentioned above, a feather is approximately 91% keratin protein. Several studies have
26
Figure 4. The 20 amino acids list.
examined the feather amino acid composition of different animal origins [20]–[23]. According to the
literature, scientists agree that feather keratin consists of between 7% and 9% cysteine. This makes it a
cysteine-rich protein. A large number of hydrophobic amino acids also make up the largest percentage
of this composition, giving keratin its high resistance and hydrophobic properties. The amount of
cysteine in keratin determines its specificity. Cysteine allows the formation of intramolecular and
intermolecular disulfide bridges (-S-S-), thus influencing its physicochemical properties. The higher the
sulfur content, the more resistant the keratin. There are also other types of interactions that maintain the
27
Figure 5. Illustration of protein hierarchical structure from OpenStax Concepts of Biology.
integrity of keratin. These include Van der Waals reactions, hydrogen, and ionic bonds, as shown in
Figure 6. Keratin can be divided into two categories: soft keratin and hard keratin. Soft keratin comes
from the epidermis and is low in sulfur, while hard keratin comes from mammals, reptiles, or birds and
is found in appendages such as nails, hooves, horns, and feathers and is high in cysteine [24]. Another
classification also distinguishes between keratins with different secondary structures. These different
ordered patterns are classified as α-helix or β-sheet structures and illustrated in Figure 6.
The first consists of a helical polypeptide chain whose structure is maintained by hydrogen bonds
between the (-N-H-) and (-C=O-) groups of its amino acids. This is the most common form found in
mammals. The second structure is common to birds and reptiles and consists of the parallel or
antiparallel assembly of several keratin strands held together by hydrogen bonds between the strands.
Despite their structural differences, α-helix and β-sheet keratins are similar in their nanoscale filament
structure. Both types of keratin appear as a filament-matrix structure. The notable difference between
the two patterns is their molecular size. The α-keratin has a molecular size ranging from 40 to 68 kDa,
while β-keratin is shorter, ranging from 10 to 22 kDa [19].
28
Figure 6. The different interactions of protein structures [25].
Pourjavaheri et al. monitored the microbiological, chemical composition, and mechanical properties of
white chicken feathers treated with surfactants, disinfectants, and sanitizers by comparing them to
determine which method is most effective against bacteria that can cause health problems without
degrading keratin. Methods compared are Soxhlet extraction with ethanol (SEEt), oxidation by ozone,
purification by Chlorine Dioxide (ClO2), purification with polyethylene glycol (PEG) such as non-ionic
surfactant, with Sodium Lauryl Sulphate (SLS) such as an anionic surfactant and
CetylTrimethylAmmonium Chloride (CTAC) such as cationic surfactant and finally purification by a
combination method (SLS–ClO2–SEEt). The results demonstrate that several cleaning methods have
advantages and drawbacks to consider depending on the desired use. Indeed, the extraction by ethanol
is effective against salmonella and other kinds of bacteria but also eliminates grease. On the other hand,
this method is not ideal for mechanical properties and especially tensile strength because of its decrease.
The results favor the combination method (SLS-ClO2-SEEt) [26]. Surfactants were also studied by
29
Sharma et al., and they investigated the effect of a first and second wash on the number of bacteria in
chicken feathers. The first wash consisted of rinsing with water at 60 °C, then degreasing with petroleum
ether for 12 h and rinsing with water. A second cleaning is then performed at 40 °C for 3 h using various
aqueous surfactant solutions such as sodium dodecyl sulfate (SDS) (anionic surfactant), polyethylene
glycol (PEG) (non-ionic surfactant), and cetrimonium bromide (CTAB) (cationic surfactant). The
authors conclude that the most effective surfactant is CTAB, as this treatment significantly reduces
bacteria and eliminates salmonella without damaging the structure of the feathers and fibers [27]. In
addition to the type of product being used, temperature is an important parameter to consider. Strnad
and Kreze studied the optimization of cleaning methods concerning poultry feathers regarding the
temperature, the addition of detergent, and the use of ultrasound. For the study, they used pre-washed
feathers at an industrial level that have been rinsed with water on a grid to eliminate big impurities.
Then, different cleaning conditions were reported to be compared. The results are based on measuring
water turbidity and solid matter remaining in the cleaning bath after drying. Experiments show that
adding non-ionic washing agent and a higher temperature can improve the cleaning by increasing the
proportion of solid matter in the cleaning bath but above 90 °C, the temperature has no more influence
on this parameter. Based on the results of turbidity and organic matter removal and regarding energy
consumption, the authors concluded that the best method of cleaning is at 40 °C with addition of washing
agent [28]. Washing methods may also differ when industrial machines such as washing machines are
used. Safaric et al. used an industrial cleaning with water to eliminate the major dirtiness. Then, at the
laboratory scale, poultry feathers are cleaned in a commercial washing machine at 60 °C with non-ionic
detergent after putting feathers in a mesh bag. Photos were taken after cleaning and showed white
feathers that seem clean. After cleaning, feathers required a drying step by a modified vacuum drying
method at a pressure lower than 80 mbar and a temperature between 36 and 42 °C. Finally, the authors
explain that after 29-34 hours, the feather moisture was equal to 10%, and the smell was neutral [29].
Casadesus et al. also used the washing machine by mixing the feathers with hydrogen peroxide solution
(H2O2) for 50 minutes at 35 °C and 3300 ppm. After the cleaning, feathers are oven dried at 60 °C for
24 h [30]. Pre-extraction cleaning using a mixture of hexane and dichloromethane can also be found in
the experiments of Ma et al. [31]. Utami et al. cleaned duck feathers in two consecutive steps. The first
step involved cleaning with water and detergent, then drying in an oven at 50 °C for 24 hours. The
second step is a grinding and a second cleaning with hydrochloric acid and petroleum ether for 24 hours,
followed by rinsing with water [32]. Simpler cleaning methods are also used, such as Ullah et al. who
wash the feathers several times with hot water and soap, then degrease them by Soxhlet extraction with
petroleum ether [33], and Gupta et al. who, conversely, first degrease the feathers with ether for 24
hours, then clean them with soap and water [34].
It is clear, therefore, that cleaning methods vary widely from one study to the next, with the majority
using different steps and products, most of which are toxic, costly, and not environmentally friendly.
30
from pyrolyzed human hair to aid in the healing process [35]. At that time and in the following years, it
was possible to extract it from various sources such as claws, beaks, hooves, nails, and hair, among
others. The word keratin first appeared in scientific literature in 1850. At that time, this word described
the solid material present in hard tissues such as horns or hooves [36]. In the 20th century, the emergence
of particular attention concerning the extraction of keratin and the study of different processes on
different sources of keratin can be noticed. In fact, keratin is a protein that does not behave like other
proteins from the point of view of dissolution. The generally used protein dissolution processes do not
work on this material. However, in 1905, an extraction of keratin from hooves using a solution
containing lemon was carried out by the American John Hoffmeier [37]. Subsequently, various
extraction processes were established for medical applications, and keratin powders were used in
cosmetics [38][39]. In the 1920s, scientific research deepened the study of keratin, not only in its
extraction but also in the analysis and understanding of its structure and functionality [7]. Biomaterials
emerged as a scientific concern in 1940. The properties of keratin became important for creating
materials, and several keratin classes were developed [36].
I.3.2.2. Denaturation
One of the most important properties of proteins that determine their behavior and functionality is their
solubility. This is the ability of the protein to dissolve in a solvent to form a homogeneous mixture with
it. This dissolution is controlled by the protein-solvent equilibrium and by interactions within and
between proteins. On the one hand, external parameters, such as temperature and pH environment, can
influence the solubility of proteins [17]. Typically, the solubility of proteins increases with increasing
temperature, and protein extractions are performed at high temperatures.
On the other hand, the internal parameters of the protein play a crucial role in its solubility. Indeed,
interactions at different scales of its structure allow the preservation of its structure. The rupture of
disulfide bridges can allow the denaturation of the protein. "Denaturation" means a loss of order in its
super molecular structure without degradation of the initial molecular weights [17]. A denaturing agent
can break hydrogen and hydrophobic bonds in the protein.
Nowadays, the most commonly used extraction methods are based on oxidation [40], reduction [41],
alkaline hydrolysis [42], ionic liquids [43], eutectic solvents [44][45], microbial and enzymatic methods
[46], steam explosion [47], microwave irradiations [25] and sonication.
Oxidation
Earland et al. oxidized goose feathers after cleaning and degreasing by Soxhlet extraction with alcohol
and ether. The authors point out that the feather strength requires a large excess of peracetic acid solution
(2%) over the feather mass of 500% to complete oxidation [48]. Peracetic acid was also used by
Brown et al., who compared several methods of keratin extraction, including two oxidations. In the first,
wool fibers were oxidized overnight in a 2% peracetic acid solution, heated to 37 °C and mixed at
180 rpm. The oxidized fibers are then filtered and rinsed with water before extracting the keratin with a
Tris-based solution (pH=10.5) twice for 3 hours under the same conditions. The pH of the resulting
solution is then lowered to pH=4 to precipitate the keratin. The second oxidation is carried out with
31
percarbonate. The wool was first hydrated in water overnight and then oxidized with a solution of NaOH
(30% in water) at 3% of the dry wool mass. Percarbonate is then added at 4.5% of the wool's dry weight
and the mixture is stirred for 3 to 4 hours until the wool is completely dissolved. In the same study, a
combination of reduction and oxidation is also compared by mixing the wool with a 0.2 M sodium
thioglycolate solution (pH=12) at room temperature overnight to oxidize the fibers. The mixture was
then reduced to pH=10.5 after dilution with water and HCl (0.5 M) added before centrifugation to obtain
the supernatant. Oxidation is then carried out for 3 hours with 0.25 mL of 3% hydrogen peroxide added
to the supernatant previously adjusted to pH=7 with HCl. Finally, the pH is lowered to pH=4 with HCl
to precipitate the extracted keratin. This comparison shows that the oxidation methods produce keratin
with a homogeneous molecular weight of over 60 kDa, whereas the combined reduction/oxidation
method produces disparate molecular weights between 40 and 70 kDa [40].
Reduction
Keratin was extracted from feathers and wool by Ma et al. [49] and Wang et al. [50] using a reduction
method. In both studies, the extraction principle is similar: feathers or wool are mixed with a solution
containing urea (8 M) and L-cysteine, with the pH controlled at 10.5 using a NaOH solution. For
feathers, the mixture is heated to 70 °C for 12 h, then centrifuged at 10 000 rpm for 20 min to recover
the supernatant, which is then adjusted to pH=4 with HCl and sodium sulfate to obtain solid keratin.
The extraction yield is estimated to be 60%. Wool is heated for 5 h at 75 °C and 72% dissolution is
obtained. The solution is then filtered and dialyzed for 3 days at room temperature. The keratin is then
precipitated by lowering the pH to 4.0 - 4.5 and recovered by centrifugation. In both cases, the final step
is a freeze-drying to obtain keratin powder. However, Wang et al. claim that this extraction method
reduces the disulfide bonds present in the wool by 62%, resulting in a 25 °C reduction in the maximum
decomposition temperature of the regenerated keratin. The same result was observed in the study by
Ma et al., with a slight decrease of 10 °C in the degradation temperature of regenerated keratin. Tonin
et al. used a mixture of urea (8 M), m-bisulfite (0.5 M), and SDS at pH=6.5 adjusted with NaOH to
dissolved wool. Different extraction parameters were studied by varying the amount of SDS (0, 0.3, and
0.6 SDS g/g wool), time (1 h or 5 h), and temperature (65 °C or 100 °C). Each solution was filtered,
dialyzed for 3 days, and then centrifuged to remove any remaining solids. Yields ranged from 22 to 33%
[51].
Alkaline hydrolysis
Alkaline hydrolysis is also a way of extracting keratin, as shown in the study of Sinkiewicz et al., who
demonstrate that the extraction yield is greater with alkaline hydrolysis than with a reduction method.
Keratin was extracted from feathers using a NaOH solution, comparing the influence of its concentration
ranging from 1.0 to 2.5%. The feather:solvent mixture was heated for 75 min at 70 °C. The results show
that extraction yield increases with NaOH concentration, up to around 94% [52]. The alkaline hydrolysis
method can also be coupled with the enzymatic method, as in the study of Branska et al. where alkaline
hydrolysis is a pre-treatment of the feathers. The crushed feathers are mixed with a KOH solution and
heated to 80 °C for 20 h. In the second step, the enzyme is added to the feathers. The second step consists
of adding enzymes after adjusting the pH of the solution to 9. The combined hydrolysis finally takes
place at 50 °C for 24 h. The percentage of feather dissolution is compared with conventional alkaline
32
hydrolysis using 0.3% and 0.6% KOH at 121 °C for 20 minutes. The results show that the dissolution
rate is around 55% for 0.3% KOH, compared with over 80% for 0.6% KOH. Moreover, adding an
enzyme only slightly increases the dissolution rate [53].
Ionic liquids
Discovered in 1914 by the chemist Paul Walden, ionic liquids (ILs) are now widely used in research
and industry. ILs are defined in academic literature as "liquids composed entirely of ions that are fluid
around or below 100 °C" [54]. ILs are used for their physicochemical properties such as transparency,
non-volatility, non-flammability, low vapor pressure, thermal stability, and high solvation capacity [55].
This type of solvent can be used for keratin extraction. Idris et al. extracted keratin from turkey feathers
using various protic ionic liquids based on the cation N,N-dimethylethanolammonium (DMEA), and the
anions formate, acetate, and chloride. In a reflux condenser, the dissolution process was carried out at
100 °C for 7 h. After keratin regeneration, the yield relative to the starting mass was estimated at around
63%, and 99% of ionic liquid was recovered after distillation at 122 °C [56]. 1-buthyl-3-
methylimmidazolium chloride ([BMIM+Cl-) can also be used, as in the study of Ghosh et al., in which
it was demonstrated that extraction temperature impacts keratin yield. Extraction is carried out using
wool at a ratio of 1:6 (w:w), and the temperatures studied range from 120 to 180 °C. Dissolution is
carried out for 30 minutes, after which the keratin is precipitated with water. Yield is calculated on the
basis of the initial wool mass, and values are 57, 35, and 18% for temperatures of 120, 150, and 180 °C,
respectively. The authors conclude that increasing temperature increases the generation of free,
water-soluble amino acids, which are not regenerated and constitute the yield loss [57].
The discovery of deep eutectic solvents (DESs) is attributed to A.P. Abbot in 2001, who mixed a metal
oxide with a quaternary ammonium salt to form a liquid at room temperature [58]. A deep eutectic
solvent is generally a mixture of two or three components, including an H bond donor (HBD) compound
and an H bond acceptor (HBA) compound at a precise molar ratio, where the freezing point of the
mixture is considerably lower than the freezing point of its starting compounds (Figure 7) [59]. In fact,
most of them can be used as a liquid at room temperature. Examples of compounds that can be used in
DES synthesis are listed in Figure 8, so various combinations can be generated, and their properties can
be adapted to the specific situation. DESs are considered "green solvents” due to their low or non-
existent toxicity, biodegradability, non-flammability, and non-volatility. DESs are also a good
alternative to ILs, which can be toxic but have very similar properties. This alternative is also useful
from a cost point of view, as DESs are inexpensive and easy to produce, requiring only a few minutes
of heating at around 60 – 80 °C [59]. A choline chloride (ChCl) and urea mixture is one of the most
widely used eutectic solvents. Separately, ChCl has a melting point of 302 °C and urea of 133 °C, well
above the freezing point of the 1:2 molar ratio mixture (ChCl : urea) of 12 °C [60]. Various studies on
wool and feathers have shown that keratin can be efficiently extracted using DES. Wool dissolution
with the solvent ChCl:urea (1:2) was studied by Jiang et al. [61] and Moore et al. [62].
33
Figure 7. Phase diagram of two components eutectic mixture [59].
In the first case, the solvent was prepared by mixing 1 mol of ChCl with 2 mol of urea, heating at 80 °C
under an inert atmosphere until the mixture was homogenized entirely. Dissolution was then done by
adding 10 mg wool to 1 g solvent heated to 110 °C or 130 °C for 5 h under an inert atmosphere.
Dissolution was then measured and reached around 35 mg/g at 130 °C, whereas there was no dissolution
at 110 °C. In the second article, the solvent was prepared at a 2:1 molar ratio (ChCl:urea) and heated to
50 °C. Then, 1 g of wool was added to 20 g of solvent for dissolution at 170 °C for 30 minutes. The
resulting solutions were filtered, dialyzed, and freeze-dried in both studies for keratin recovery. In
addition to wool, feathers can also be dissolved using DES, as shown in the study of Nuutinen et al.
[45], which compares the efficiency of the solvents NaOAc:urea and ChCl:urea. In this case, 3 g of
crushed feathers are added to 147 g of previously prepared hot solvent at various temperatures from
80 °C to 100 °C. Time is also studied, ranging from 2 h to 24 h of reaction. The final solution is filtered
Figure 8. Examples of halide salts and hydrogen bond donors used for DES [60].
34
through a pressurized filtration unit, and the keratin is regenerated by adding water, filtering, and finally
freeze drying to measure the yield. Given the keratin yield values, it is evident that dissolution time
plays an important role. Indeed, the yield rises from 1% for 2 h of dissolution to 35% for 14 h, the
highest yield obtained at a temperature of 90 °C. After 14 hours of dissolution, the yield decreases
slightly. Temperature also plays a role since by increasing the temperature to 100 °C, the yield rises
sharply to around 45% for 6 h. Regarding the efficiency of DES types, the yield is measured for a 6 h
reaction at 90 °C with around 23% for NaOAc:urea versus 0% for ChCl:urea.
Feathers and wool can, therefore, be dissolved in DESs, and the keratin extracted. However, the reaction
mechanisms of these processes are poorly investigated in the literature. A recent paper by Zhang et al.
[63] explains the chemical reaction between chicken feathers and various DESs and proposes an
interaction [Link] adapted mechanism is presented in Figure 9. This study is based on a
quantum chemical method verified by an experimental test. The first step presented is the swelling of
the protein in contact with the solvent and heat, which allows easier access to the secondary structure of
the protein. DES then acts as a hydrogen bond disruptor due to the presence of the nucleophilic Cl- atom,
which strongly attracts surrounding hydrogens and tends to form strong hydrogen bonds. This is
particularly true for cystins, which have numerous -OH and -NH2 groups that act as hydrogen bond
donors and cause a reorganization of hydrogen bonds. In addition, computational calculations have
shown that the energy of S-S bonds within a cystine is 40% lower than that of C-C and C-H bonds,
making it easier to break disulfide bridges. S-S bonds can, therefore, be easily attacked by H+ ions
present in solution and converted to -SH bonds. As a result, the protein is denatured, its secondary
structure is destroyed, and it becomes unfolded and solubilized in the solvent.
35
N-Methylmorpholine N-oxide
Scientists and industry are currently using the solvent N-Methylmorpholine N-oxide (NMMO) widely
used to dissolve cellulose in the quest for more environmentally friendly biomass extraction. The
NMMO is a tertiary aliphatic amine N-oxide compound [64] produced by the oxidation of
N-methylmorpholine by aqueous hydrogen peroxide, and it is generally obtained as a 50 wt%
concentrated in aqueous solution [65]. Its chemical formula is C5H11N2O, and its molar mass of
115.2 [Link]-1 is represented in Figure 10. Most often used as an oxidizing organic solvent, it is not
thermally stable; therefore, its decomposition temperature begins above 100-110 °C, and beyond 130-
140 °C, its decomposition is significant. NMMO solvent can be found in different hydrates because it
is a hygroscopic compound. When dehydrated, its melting temperature is 170 °C, whereas when it forms
hydrates, the melting temperature decreases. The monohydrate form C5H11N2 H2O melts from 74-78 °C,
and the dihydrate form C5H11N2 2H2O melts from 38-39 °C [66]. The most important aspect of NMMO
in its use is its highly polar N-O covalent bond with a localized oxygen density on electrons. Due to this
strong polar power, NMMO is hydrophilic and soluble in water. Its hygroscopicity is also explained by
this phenomenon and by its facility to create hydrogen bonds. Moreover, this compound is slightly
alkaline, with a pKb = 9.25 [65].
Nowadays, keratin extraction using NMMO is almost nonexistent in the literature, but the study by
Ma et al. [31] demonstrates the possibility of dissolving chicken feathers in this solvent. NMMO is
commonly purchased as a 50% concentrated solution, but the authors report that feather dissolution is
ineffective at this concentration and must be concentrated to at least 75%. To achieve this, they mixed
15 g of feathers in 300 g of 50% NMMO, heated to 110 °C in a reduced pressure distillation apparatus
to remove excess water until dissolution was observed. Dissolution occurs over 5 hours, after which the
solution is centrifuged, and the keratin is recovered from the supernatant by precipitation at pH = 4.5,
filtration, and drying. The mass of dry regenerated keratin is 3.8 g, i.e. about 25% of the initial feather
mass. Following this study, the authors propose a scheme for the dissolution of keratin in the NMMO
solution, shown in Figure 10. Based on amino acid quantification analysis, the authors determined that
the percentage of cystine in chicken feathers is initially 1.34%, decreases to 0.34% in the filtrate after
feather dissolution, and increases to 4.30% in regenerated keratin. Remember that cystine combines two
cysteines through a disulfide bridge, contributing to protein cohesion and strength. This variation in
cystine content is explained by the possible rupture of intra- and intermolecular disulfide bridges during
the extraction process when the NMMO comes into contact with the feathers, allowing them to dissolve.
As this dissolution is not controlled, it allows the release of water-soluble polypeptides or amino acids
and contributes to the loss of yield as they are not regenerated. The disulfide bridges are then regenerated
during the precipitation and drying steps by an oxidation mechanism. In addition, these results were
confirmed by Raman analysis, which indicated an increase in the cystine content of regenerated keratin
compared to the cystine content of feathers.
36
Figure 10. Dissolution of keratin in NMMO solvent and regeneration mechanisms [31].
Hydrothermal extraction
Steam flash explosion (SFE) is a green and chemical-free hydrothermal method for producing
bio-sourced materials under high-pressure saturated steam via hydrolysis. The material is placed in a
reactor heated to a high temperature for a few minutes, and then the pressure is rapidly reduced to create
a high degree of decompression, leading to an explosion. During exposure to the high heat, steam
penetrates the material's cells, causing them to rupture during the explosion. This process is used as a
pre-treatment, making the material more dissolvable and reducing the subsequent extraction processing
time. This method is widely used in converting lignocellulosic biomass [72]. In the case of duck feathers,
37
a work by Zhang et al. achieved dissolving them in two stages: the SFE process and the alkali extraction.
Optimal parameters were evaluated for the SFE process at a pressure of 1.6 MPa for 1 min with an
explosive decompression of 0.1 s and for the alkaline extraction step at a concentration of 0.4% NaOH
at a temperature of 25 °C for 1 h and a solvent: feather ratio of 20: 1 (v:w). These optimum parameters
lead to an extraction rate of 65.78% and a keratin yield of 42.78% [47].
Ultrasound extraction
Ultrasonic extraction is a widely used method for biomass processing. As a result, this process is used
in many sectors, including medicine, agri-food, and perfumery [76]. It has also been demonstrated that
ultrasound can obtain nanoparticles and study nanotechnologies [77]. Sonochemistry is founded on the
principle of matter-energy interaction and can be applied to both liquid-liquid and solid-liquid systems.
When a system is subjected to acoustic waves, acoustic cavities will form in the form of bubbles within
the liquid. The collapse of the bubbles causes strong localized heating and high pressure in a very short
time. In his work, K. S. Suslick reports that temperatures can reach 5,000 °C, with heating and cooling
rates over 109 K/s, where pressures can reach 500 atmospheres [78]. In the case of mixtures with solids,
these cavitations can accelerate the solid particles, creating collisions between them and damaging them
by causing fissures or breakage. Azmi et al. [79] studied the extraction of keratin from turkey feathers
using an ionic liquid assisted by ultrasonic technology. The feather solvent mixture was subjected to
ultrasound with a probe transducer at 20 KHz and different powers of 120 W, 200 W, and 280 W. The
results showed that applying ultrasound at 200 W considerably reduced the feather dissolution time from
120 min for conventional solvent extraction without ultrasound to less than 20 min with ultrasound. It
was also shown that the higher the power, the shorter the dissolution time. In terms of chemical and
thermal characteristics, the authors conclude that the protein structure and properties are maintained.
Another example of ultrasound-assisted extraction was carried out by Eslahi et al. [80] to obtain keratin
38
nanoparticles. After optimization of extraction parameters via enzymatic hydrolysis, the samples were
subjected to ultrasound treatment for 15 min at 80% amplitude. The effect of ultrasound can be seen in
the reduction in particle size after ultrasound compared with extraction without ultrasound. The average
particle size decreased from 297 nm to 127 nm. Therefore, it can be said that the ultrasound-assisted
extraction method has advantages in terms of nanomaterial production and process time reduction.
Moreover, this is the current problem of the depletion of non-renewable resources, a problem that will
only become more severe in the future. For this reason, scientists have long been exploring more
eco-friendly manufacturing techniques, prioritizing materials sourced from nature that are non-toxic,
biodegradable, and, above all, renewable. The aim is to formulate and manufacture materials with a high
percentage of natural sources and biodegradable properties that can compete with synthetic plastics
thanks to their physicochemical properties. Emerging biopolymers such as cellulose, chitin, chitosan,
starch, and keratin, among others, are gaining prominence for their potential use in producing
bio-sourced films.
39
manufacturing parameters, such as the source of the keratin, the quantity of keratin incorporated into
the film, the presence or absence of a plasticizer/crosslinker, the quantity of plasticizer added, and the
preparation parameters (mixing, heating temperature, and duration). Moreover, the protocols diverge in
the manufacturing methodology employed, with two widely used methods being favored: solvent
casting and hot pressing.
The solvent-casting method is simple to implement and inexpensive. A solution containing a dissolved
polymer is poured into a receptacle and allowed to dry until complete evaporation, resulting in a dry
film that can be removed from the container. The hot-pressing method involves pressing a polymer
mixture, using a heated press, between two plates at a given pressure and temperature. Under the effect
of heat and pressure, the solvent evaporates, and a dry film is obtained. However, the solvent-casting
method is still the most widely used today. Film thickness varies according to the chosen process, and
it typically exhibits a transparent, flexible, and yellowish due to the presence of keratin.
Bio-based polymers can be classified by their origin and production methods [90], as represented in
Figure 11 :
Beyond their natural source and possibly biodegradability, bio-based polymers have many other
interesting propertiesio-based polymers have many other interesting properties beyond their natural
source and possibly biodegradability. For example, chitosan is biocompatible, non-toxic, and
antibacterial [91], cellulose is also non-toxic, and has good thermomechanical properties but is highly
water sensitive [92], and starch is odorless, tasteless, non-toxic, and transparent [93]. Table 2 presents
examples of composite films that incorporate keratin. In various literature sources, keratin serves ais a
reinforcing agent rather than the film base, primarily due to its inherent fragility. As previously
discussed, pure keratin films exhibit extreme fragility and are unsuitable for practical applications or
testing purposes. Consequently, some research studies opted for a composite approach, utilizing a
combination of combining two or three polymers, sometimes with the inclusion of additional additives.
In terms of visual characteristics, bio-based composites tend to share similarities with keratin films
incorporating plasticizers; they are typically transparent, slightly yellowish and flexible, as observed in
most studies.
40
Table 1. Examples of keratin film elaboration in the literature.
EG(1) or (1): TS~ 17 MPa, ε~ 65%, E~321 MPa (2): EG: transparent and
70 g of ground PEG(2) or 30 g of TS~ 21 MPa, ε~11%, E~ 530 MPa (3): TS~ yellowish, PEG and
Feather Hot pressing 0.8 mm N/A [33]
feathers DET(3) or plasticizer 19 Mpa, ε~ 2%, E~ 1268 MPa (4): TS~ 15 DET: semitransparent
GLY(4) MPa, ε~ 14%, E~ 381 MPa and brown, GLY: dark
41
Among these varied choices of bio-based polymers, cellulose seems to be one of the most studied and
widely used. Micro- and nano-sized cellulose products have found various applications and have been
in commercial production for several years. Biocomposite cellulose, such as cellulose nanocristal
(CNC), has numerous industrial applications, with a significant presence in the paper packaging
industry. In addition, cellulose-based molecules, often called microfibrillated cellulose (MFC) and
collectively known as cellulose fibers, offer a sustainable packaging solution due to their biodegradable
nature [91].
I.5. Cellulose
I.5.1. Native cellulose
Cellulose is the most abundant renewable organic polymer, constituting 40 – 60% of the mass of
advanced plants [93]. The term “cellulose” appeared for the first time in 1838 in a report of the French
academy by the French chemist Anselme Payen. He also determined its molecular formula: (C6H10O5)n.
Due to its renewability and the trend towards more natural materials, it is increasingly considered and
used as a biocompatible and environmentally friendly material [94]. The fascination for this material
lies in its specific hierarchical structure and crystallinity degree, which differs according to its source.
Most cellulosic compounds contain both crystalline and amorphous domains in different proportions.
This aspect of cellulose plays an important role in its physicochemical properties and reactivity.
Cellulose is a straight carbohydrate polymer chain consisting of glucose-glucose linkage units called
cellobiose; glucose within the chain is alternately rotated at 180 °C. In addition, glucose molecules
contain hydroxyl (-OH) groups. The high donor reactivity of OH groups provides hydrophilicity,
chirality, and degradability and enables the creation of an intrachain and interchain hydrogen bond
network that stabilizes antiparallel chains [94]. The hierarchical structure is represented in Figure 12
[95]. The cellulose is known to be insoluble in water, and the biphasic structure of cellulose complicates
42
Table 2. Examples of biopolymers films with keratin in the literature.
TS= 34 ± 8 MPa, ε= 7
20 CH / 100 Ker 0.01 – 0.02
Chitosan / Ker / Solvent casting ± 2%, E= 176 ± 82 N/A N/A [85]
(mg) mm
MPa
PVA / cellulose / Ker Ker: 60% GLY 10% Solvent casting N/A N/A N/A N/A [42]
TS= 28 to 11 MPa ε=
300 / 83.75 to 300 / Smooth surface,
MC / Ker GLY, 25 µL Solvent casting N/A 45 to 94%, E= 544 to N/A [99]
418.75 yellow or brown
149 MPa
TS~ 44 to 28 MPa, ε~
Cellulose / Ker Ker: 0 to 40% / Solvent casting N/A N/A Transparent [100]
7 to 6%
43
its application during chemical processes or its modification. As in any chemical reaction, contact
between the two species is essential to obtain a reaction. The arrangement of the cellulose molecules in
the fiber plays an important role in its reactivity. Chemical reagents easily penetrate the amorphous
zones, whereas the crystalline zones, which are much more ordered, are less accessible and limit the
reaction at their surface [101].
There are three different types of nanocellulose: microfibrillated cellulose (MFC), cellulose nanocrystal
(CNC), and bacterial nanocellulose (BNC). The latter is commonly less used than the first two.
Figure 12. Schematic representation of the hierarchical structure of cellulose fibers [95].
I.5.2. Nanocellulose
Nowadays, our society promotes science and industries to develop new innovative materials, including
more technology, while keeping the environmental aspect in mind. The field of nanotechnology was
then developed to meet this demand and tends to create new composite materials that meet evolving
specifications. In our case, cellulose is an ideal natural material for developing composite materials.
Indeed, nanoparticles can be extracted from their original form, called nanocellulose. Nanocellulose is
the nomenclature given to cellulose particles having at least two dimensions in the nanometer scale
regardless of the source or the extraction method [102] and usually measures less than 100 nm in
diameter for a few micrometers in length [103]. The hierarchical structure of native cellulose extends
over different size scales. A plant cell membrane is composed of macrofibres, which in turn are
composed of microfibrils, which in turn are constituted by nanofibrils. In these nanofibrils, crystalline
and amorphous parts can be found in succession [104]. Cellulose nanomaterials are composed of
cellulose nanocrystal (CNC), cellulose nanofibrils (CNF) cellulose microcrystal (CMC), and cellulose
microfibril (CMF). Three main paths to obtaining these materials are mechanical, chemical, or bacterial.
44
Top-down processes obtain the first two types, while the last type is produced by bacteria from glucose
units in a bottom-up process.
Due to its semi-crystalline structure, nanocellulose can be extracted from its original form in two main
steps by various extraction processes. The first step is to remove non-cellulosic plant cell membrane
components such as lignin, hemicellulose, and other compounds by a pretreatment and then extract
nanocellulose. Extraction processes include mechanical treatments: high-pressurized homogenization,
grinding, crushing, and steam explosion; chemical extractions: alkali or acid retting, degumming,
enzymatic hydrolysis, TEMPO-mediated oxidation, or a combination of chemo-mechanical process.
Depending on the nature of the extraction, the crystalline zones differ greatly in size and aspect.
Different micro- or nano-sized fibrils, crystallites, or particles can be obtained [105][103]. The most
interesting aspect in the use of nanoparticles is based on their remarkable properties. Nanocellulose is
ideal for manufacturing nanocomposites and composite materials due to its high mechanical properties,
low density, composite reinforcement capabilities, and biodegradability [106].
The viscose process, known for its drawbacks including the use of a non-recoverable and polluting
solvent, was revamped by opting for NNMO, a non-toxic, recyclable solvent, ideal for environmentally
friendly extraction. Lyocell fiber, produced via direct cellulose dissolution [108], involves mixing
cellulose with an aqueous NMMO solvent. The dissolution occurs physically, facilitated by NMMO's
N-O polar bond and alkalinity, creating hydrogen bonds with cellulose hydroxyl groups. Care is required
as dissolution happens optimally between 90 and 120°C; beyond, NMMO destabilizes. Regenerated
filaments, termed lyocell fibers, are then purified to remove NMMO traces for recovery and recycling,
a process involving purification and evaporation stages. Achieving up to 99% recovery rates [109], this
method holds significant industrial promise due to its efficiency.
45
Several stages must be completed before obtaining CNF. If the raw material is wood, the process steps
are as follows:
- 2 - Cleaning and obtention of brown fibers due to the lignocellulosic matter contained in the wood,
Serra et al. [111] studied the impact of NaClO quantity on nanofiber oxidation by comparing their
carboxylic content, cationic demand, and degree of polymerization. In this study, the nanofibers were
given different names depending on the amount of NaClO added to the reaction in mmol: CNF-2 to
CNF-15. The quantities of the other constituents are fixed at 16mg TEMPO / g dry fiber, and
0.1 g NaBr / g dry fiber in aqueous solution at pH=10. The results show that the properties of the
nanofibers are significantly influenced by the amount of NaClO added. Indeed, the greater the amount
of NaClO, the higher the carboxylic content and cationic demand, while the degree of polymerization
decreases. Due to the principle of reaction mechanism, carboxylic content increases with the amount of
NaClO added (from 40 to 1392 µeq.g/g), generating a rise in cationic demand (from 70 to 2043 µeq g/g)
as the negative charge on the cellulose surface increases, thereby increasing the amount of cationic agent
needed to neutralize the nanocellulose. Concerning the decrease in the degree of polymerization with
46
the addition of NaClO, measured before passage through the high-pressure homogenizer, cellulose
depolymerization is clear (ranging from 1045 to 197 for CNF-2 to CNF-15 respectively). However, the
authors suggested various hypotheses as to this change, with depolymerization during the TEMPO-
mediated oxidation process and slight depolymerization during the DP analysis process. Physical
properties are also important to consider in nanocellulose and paper manufacture. In particular, the water
retention value (g/g) increases from CNF-2 to CNF-15, reflecting the greater wettability of fibers with
higher NaClO addition. Fiber diameter is also influenced, with a tendency for fiber size to decrease with
NaClO addition, from 16.72 nm for CNF-3 to 7.89 nm for CNF-15.
The principle is based on blocking the passage of oxygen through the film. Nanocellulose films can
block gases due to the high hydrogen bonding within their molecular structure and the ability to form
high-density films. This density reflects the high cohesion of the film, which prevents the passage of
gases [115]. This property can be seen in Figure 14, where nanocellulose has one of the lowest oxygen
permeabilities compared to other polymers. However, this graph also shows the main disadvantage of
using nanocellulose films. Cellulose is known to be very sensitive to moisture and water. This
hydrophilic property drastically reduces the range of applications for cellulose films. In this case, it can
be seen that nanocellulose has the highest water vapor permeability values, which translates into high
wettability and high-water permeability through nanocellulose films. Another property that measures
the water sensitivity of a material is its contact angle. A material is considered hydrophobic if its contact
47
angle with a drop of water exceeds 90 °. Below this angle, the material shows an affinity for water and
is considered hydrophilic [116]. As can be seen in Table 3, in these cases, the contact angle of cellulose
films is around 40 ° and therefore highly hydrophilic. Another study shows that a higher value of contact
angle can be obtained for a nanocellulose film with a value of 61 °, confirming the hydrophilic aspect
of cellulose [114].
For this reason, cellulose is generally blended with other synthetic or bio-based polymers to be applied
to food packaging. Examples include nanocrystalline cellulose coupled with chitosan, which enhances
the preservation of mangoes [117], carboxymethyl cellulose mixed with polylactide, which improves
the quality of freshly cut tomatoes [118], or cellulose with silver nanoparticles applied to fresh-cut
melons and prevent microbial contamination [119].
Figure 14. Properties of nanocellulose (BNC, CNC, NFC) compared with conventional synthetic and bio-based
polymers: (i) Tensile strength in function of elongation at break and (ii) water vapor permeability in function of
oxygen permeability. Reproduced from [120].
48
Table 3. Examples of cellulose films in the literature and their properties.
TOCNF-2 – Laboratory paper 54.7 ± 1.8 to 1.5 ± 0.08 to 11.05 ± 0.5 to 13.0 ±
N/A 1.15 to 1.44 N/A N/A [111]
TOCNF-15 sheet former 145.9 ± 4.3 2.60 ± 0.07 0.5
Vacuum filtration +
TOCNF 22 ± 2 N/A 245 5.2 14.5 N/A N/A [113]
hot pressing
TOCNF Hot pressing 94 ± 1.4 1.48 ± 0.02 232 ± 22 12.6 ± 1.9 4.79 ± 0.14 [112]
13
CNF Hot pressing 58 ± 6.6% ~ 1.01 ~ 100 ~ 3.80 ~ 5.5 ~ 42 [121]
([Link]/m².[Link])
Vacuum filtration +
MFC 90 ± 3 1.32 ± 0.08 130.2 ± 17.6 6.3 ± 0.5 3.54 ± 0.32 N/A 42.1 ± 2.7 [123]
hot pressing
Vacuum filtration +
MFC 104 ± 4 1.16 ± 0.05 95.3 ± 4.6 6.8 ± 1.6 1.09 ± 0.07 N/A 39.0 ± 3.4 [123]
air drying
MFC Solvent casting 25 1.15 ± 0.03 105 ± 6 4.46 ± 0.48 6.5 ± 0.6 51 ± 4 (g/m²/day) N/A [124]
49
I.6. Conclusion
In this first chapter, dealing with the literature review, several topics were presented. The context of the
agri-food poultry industry was defined at global level and locally at the scale of the Nouvelle Aquitaine
region for fattened duck production. It was noted that the poultry sector is an important industry in this
region, generating a wide range of co-products, including feathers. However, the literature is mainly
limited to the study of chicken feathers, with very little focus on duck feathers. As a result, the definition
and structure of a feather were discussed, as well as its unique chemical composition with a high protein
content. This protein, clearly identified in the literature as keratin, is thus present in around 90% of
feathers. Keratin also has specific properties such as a high cysteine content, α-helix or β-sheet structure,
biocompatibility, non-toxicity, and chemical resistance to various solvents. Due to these promising
physicochemical properties, feathers have already been the subject of numerous studies reporting on
their cleaning, keratin extraction, and valorization through bio-sourced films. Various protocols exist
for cleaning and keratin extraction, and most have been implemented using toxic chemicals that are
hazardous to humans and the environment. However, the need to improve processes in the direction of
green chemistry has led to more eco-friendly processes involving non-toxic, bio-sourced, or recoverable
and reusable chemicals. Once the keratin has been extracted, the literature provides examples of
keratin-based bio-sourced films blending two or more polymers. We have seen that plasticizers are often
added due to the fragility of pure keratin films.
Another solution discussed was the use of composite films combining several bio-based polymers to
couple their properties and increase film quality. It was also explained that cellulose is an interesting
bio-based polymer for making films, thanks to its many properties, particularly in the packaging sector.
Nanocellulose can be used in various forms: CMC, CMF, CNC, CNF, and CNC. However, cellulose
remains a hydrophilic material, which may limit its use depending on the application. For this reason,
numerous studies have been carried out combining cellulose with other polymers. Mixing extracted
keratin with cellulose is thus an interesting avenue to explore. In addition, the valorization of local waste
while trying to improve and overcome the disadvantages of cellulose films.
50
Chapter II
Feathers pre-treatment and
characterization
51
52
II.1. Motivation
As previously mentioned, the central material of this project is duck feathers. However, beyond the
interesting and promising aspect of feathers, they can cause many difficulties in processing. Indeed, as
we have already seen, feathers come from slaughterhouses and are recovered without prior cleaning or
sorting. Feathers are often mixed with organic matter from ducks, such as blood, excrement, skin, bones,
and viscera. Therefore, these recovery and storage conditions are highly favorable to bacterial and
pathogenic agent proliferation, which can lead to health hazards. Therefore, cleaning the feathers as
soon as they are obtained is essential to avoid any risk. Numerous cleaning protocols for using feathers
are described and applied in the literature. It has been found that most of these protocols include various
steps and toxic or environmentally unfriendly products. Moreover, these studies focus on the
characterization and use of chicken feathers and very rarely on the use of duck feathers. Therefore, this
chapter aims to set up a feather-cleaning protocol on a laboratory scale to obtain clean, odor-free feathers
for subsequent use. Then, after cleaning, the properties of duck feathers are analyzed for comparison
with literature data on the properties of chicken feathers.
Figure 15. Picture of the Mulard duck species (La Dépêche, DDM illustration - Nedir DEBBICHE).
53
present, but the barbs are more easily separable and less rigid to the touch. Category 4 contains smaller,
lighter, less solid feathers with a small calamus and rachis. Category 5 includes very light because they
are the birth of new feathers. Neither the calamus nor the rachis are formed yet; only very manageable
barbs form the feather. Category 6 is very close to down, and these feathers are used in the textile
industry because they are soft and flexible without rigid parts. They are extremely light and have volatile
feathers. Category 7 is down, very well known in the textile industry for its softness and fluffiness.
After sorting, 100 feathers from each category were measured and weighed to determine their average
dimensions. Each feather was manually cut to separate its three distinct parts (calamus, rachis, and
barbs). Table 4 shows the height, mass and percentage of each category and each part of a feather.
Results are not given for categories 5 to 7, as the feathers are too thin or lack all three parts.
2 58 229.5 0.74 30 40 30
3 28 186.7 0.35 26 40 34
4 8 118.8 0.16 26 28 46
Here, Fc represents the fixed carbon content, Mc corresponds to moisture, Vc denotes the volatile content,
and Ac is the ash content.
55
the solution a purple color. Five grams of ground feathers were dissolved in 100 mL of a 1 mol/L NaOH
solution heated to 80 °C for 4 h. Subsequently, the resulting solution underwent filtration and
centrifugation to eliminate all particles and impurities. Next, the Biuret reagent was introduced to 2 mL
of the resultant solution to observe color shift. The Kjeldahl method was employed for protein
quantification by determining the nitrogen content in the dry raw feathers. An automatic digester (Velp
Scientifica DKL8) and an automatic analyzer (Velp Scientifica UDK 159) were used. The nitrogen
content was calculated using a conversion factor of 6.25. This factor is based on the general observation
that most proteins contain approximately 16% nitrogen [126]. The dry matter content was determined
using an infrared moisture balance and expressed as g/100g of the raw sample. The crude protein content
in g/100g of both the crude sample and dry matter was then determined. These analyses were conducted
in triplicate.
56
then dried for 24 hours, and any physicochemical alterations were observed and discussed in aspect and
color.
In this equation, Acrist represents the area attributed to the crystalline domains, while Atotal corresponds
to the total area under the diffractogram curve.
57
13
II.2.5.13. Solid-state C CP MAS Nuclear Magnetic Resonance (NMR)
spectroscopy
The solid-state 13C CP MAS NRM spectra of random category were recorded on a Bruker Avance II
9.4 T spectrometer at 298 K using a 4 mm rotor with kel-f cap at a spinning rate of 8000 Hz. A total of
3072 repetitions were performed with a contact time of 2.0 ms and a recycle delay of 5 s. The 1D spectra
were processed with Fourier-Transform, and an external reference was used to determine chemical shifts
(glycine, calibrated on the carbonyl signal at 178 ppm).
The volatile content of a material results in gaseous constituents that evaporate when the material is
subjected to a certain pressure and temperature. This usually concerns volatile materials such as
methane, hydrogen and carbon monoxide, or may result from material degradation. Under heat, keratin
decomposes, and gases such as NH3, CO2, H2S, SO2, and thiols [128] evaporate due to the high
concentration of sulfur in keratin. The results are shown in Figure 17. Volatile content ranges from
80.66% to 85.97%. We can observe that categories 1, 2, and 3 have the lowest rates of volatile content
(81%) compared to categories 4 to 7 (85%), which is consistent with the volatile content of the calamus,
which is the lowest compared to the other two sections, rachis and barbs. Compared with chicken
feathers, duck feathers have a higher volatile matter content of around 80-85%, compared with 78-82%
for chicken feathers [15].
The ash content refers to the percentage of inorganic, non-combustible material present in a material
after exposure to high-temperature combustion. According to Figure 17, the ash content of duck feathers
is low, less than 1.33% in general, and less than 1% for categories 1, 2, 3, 4, and 7. Regarding the
different feather sections, the calamus and rachis were the lowest, with a similar rate of 0.43%, compared
with 0.87% for barbs. These results are similar to those found in the literature, with less than 1.5% for
chickens [15].
The fixed carbon content measures the non-volatile, solid carbon-containing material in a material after
it has been subjected to high-temperature combustion or pyrolysis in a controlled environment. It
represents the combustible component that remains once volatile matter has been eliminated. According
to Figure 17, the highest percentages are seen in categories 1 to 3, and the lowest in categories 4 to 7,
with overall values ranging from 5% to 10%. Here, a difference appears with the values determined for
chicken feathers, which have higher fixed carbon content values ranging from 17% to 21% [15].
58
Figure 17. Moisture content, ash content, volatile matter, and fixed carbon content values in percentage for each
feather’s category and section.
Figure 18. FT-IR spectrum of extracted fat from duck feather after Soxhlet extraction.
59
II.3.3. Protein content
The initial step in protein analysis involved the qualitative confirmation of protein presence in duck
feathers. Initially, the 5 mm crushed feathers were dissolved in NaOH, resulting in a hydrolysate, which
was then treated with the Biuret reagent, leading to a noticeable change in color. Figure 19 illustrates
two test tubes, one containing the hydrolysate without Biuret (on the left) and the other containing the
hydrolysate with the addition of Biuret (on the right). This change from colorless to purple clearly
indicates the complexation of peptide bonds within proteins by copper (II) ions, confirming the presence
of proteins in duck feathers. Furthermore, the crude protein content in duck feathers was quantified using
the Kjeldahl method with a conversion factor of ''N*6.25'', resulting in a value of 82.97 ± 0.98%.
Figure 19. Biuret test result: before the addition of Biuret reagent (left) and after the addition of Biuret reagent
(right).
60
Figure 20. SDS-PAGE of feathers, lane (1) Prestained Protein Ladder (10- 250 kDa), (2) feathers, and (3)
bovine albumin standard.
and settle to the bottom of the container. A ranking from weakest to strongest interaction with the solvent
can be classified in this order: water > chloroform > acetonitrile > toluene > isopropanol > ethanol >
diethyl ether > acetone > hexane > pentane. The feather fibers showed the weakest surface interaction
with water and chloroform solvents. This behavior is likely due to the hydrogen bonding capabilities of
these solvents. In contrast, acetonitrile, a polar aprotic solvent with a more pronounced dipole moment
than polar protic alcohols and toluene, showed a different partitioning behavior. In addition, the feather
fractions exhibited greater partitioning in isopropanol than in ethanol, possibly due to the slightly larger
molecular size of isopropanol, which could hinder the sorption process. The inherent hydrophobic nature
of feathers, due to the presence of alkyl groups, made them strongly inclined towards non-polar solvents
such as hexane and pentane, but the interaction of feathers with the solvents tested shows no clear
behavior as a function of the strength of solvent polarity.
Figure 21. Picture of the feather-solvent interaction test with different solvents.
61
It can be concluded that the folding process is a complex interplay of hydrophobic forces, hydrogen
bonding, and related entropic effects. Indeed, the compatibility between materials can be influenced by
various parameters, including hydrophobicity, lipophilicity, density, pH, temperature, polarity,
molecular structure, particle size, and other factors. This test also helps to show that feathers remain
insoluble in most solvents, whether aqueous or organic.
Figure 22. Picture of feather sections after immersion in different chemical conditions.
Physical transformations and chemical degradation are critical because they can negatively affect natural
fibers and the materials made from them. Considering the visual appearance of the feathers and the
observations in Table 5, we can conclude that they have a low resistance to strong acids, which
significantly degrade the feathers. We can also see that it is not necessary to have basic or acidic
conditions to notice a change, as with water: after a long time (24 h), the color and appearance of the
feathers are modified to the point of causing degradation of the rachis, for example. As far as bleaching
agents are concerned, their bleaching role is only preserved for a short time because the feathers become
fragile and decompose after a few hours. This degradation is also observed in alkaline environments.
Degradation occurs after short exposure times, like barbs, which appear to dissolve and form a viscous
solution after only 2 hours. After 24 hours, all sections are severely degraded.
62
Table 5. Observations regarding the physical properties of feather sections after immersion in different chemical conditions.
Whiter in
Fibers are Softer, mass Degradation,
color and a Degradation No change in No change in
H2SO4 Slightly yellow Degradation smaller and loss, and more but no change
little and whiter color, softer color, softer
yellower matte in color of color
degradation
Softer, more
Whiter and a Whiter, softer, Still very
matte, and Hard and more
CH3COOH Slightly yellow Yellower Yellower little and high No change hard, more
intermediate yellow
degradation degradation yellow
degradation
Viscous,
Less yellow Degradation
immediate Highly More matte More viscous Softer and Softer and
NaOH Yellower and high with powder
swelling, and yellow and yellow, and yellower yellower more yellow
degradation dispersion
change to yellow
63
II.3.7. Hydrophobic properties
Hydrophobicity describes molecules or particles that exhibit an aversion to water. The water-repellent
properties of duck feathers are based on a highly organized, hierarchically branched, multi-scaled
structure. This intricate structure provides the feathers with the appropriate surface roughness necessary
for effective water repellency [131]. The surface of duck feathers can be considered heterogeneous,
consisting of solid material and air. In addition, covalent bonds, such as internal disulfide bridges formed
between pairs of cysteine residues, play a critical role. Hydrophobic interactions between non-polar
residues also contribute significantly to protein stability through their dielectric effect [132].
Consequently, the exposure of polar groups is closely related to the number of internal hydrogen bonds,
underscoring the predominance of a hydrophobic driving force. The interpretation of this test is based
on a comparison of the behavior of feathers with two materials known to be hydrophilic: cotton and
cellulose pulp. Figure 23 shows that these two materials blend easily in the blue aqueous phase and settle
to the bottom of the tube. This demonstrates their affinity for water. Conversely, feathers lie between
the organic and aqueous phases and do not mix with the water. This behavior reflects the hydrophobicity
of the material, which seeks to minimize its contact surface with water.
Figure 23. Picture of hydrophobicity test on the different feather’s categories and their sections in comparison
with cotton and cellulose pulp.
During the infrared analysis of the proteins, distinctive bands generated by the general protein backbone
were identified. The spectra show prominent bands associated with amides A, I, II, and III [135]. The
broad peak at 3300-3200 cm-1 corresponds to amide A and is attributed to the stretching vibration of the
N-H bond. The frequency of this band depends on the strength of the hydrogen bond [136]. The most
prominent band, found at 1700-1600 cm-1, is attributed to the absorption of amide I. This band results
from the vibration of the C=O bond within the peptide group, coupled with a slight in-plane N-H bending
motion [135]–[137]. Amide II is represented by a smaller band at 1550-1500 cm-1 compared to amide I.
64
This band is a result of the bending of the N-H bond in the plane and vibrations associated with the C-N
bond [135]. A weaker band is observed at 1300-1200 cm-1, corresponding to amide III. Determining the
exact nature of this band is difficult due to its position and the contributions from various phenomena
and bonds. It is often attributed to the C-N vibration coupled to N-H bending [15], but additional
absorption may result from CH2 wiggling vibrations in this spectral region [138].
Figure 24. Comparison of FT-IR spectra of each category (left) and different sections (right) of duck feathers.
Figure [Link] of TGA curves of each category (left) and different sections (right) of duck
feathers.
65
determined moisture content of the feathers. The main degradation of the feathers material occurs in the
second stage, from 230 °C to about 500 °C. During this stage, approximately 70% of the mass is
degraded. This degradation is attributed to structural denaturation, cleavage of peptide bonds between
molecular chains, and degradation of disulfide bridges. In particular, disulfide bridges typically begin
to degrade around 230 °C [139]. There is a notable difference in the curve for Category 7, which
represents down feathers. In this case, the final mass of the sample is significantly lower, about 15%,
compared to the other categories. This finding suggests that down feathers are more susceptible to
temperature-induced degradation. As for the feather sections, they closely mirror the previously
described patterns. They show identical stages of degradation and corresponding mass loss, highlighting
the consistency of thermal stability regardless of the specific component within the same feather
category.
Figure 26. Comparison of DSC curves of each category (left) and different sections (right) of duck feathers.
For the first four categories, the melting peak is in the range of 230-235 °C, whereas for the last three
categories, the melting temperature is slightly higher at 245 °C. A similar difference in melting
temperature is observed when considering the three feather fractions: Rachis, Barbs, and Calamus.
Specifically, the calamus and rachis exhibit a melting peak at 230-235 °C, while the barbs exhibit a peak
at 240 °C. These results are consistent with the composition of each category. Categories 1, 2, 3, and 4
66
contain a higher proportion of hard parts (rachis and calamus) compared to categories 5, 6, and 7, which
consist mainly of soft feathers, mainly barbs. Furthermore, this variance in Tm may be due to differences
in crystallinity within the different feather fractions, as higher melting temperatures typically correspond
to increased material crystallinity and vice versa [140].
Figure 27. Comparison of XRD curves of each category (left) and different sections (right) of duck feathers.
is the random coil + β-sheet structure, in agreement with the existing literature [36], [142], [143]. The
crystallinity index, along with the calculated percentages of α-helix and random coil + β-sheet structures,
are detailed in Table 6. The CI ranges from 52.15% to 60.90%, with an average rate of 57.26% observed
for the random category of duck feathers studied in this research. Looking at different parts of a feather
in ascending order, the rachis, calamus, and barbs exhibit crystallinity indices of 53.05%, 54.63%, and
55.21%, respectively. This progression is logically related to the increasing number of barbs in a feather,
as greater crystallinity is observed. These results confirm previous observations from DSC curves where
the melting temperature of barbs was slightly higher than that of rachis and calamus due to their higher
crystallinity rate, which requires more energy to perturb the crystal lattice. In addition, the results
67
emphasize that the random coil + β-sheet structure is the predominant structural element in feathers,
with proportions ranging from 63.35% to 69.15%, while the α-helix structure is present in proportions
ranging from 30.85% to 36.65%.
Table 6. Crystallinity index of the different feathers categories and sections calculated from XRD curves.
68
Figure 28. SEM images of different sections of duck feathers: barbs, barbules, rachis inside, and calamus
outside. Corresponding magnification: a) x100, b) and d) x500, c) x1500 and e) x 2000.
The outer tube is dense and impermeable, while the inner tube contains a non-compact, honeycomb-
like foam structure. At a finer scale, in image (e), it is evident that the cell walls within this honeycomb
structure are composed of fibers that create a porous framework. This honeycomb architecture imparts
lightweight characteristics to the feather while giving it exceptional strength [10].
69
Figure 29. Solid-state 13C CP MAS NMR spectrum of random feather category. The spinning band is noted by *.
70
II.4. Conclusion
In this chapter, an extensive analysis of the physical, physicochemical, and morphological properties of
locally collected duck feathers was carried out and interpreted. Prior to this characterization, the first
step was to crush and clean the collected feathers. A feather cleaning protocol was established, using
chemicals and parameters that were as environmentally friendly as possible to obtain white, clean, and
odorless feathers that could be used.
The main objective was to understand the composition of a sample of feathers as supplied by the
manufacturer. The feathers were sorted into different categories and analyzed separately to determine
the specific characteristics of each category. The purpose of this sorting was to determine if all the
feathers shared the same characteristics and could be used in a blend without prior sorting, eliminating
this time-consuming and labor-intensive step. It has been shown that a sample of several kilograms of
feathers will consist mainly of large to medium-sized hard feathers and only a small proportion of soft
feathers. The composition of duck feathers was determined as follows: moisture content (7 – 10%),
volatile matter content (80 – 86%), ash content (0.5 - 1.5%), fixed carbon content (5 – 10%), crude fat
content (0.98 ± 0.12%), molecular weight of 10 kDa and high protein content (82.97 ± 0.98%).
Following this, the hydrophobicity of the feathers was well demonstrated by water interaction tests, and
their resistivity to acidic and basic media was assessed as medium to weak acids and bases and low to
strong acids and bases. The protein composition of the feathers was confirmed by FT-IR analysis,
showing all peaks relating to proteins (Amide A, Amide I, II, and III), and their double α-helix and
β-sheet structure was observed using NMR and XRD analysis. The latter confirmed the majority
presence of a β-sheet structure in each category, with an average calculated in the random category of
31.56% α-helix structure versus 68.44% β-sheet, with a total crystallinity index of 57.26%. Thermal
analysis (TGA and DSC) showed material degradation starting at 230 °C, with protein structure melting
around 230-245 °C, followed by decomposition up to 500 °C. Morphological analysis revealed a 3-level
hierarchical structure of keratin fibers throughout the feather. Two different structures were perceived:
a compact and smooth arrangement on the outside of the calamus, while on the inside of the rachis, the
structure is honeycombed, giving the feather both rigidity and lightness.
All these properties, specific to feathers and keratin, hold great promise for their use in the manufacture
of bio-sourced materials for a variety of applications. But, before new keratin-based materials can be
developed, they have to be extracted from their source. The following chapter describes in detail the
keratin extraction protocol implemented via a comparative study of two green solvents.
71
72
Chapter III
Optimization of the keratin
extraction process
73
74
III.1. Motivation
Following the detailed characterization of duck feathers described in the previous chapter, it is clear that
feathers contain a large amount of keratin, making them an ideal source for keratin extraction. This
protein is already widely used in various fields of scientific activity and can be obtained from various
sources. It has been shown in the literature that keratin can be extracted from human hair, wool, animal
hair, or feathers (chicken, goose, duck). Various keratin extraction protocols have been developed and
used, but the major problem with these extraction processes is the use of highly toxic chemicals to
humans and the environment. Keratin is a highly resistant protein, insoluble in water and most solvents.
This is why we find, for example, strong acids or bases, sulfite or sulfate-based compounds, or
2-mercaptoethanol.
This chapter aims to establish a protocol for extracting keratin from duck feathers using a bio-sourced,
renewable, and non-toxic solvent. Two solvents are then compared based on the yield of regenerated
keratin obtained and the properties of this keratin. Each process step has been optimized to minimize
energy and chemical consumption.
75
to a certain temperature under stirring. The solvent is formed and the mixture becomes increasingly
liquid. Heating is maintained until the solution is completely homogenized. The resulting solvent is used
directly for extractions or stored in a closed glass container at RT until needed.
DES preparation times were optimized in terms of temperature, pre-drying of solid compounds, and
solvent quantities. Details of the parameters studied are given in Table 7. For the reagent pre-drying
parameter, compounds were stored in an oven set at 50 °C for a minimum of 24 hours before use.
Yes 50 60 36
Reagent pre-drying
No 50 60 52
No 100 45 90
No 100 50 60
Temperature No 100 60 51
No 100 70 32
No 100 80 18
No 50 60 36
No 100 60 51
No 200 60 103
No 250 60 127
76
recovered by filtration through filter paper and homogenized with a small amount of water. The next
step was purification by dialysis using regenerated cellulose dialysis tubing (Spectra/Por Standard RC
Tubing, MWCO: 6-8 kD) over 3 days, with water changes 2 to 3 times a day. Finally, the keratin was
freeze-dried and the resulting dry regenerated keratin was weighed to calculate the regenerated keratin
yield and stored in sealed containers at room temperature until further analysis. The overall extraction
scheme is summarized in Figure 30.
All the extraction parameters studied for the two solvents are summarized in Table 8.
Table 8. Summary of the different parameters studied for keratin extraction as related to the solvent used.
Feather size
Solvent Temperature (°C) Duration (min) F:S ratio
(mm)
77
III.2.3.3. Influence of the acid used for keratin regeneration
A precipitation step is necessary to recover the keratin dissolved in the solvents. Precipitation takes place
after adding acid to lower the pH. The pH values were measured in real-time using a pH electrode and
progressively adding a given acid using a micropipette. Each volume of acid added was recorded. The
tests were performed in triplicates and the results presented are the mean value. The type of acid used
was then compared by measuring the yield of regenerated keratin. A conventional strong acid such as
sulfuric acid was compared with two more natural acids, acetic acid and citric acid.
Where mk is the mass of regenerated keratin and mf represents the initial mass of feathers.
78
Figure 31. FT-IR spectrum of NMMO solvent at 50% concentration and 75% concentration after rotary
evaporator step.
Figure 32. Elaboration mechanism of choline chloride:urea (1:2) eutectic solvent modified from [150].
The presence of water molecules plays an important role in developing a DES. The interaction is based
on the formation of double ionic hydrogen bonds between an H-bond donor compound (urea) and an
H-bond acceptor compound (ChCl). Each of these two compounds is considered hygroscopic and
contains a certain amount of water. For this reason, the moisture content of both compounds was
measured before and after drying. The mass of the sample before drying was measured on a precision
balance, then placed in an oven at 45 °C for 24 hours, and its final mass measured on a precision balance.
Each sample was made in triplicate. The moisture content of ChCl was measured at 2.99 ± 0.95% and
that of urea was measured at 0.83 ± 0.41%. For the total quantity of solvent studied here (50g), this
represents 1 g of water in the solvent, i.e. 2%. The values obtained appear low for hygroscopic
79
compounds, and the analysis parameters should certainly be adapted with a higher temperature or longer
duration to ensure that all the water in the compounds is evaporated.
Figure 33 shows the comparison between two ChCl:urea (1:2) mixtures before heating. It can be seen
that in the right flask, corresponding to the dried mixture, the reaction of the compounds is almost
immediate with the start of melting to form aggregates, whereas in the left flask, where the reagents
have not been dried, no interaction is visible, and the compounds remain in solid state. In addition, after
heating to 60 °C, the time required for complete homogenization of the mixture was evaluated and
compared. With prior drying of the reagents, the time was reduced to 36 min compared to 52 min without
prior drying of the reagents. This phenomenon can be explained by the presence of water, which also
forms hydrogen bonds with the compounds, hindering the direct interaction between choline chloride
and urea and thus implying a longer reaction time.
Figure 33. Aspect of ChCl:urea (1:2) mixture after a few minutes at RT. Left: mixture without prior drying of
reagents, right: with drying of reagents.
Six different heating temperatures ranging from 45 °C to 90 °C were tested. Each sample was heated
with stirring until the mixture was completely homogenized and the results are shown in Figure 34. The
curve shows that the higher the temperature, the shorter the heating time required for homogenization.
In fact, this time increases from 90 min at 45 °C to less than 18 min at 90 °C. The evolution of time
versus temperature follows a quasi-linear trend, with a coefficient of determination of 0.9051. The DES
heating temperature can therefore be modulated according to the operator's needs. In this particular case,
the temperature is set at 60 °C, which allows to obtain a processing time of less than 1 hour while
maintaining an average heating temperature.
Another aspect of this preparation that can be optimized is the amount of solvent prepared. In fact, the
solvent can be used freshly prepared or prepared in advance since it has the property of remaining liquid
at room temperature. The curve in Figure 34 shows that for a 50 g mass of solvent, the duration is
36 min, while for a 100 g mass, the duration is 51 min. Moreover, for a 250 g mass, the time is 127
minutes. A direct linear tendency would suggest that the values for 100 g and 250 g would be around 70
min and 180 min, respectively, so the real duration time implies a direct correlation between mass and
reaction time, which tends to reduce time when increasing the total volume of DES elaborated. This
represents that 250 g of elaborated solvent would save 53 min to produce the same amount of solvent if
80
250 g is done at once rather than doing lots of 50 g. The evolution of time in function of quantity follows
a quasi-linear trend, with a coefficient of determination of 0.9753. It is, therefore, preferable to produce
large quantities to optimize the time required.
Figure 34. Heating time required to homogenize DES solvent as a function of temperature (left) and the quantity
of DES prepared (right).
Following DES elaboration, FT-IR analysis was carried out on the pure compounds and the mixture to
verify the interaction of reagents and the creation of a new compound. FT-IR spectra are visible in
Figure 35. On the ChCl curve, the characteristic band of the O-H bond is visible at 3220 cm-1 due to its
hygroscopic properties. Then several weak bands are visible at 1480 cm-1 corresponding to CH3 groups,
CH2 groups are visible at 1080 cm-1, then the C-C-O bond is attributed to the band located at 955 cm-1,
and finally at 892 cm-1, we find the N-CH3 bond [151]. The characteristic urea bands are located between
3500 and 3100 cm-1 and represent the amides, which are also observed at 1590 cm-1. The weak band at
1675 cm-1 is related to the C=O bond, and the moderately strong band at 1460 cm-1 represents the C-N
bond [152]. Therefore, each of these two compounds has a different IR spectrum with its own
characteristic bands. If we now look at the curve obtained for DES, we find the characteristic bands of
urea in the zones from 3500 to 3100 cm-1 and from 1700 to 1550 cm-1, corresponding to the NH2 groups
of urea. We also find the CH3 band at 1455 cm-1, only present in ChCl [151]. Therefore, we can conclude
that the presence of the characteristic bands of the two compounds indicates the successful interaction
and effective production of DES.
III.3.2. Regenerated keratin yield comparison according to solvent and parameters used
III.3.2.1. Duration and regenerated keratin yield as a function of temperature
Temperature can affect several aspects of a solid-liquid extraction protocol. A temperature change can
impact the solubility of a compound in a solvent. It is generally recognized that as the temperature
increases, the solubility of a compound increases, and this affects the kinetics of the extraction reaction.
The consistency of the solvent can also be changed by increasing the temperature, which reduces the
viscosity of the solvent or mixture. However, an optimum temperature must be explored and established,
as high extraction temperatures can also lead to undesirable degradation of the extracted compounds. In
this study, the temperature was the first parameter investigated. The comparison was made concerning
the yield of regenerated keratin obtained.
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Figure 35. FT-IR spectra of ChCl, urea, and the ChCl:urea (1:2) mixture.
NMMO 50%
The bibliographic chapter stated that extraction using the 50% NMMO solvent was tested to extract
keratin from chicken feathers at 110 °C [31]. However, this study was not conclusive, and the authors
stated that it was impossible to dissolve feathers in NMMO concentrated to only 50% and that it was
necessary to concentrate the solvent. Then, feathers were mixed with 50% NMMO and heated at various
temperatures and the time it took to dissolve completely was evaluated. The results are shown in
Figure 36. The first test was performed at 110 °C, but after more than 10 h of reaction, the feather
dissolution remained incomplete. A test was then conducted at 130 °C but feather dissolution remained
extremely slow and even after several hours of heating, dissolution was considered insufficient.
Figure 36. Graphs of feathers dissolution time and regenerated keratin yield as a function of heating
temperature. Keratin was extracted with NMMO 50% (left) and NMMO 75% (right) with fixed parameters:
feather size 5 mm and F:S ratio=0.10 (based on 50g solvent).
82
The minimum temperature determined for effective feather dissolution within a reasonable time was set
at 140 °C, as the time required was then 450 min (7.5 h) for 53% yield. The higher the temperature, the
shorter the dissolution time. The same is also valid for the yield, which decreases with increasing
temperature.
In the context of optimization and the desire to minimize the energy consumption of this extraction
protocol, the concentration of NMMO was tested at a minimum of 75% to reduce the minimum
dissolution temperature.
NMMO 75%
Once the solvent was concentrated to about 75%, temperature tests could again be performed from
100 °C to 160 °C and the results are presented in Figure 36. In this case, the minimum dissolution
temperature was 110 °C for 468 min and a yield of 48%. Below 110 °C, dissolution is not considered
effective because the time required is too long. There is also a slight decrease in time from 110 °C to
120 °C and a sharp decrease when heating to 130 °C or higher. It can be concluded that the minimum
temperature is the optimum temperature, given the maximum yield of 48%. Higher temperatures reduce
the yield rate, which could lead to protein degradation at higher temperatures.
DES solvent
In the case of DES, the minimum temperature studied is 120 °C, but dissolution is not considered
effective, given the time of over 400 min without complete dissolution of the feathers. On the other
hand, Figure 37 shows that the minimum dissolution temperature is 130 °C, with a duration of 385 min,
for a low yield of about 17%, while increasing the temperature by only 10 °C drastically reduces the
heating time and increases the yield. In fact, at a temperature of 140 °C, the time is more than halved to
158 min, with a yield of about 25%. It's also important to note that, in general, any increase in
Figure 37. Graph of feathers dissolution time and regenerated keratin yield as a function of heating
temperature. Keratin was extracted with DES with fixed parameters: feather size 5 mm and F:S ratio=0.10
(based on 50g solvent).
83
temperature leads to a reduction in heating time and yield reduction. A temperature of 140 °C is a good
compromise between short duration and maximum yield.
NMMO
At a temperature of 110 °C, complete dissolution was estimated to take 468 min, so the time scale
studied was chosen to be between 360 and 600 min. In the range of 360 to 480 minutes, the yield value
remains stable at around 48 %, while after 540 min, the yield drops sharply to around 31-34%. Given
the stability of the yield obtained, allowing the extraction to continue for longer than 360 min is
unnecessary. This is equivalent to stop the extraction before the feathers are completely dissolved. This
could be due to the degradation of the extract. In fact, a longer extraction time allows the feathers to
dissolve completely, but given the yield results, this longer time seems to cause a parallel degradation
of the extract, given the stability of the yield and its decrease after 480 min. In conclusion, the optimum
time here is the minimum.
DES
Regarding the DES, the complete dissolution of the feathers took 158 min at a chosen temperature of
140 °C, so a range from 90 minutes to 240 min was investigated. It can be seen that the yield rate
decreases as a function of extraction time. A sharp decrease occurs from 90 min to 120 min, with the
yield dropping from 56% to 33%. The decrease then remains more or less regular for every 30 min
added to the extraction time. This decrease averages about 3.55%. Again, it is unnecessary to wait until
the feathers are completely dissolved to obtain the best yield, since the minimum time studied is the
optimum.
84
Figure 38. Diagram presenting regenerated keratin yield as a function of extraction time. Keratins extracted
with fixed parameters: feather size = 5mm, F:S ratio = 0.10 (based on 50g solvent), temperature = 140 °C for
DES and 110 °C for NMMO.
NMMO
The difference in feather size influences the extraction yield of regenerated keratin. Indeed, for a feather
size of 0.2 mm, the yield is higher than that obtained with 5 mm feathers: 29% versus 22%. It is,
therefore, advantageous to add a grinding stage for the feathers to make them more finely to increase
keratin yield. However, grinding to 0.2 mm is an additional step that requires grinding to 5 mm and then
grinding to 0.2 mm. This double-grinding operation is costly in terms of time and energy. Double
grinding is necessary because feathers, being an organic material, are heated by the friction of the
grinder, which causes feather aggregate in the sieve, resulting in feather heating, degradation, and a
strong odor.
DES
The previous observation is confirmed by the results obtained for the DES. Fine grinding also increases
the yield of regenerated keratin in this case, ranging from 28% for a 0.2 mm size to 25% for a 5 mm
size. Again, fine grinding of feathers is more interesting in terms of keratin yield.
85
Figure 39. Diagram presenting regenerated keratin yield as a function of feathers size. Keratins extracted with
fixed parameters: F:S ratio = 0.10 (based on 50 g solvent), temperature = 140 °C during 180 min for DES and
120 °C during 480 min for NMMO.
NMMO
NMMO was subjected to a test on a 100 g solvent base, various amounts of feathers ranging from 2 g
to 20 g were added to the solvent in a 250 ml round bottom flask, and the mixture was stirred under
magnetic stirring. Feathers are a low-density material, making them light but voluminous. Mixing is
efficient for small feather masses of 2 g to 10 g. It can be seen that as the feather mass increases, the
viscosity of the solution increases, making feathers more difficult to dissolve. From 15 g of feathers, the
volume of the flask had to be changed to 500 mL to accommodate the entire amount of feathers. Mixing
this solution becomes difficult, and magnetic stirring becomes almost insufficient. For the 0.20 ratio
test, the 500 mL flask was replaced by a 1 L glass reactor, and a more powerful mechanical stirring
replaced the magnetic stirring to maintain sufficient agitation, given the high consistency of the solution.
Regarding the keratin yield, it can be seen that it increases as the ratio increases. However, at a ratio of
0.15, the yield decreased from 51% to 40% compared to a ratio of 0.10. Despite this decrease, we can
see that the yield increases again to 57% for the maximum ratio of 0.20. This decrease can be attributed
86
to an inappropriate flask volume or insufficient mechanical stirring, which reduces the dissolution of the
feathers and can lead to a decrease in yield. We can conclude that the optimum ratio includes a large
amount of feathers, as in this case, 20 g for 100 g of solvent.
Figure 40. Diagram presenting regenerated keratin yield as a function of F:S ratio (based on 100 g of solvent).
Keratins extracted with fixed parameters: temperature = 140 °C during 180 min for DES and 120 °C during
480 min for NMMO.
DES
The F:S ratio study with DES was conducted in the same manner as with NMMO. Ratios ranging from
0.02 to 0.10 were obtained in a 250 mL round bottom flask, 0.15 in a 500 mL round bottom flask, and
0.20 in a glass reactor with mechanical stirring. The same observation was made regarding the increase
in solution viscosity as the amount of feathers increased. An increase in keratin yield was also observed
as the ratio increased. The minimum yield of 8% is obtained for a minimum ratio of 0.02, compared to
42% for a ratio of 0.15. Here, no yield was obtained at a ratio of 0.20 because the high viscosity of the
reaction prevented the feathers from dissolving, and the reaction was stopped. The maximum yield for
DES was set at 0.15.
87
precipitation is initiated when water is added to the mixture a precipitate begins to form. However, this
precipitation is weak, so it was necessary to acidify the solution to induce greater precipitation, as it has
been previously reported that the isoelectric point of keratin is around pH=4.5. After acidifying the
solution to a pH of about 4-4.5, significantly more precipitate was observed. This precipitate is
white/beige or even brown, depending on the solvent used, and in most cases, is located at the bottom
of the beaker. The keratin precipitate is shown in Figure 41. In order to optimize the process and respect
the environment, three different acids were tested to compare the yield of regenerated keratin obtained,
the amount of acid added to lower the pH, and the influence of the type of acid on the properties of the
regenerated keratin. A conventional strong acid (sulfuric acid) was compared to two more natural acids
(acetic acid and citric acid) and to water with no added acid. The results are shown in Figure 42.
A) B)
Figure 41. Pictures of the keratin regeneration step by acidification at pH=4. Picture A): keratin obtained with
DES, picture B) keratin obtained with NMMO.
NMMO
The acidity of the solution was assessed in real-time using a pH electrode immersed in the solution.
After adding 400 mL of water to the solvent solution, the initial pH was between 7.20 and 7.35. Figure 42
shows that a yield of 28% is obtained without acidification, only with the addition of water. This clearly
shows that water is an anti-solvent for keratin and causes its regeneration. Overall, however, the yields
are higher when the solution is acidified. Regardless of the acid used, the yield is relatively stable at
about 43-44%. The maximum yield is obtained with citric acid at 44.25%, sulfuric acid at 43.31% and
acetic acid at 42.78%. On the other hand, the difference is in the volume used, with the minimum for
sulfuric acid being at 5 mL versus 24 mL for acetic acid and 40 mL for citric acid. Acetic acid appears
to be a good compromise because of the high toxicity of sulfuric acid, in terms of both yield and volume
of acid poured.
DES
In the case of DES, the initial pH of the solvent solution after the addition of water is between 9.50 and
9.65, which is higher than in the case of NMMO. For the two natural acids, acetic acid and citric acid,
the yields are 30% and 35%, respectively. The best yield is attributed to sulfuric acid, with a yield of
39%. In terms of the volume of acid added, the minimum is for sulfuric acid with 0.10 mL, followed by
88
acetic acid with 0.83 mL, and finally citric acid with 1.57 57 mL. Overall, the amount of acid required
for DES is much lower than for NMMO.
Figure 42. Diagram presenting regenerated keratin yield and acid volume as a function of acid type used for
keratin regeneration step. Keratins extracted with fixed parameters: feathers size = 5 mm, F:S ratio=0.10
(based on 50 g of solvent), temperature = 140 °C for DES and 120 °C for NMMO.
In summary, the keratin extraction protocol implemented in this work shows yields ranging from 56%
to 77% for the DES and NMMO solvents, which are within the average of the yields found in the
literature. In fact, these values are higher than some yields obtained with conventional solvents but
remain lower than those obtained, for example, with sulfur solvents. The two solvents studied in this
project offer a good compromise between yield and reduced environmental impact.
Table 9. Examples of various keratin extraction protocols from poultry feathers and their associated yield.
Chicken
NMMO 75% 110 0.05 300 25 [31]
feathers
Chicken
DES (NaOAc: urea) 100 0.02 360 45 [45]
feathers
Chicken
0.2 M meta-bisulfite 65 0.028 300 88 [156]
feathers
90
III.4. Conclusion
Once the feathers were characterized and it was determined that duck feathers were an important source
of keratin, the keratin was extracted. During this chapter, an extraction protocol was established to
constantly minimize the environmental impact of such a process. Two non-toxic solvents were compared
for extraction efficiency, and the yield of regenerated keratin was measured. Several parameters, such
as extraction temperature and time, feather:solvent ratio, and feather size, were evaluated and compared.
The use of both solvents requires a prior preparation step. For NMMO, two concentrations were
compared. A 50% concentration is the unmodified product at the time of purchase, and a 75%
concentration is after a preparation step. In the case of a 50% concentration, feather dissolution is
possible at a temperature of 140 °C, whereas after concentrating it to around 75%, the dissolution
temperature can be lowered to 110 °C. This is why the choice of solvent was made in favor of NMMO
75% for further processing. Solvent preparation is a prerequisite for DES.
Optimal preparation parameters were been established with prior drying of the reagents to reduce
homogenization time, with 60 °C being a good compromise between average temperature and correct
time. It is also more advantageous to produce large quantities, saving time and costs. Once the solvents
were prepared, the feather dissolution step was optimized. For the DES solvent, the optimal parameters
were 140 °C, a duration of 90 minutes, a finer initial feather size (0.2 mm), and an optimal F:S ratio of
0.15. For NMMO, the optimum parameters vary with a lower temperature of 110 °C, a duration of 6 h
(longer than DES)), similar feather size (0.2 mm), and a ratio of 0.20. Once the feathers are dissolved,
the keratin regeneration step is optimized by comparing three acids (sulfuric, acetic, and citric) with
water. Since water is an anti-solvent for keratin, it is sufficient to precipitate it. However, it has been
shown that the addition of acid allows the isoelectric point of the protein to be reached at around pH =
4 - 4.5, increasing keratin regeneration and yield. Conventional strong acids are generally used in keratin
extraction protocols to obtain high yields; however, it has been shown in this work that acetic acid can
be used as a good compromise in terms of quantity required and keratin yield to overcome the toxicity
of conventional strong acids and therefore reduce the environmental impact of this extraction protocol.
Generally, the yields obtained in this work are suitable for processes using bio-sourced and non-toxic
and renewable products. These regenerated keratin yields exceed some results found in the literature,
especially in comparison with other studies on NMMO, for example, or other studies using different
DES, but do not exceed the yields obtained with chemicals such as ionic liquids and sulfur solvents.
On the other hand, this work has shown that a high F:S ratio can be used, compared to the literature,
which studies very low ratios, generally in the range of 0.025 to 0.05. This result allows for solvent
savings and reduces the environmental impact and cost of such a process, which can offset the relatively
high temperature above 100 °C, unlike other extraction protocols that use temperatures below 100 °C.
It is also important to note that DES is a very inexpensive and easy-to-use solvent. As noted above in
the example of the NMMO solvent, about 99% of the solvent can be recovered after use with the
necessary equipment, giving it a great economic and environmental advantage over other non-
recoverable solvents that generate waste treatment costs.
Regarding the prospects of this chapter, it would be interesting to further optimize this extraction process
by testing it on a larger production scale, such as a pilot scale. This would certainly lead to even higher
91
keratin yields. What is more, the cost and environmental impact of this process could be further
optimized by establishing a method for recovering and purifying the NMMO after dissolving the feathers
to be able to reuse the solvent and save on solvent costs and quantities. In addition, it would be interesting
to carry out a cost calculation of the entire extraction process in order to study the feasibility of scale-up
for industry.
In this chapter, only the yield of regenerated keratins has been reported, but it is essential to determine
whether the various extraction parameters studied also impact the quality and properties of these
regenerated keratins. For this reason, the following chapter is dedicated to the physicochemical analysis
of the extracted keratins.
92
Chapter IV
Physico-chemical characterization
of regenerated keratin
93
94
IV.1. Motivation
The previous chapter optimized the keratin extraction process according to different parameters:
temperature, time, feather size, F:S ratio, and type of acid used. This comparison was made based on
the regenerated keratin yields obtained as a function of each parameter in the case of both solvents.
However, yield should not be the only information considered in the final choice of an extraction
protocol. The quality of the final material obtained is essential to the choice of application, which will
depend on its properties.
High extraction temperatures can cause extract degradation if the extract is heat sensitive. Long
extraction times can lead to the formation of undesirable compounds after prolonged contact with the
solvent; an inappropriate F:S ratio, where excess solvent strongly dissolves the small amount of starting
material; and too fine material size, which increases the contact surface between solid and solvent and
accelerates the extraction. Therefore, this chapter performs a physicochemical analysis of keratins to
evaluate how each parameter affects their properties. In addition, we have compared these properties
with those of raw feathers to determine if the extraction process alters the original properties of the
keratin.
96
IV.3.1. Keratin density
Only two keratin samples were considered for the density measurement. DES keratin extracted at 140 °C
and NMMO keratin extracted at 110 °C were selected based on the previously established optimum
parameters. The main objective in this case is to compare the two solvents. Such information is very
rare in the literature, as keratin density can vary considerably depending on the type of keratin and its
source. However, feathers are known to be light and strong due to their structure and high keratin
content. Barone et al. measured the fiber density of chicken feathers and found it to be 0.89 g/cm3 [158].
This value confirms the feathers' lightness. In the case of keratin, two methods have been used in this
work to measure its density: bulk density and sintered density. The results of these tests are presented
in Table 10. In both cases, DES keratin had a lower density than NMMO.
The porosity of keratin was calculated from its density, considering that the standard density of keratin
is 1.3 g/cm3. The porosity values therefore logically indicate that DES keratin is more porous than
NMMO keratin.
Table 10. Bulk density, sintered density and porosity of keratin extrated with DES or NMMO.
Solvant of extraction Bulk density (g/cm3) Sintered density (g/cm3) Porosity (%)
97
partially structured arrangements and aggregates, which would explain the double structure observed in
the images.
(A) (B)
Figure 43. SEM images of regenerated keratin extracted with (A) NMMO 75% : magnification
×1,000 and ×10,000 and (B) DES : magnification ×1,000 and ×10,000.
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Figure 44. NMR spectra of regenerated keratin extracted with NMMO 75% at 110 °C and DES (ChCl:urea) at
140 °C. The spinning band is noted by *.
In the case of DES, this yellowish color is explained by the formation of chromophores when the feathers
are dissolved in the solvent. A chromophore is a group of atoms alternating between conjugated multiple
and single bonds. This alternation of bonds modifies the absorption wavelength of the molecule, thereby
changing its color. The yellowish color comes from the release of chromophores from aromatic amino
acids such as tryptophan, phenylalanine, and tyrosine [159] during dissolution under the action of heat
and solvent. The chemical structure of these amino acids is shown in Figure 4 (Chapter I). In the case
of NMMO, the color comes from the chromophores formed from the amino acids and the solvent itself.
Since NMMO is thermosensitive, chromophores can be formed under the influence of heat. This
coloring effect is also seen when NMMO is applied to cellulosic fibers in the Lyocell process [160]. It
has been reported in the literature that starting from 120 °C, NMMO degradation is observed by the
increase of the extinction at lambda = 400 nm with the increase of the heating temperature. The increase
in absorbance indicates an increase in the concentration of chromophores [161]. This explains the large
difference in color between DES and NMMO keratin.
From the temperature point of view, certain differences in texture and color between keratins can also
be observed. For DES, at a temperature of 130-140 °C, the texture of the keratin is light and cotton-like
with a light color, whereas from 150 °C the texture changes to a more granular and "sandy" texture,
reaching a dark beige at 170 °C. This may reflect a slight keratin degradation at higher temperatures
99
Figure 45. Visual aspect of regenerated keratins extracted with NMMO 75% and DES, depending on the extraction parameter.
100
compared to lower temperatures. In the case of NMMO, the overall appearance of the keratin is heavier
and sandier than that of DES. Color changes are also observed as a function of temperature, particularly
between 110 °C, medium brown, and 150 °C, dark brown. This may also reflect degradation at high
temperatures.
In the case of the temperature parameter, the samples 110 °C and 160 °C are compared for NMMO
(Figure (A), lines 2 and 3), and the samples 130 °C and 170 °C are compared for DES (Figure (B), lines
2 and 3). In both cases, the blue color, representing the presence of proteins, is aligned with the 10 kDa
marker line. This value is similar to the molecular weight value previously determined for raw feathers
(Figure 20, Chapter II). This indicates that the molecular weight of the keratin monomers remains intact
after extraction and regeneration relative to its source. These results are consistent with those reported
in the literature [46], [162]–[164] for the molar mass of β-keratin, which is reported to be approximately
10 kDa. However, since the size of the keratin is close to the minimum gel limit, it would have been
interesting to carry out this experiment with a higher gel concentration gradient, allowing the analysis
of molecular masses lower than 10 kDa, in order to be able to confirm these results.
(A) (B)
Figure 46. SDS-PAGE pattern of regenerated keratins. Picture (A) for NMMO 75% solvent, lane (1) Prestained
Protein Ladder (10-250 kDa), (2) 110 °C, (3) 160 °C, (4) 6 h, (5) 10 h, (6) H2O, (7) acetic acid, (8) sulfuric acid,
(9) citric acid, (10) bovine albumin standard. Picture (B) for DES solvent, lane (1) Prestained Protein Ladder
(10-250 kDa), (2) 130 °C, (3) 170 °C, (4) 1h30, (5) 4 h, (6) H2O, (7) acetic acid, (8) sulfuric acid, (9) citric acid,
(10) bovine albumin standard.
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IV.3.4.3. Fourier Transform Infrared (FT-IR) spectroscopy
The FT-IR spectra of keratins extracted at different temperatures are shown in Figure 47. High extraction
temperatures can lead to protein degradation as these molecules are temperature-sensitive. Therefore,
the chemical composition of the extracted keratins was analyzed. All the protein-specific absorption
bands previously identified in the FT-IR analysis of duck feathers (paragraph II.3.8, Chapter II) are
found in the keratin spectra.
These characteristic bands reflect the presence of peptide bonds (-CONH-). They include the stretching
vibration of the N-H bond at around 3300-3200 cm-1, the vibration of the C=O bond associated with the
bending of the N-H in the plane at around 1700-1600 cm-1, the bending of the N-H associated with the
C-N bond at 1550-1500 cm-1, and finally a band at 1300-1200 cm-1 combining several contributions
from the C-N, N-H, and CH2 bonds. The correspondence of the absorption bands with the feather
spectrum confirms that the extraction process, whether with NMMO or DES, does not affect the peptide
structure of the keratin chains.
(A) (B)
Figure 47. FT-IR spectra of regenerated keratin depending on extraction temperature. Extracted with: (A) NMMO
and (B) DES (ChCl:urea).
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protein structure, disruption of peptide bonds between molecular chains and cleavage of disulfide
bridges. In summary, the degradation of the protein structure of keratin.
(A) (B)
Figure 48. TGA of regenerated keratin depending on extraction temperature. Extracted with: (A) NMMO 75% and (B)
DES (ChCl:urea).
In Figure 48 (A), corresponding to keratins extracted with the NMMO solvent, the loss of mass due to
humidity is between 6% and 8%, with a slight difference in the slope of the curve. In particular, at the
minimum temperatures of 110 °C and 120 °C, the evaporation is slower than at the other temperatures.
This difference is also noticeable at the beginning of the second phase degradation, with different initial
degradation temperatures. In fact, keratins extracted at 130, 140, 150, and 160 °C degrade from 215 °C,
while keratins extracted at 110 and 120 °C degrade from 230 °C, which is similar to raw feathers. Once
800 °C is reached, the amount of remaining material is highest for temperatures of 110 and 120 °C with
19.5% and 18%, respectively, consistent with the raw feather value of 16-20% and less than 16.5% for
higher temperatures. In Figure 48 (B), corresponding to keratins extracted by DES, the moisture content
is between 4.5 and 7%. This is lower than NMMO keratins and raw feathers. In contrast to NMMO, the
moisture content decreases as the extraction temperature increases, e.g., 7% at 130 °C versus 4.5% at
170 °C. There is no difference in the initial degradation temperature, with all keratins starting to degrade
at 220 °C, which is lower than for raw feathers. The derived curve shows that the higher the extraction
temperature, the greater and faster the degradation of the material. Then, at 800 °C, the 130 °C curve
stands out from the others, with a significant residual material value of 16.8%, compared to about 15%
for the other temperatures. These values remain lower than those obtained for raw feathers.
In conclusion, the extraction temperature parameter can influence the thermal degradation
characteristics of keratins. In both cases, the degradation is slower, and the remaining mass of material
is greater at lower extraction temperatures. The degradation temperature is maintained in the case of
NMMO, but slightly reduced by 10 °C in the case of DES compared to raw feathers.
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IV.3.4.5. Differential Scanning Calorimetry (DSC)
The thermal properties of keratins were complemented by DSC analysis to observe phase transitions
and compare them with those observed for raw feathers. The thermograms are represented in Figure 49.
The first endothermic peak visible on the curve is between 100 and 150 °C and is associated with
removing bound water from the keratin. TGA analysis has shown that keratin samples contain a certain
amount of water. Numerous hydrogen bonds are present within the protein structure, and water can also
be bound to keratin via hydrogen bonds, which can raise the minimum temperature to remove this water
to above 100 °C [165]. An endothermic peak follows this between 190 °C and 280 °C. In figure 49 (A),
corresponding to NMMO, the 110 °C curve differs from the others due to different heat flow values.
This should not be taken into account as it is due to a malfunction of the instrument. However, if we
consider the shape of the curve, it can be seen that this curve and the 120 °C curve are different from
the other temperatures. Both curves show a large and bimodal endothermic peak at 190-280 °C with an
epaulement at around 210 °C. These two curves are highly similar to those of feather keratin in Figure 26
(paragraph II.3.10, Chapter II), but the shoulder is only visible after extraction. This endothermic peak
is associated with the thermal denaturation of the keratin crystalline structure, which consists of an
α-helix structure. The present shoulder can be explained by an overlap due to degradation of the cysteine
matrix, as we saw earlier that keratin is a cysteine-rich material [166]. Then, when the dissolution
temperature reaches 130 °C or more, we observe a shift of this endothermic peak towards lower
temperature values, around 230-235 °C, with a decrease in peak depth and peak area. The literature
suggests that this shift may be explained by a reduction in the cysteine in the keratin after extraction
compared to the keratin present in feathers. In addition, a loss of peak intensity may also be associated
with transforming the keratin structure from α-helix to random coil or β-sheet arrangement during the
extraction and regeneration [166].
(A) (B)
Figure 49. DSC analysis of regenerated keratin extracted with (A) NMMO 75% and (B) DES (ChCl:urea)
depending on the extraction temperature.
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Concerning Figure 49 (B), which deals with DES keratins, a difference can be seen depending on the
temperatures studied. Overall, the curves presented have the same shape as the feather DSC curves,
especially in the case of the curve related to 130 °C. A first endothermic peak at 100-150 °C concerns
the elimination of water, followed by a second well-defined melting peak of the crystalline phase. As
the extraction temperature increases, the endothermic peak at about 230 °C loses depth and definition.
The interpretation of this change is similar to that of the previous NMMO keratins.
There is no doubt about the influence of the extraction temperature on the thermal resistance of the
extracted keratin. For NMMO, the two minimum temperatures of 110 °C and 120 °C preserve the
α-helix keratin crystalline structure through a strong crystalline melting peak. This melting occurs at a
higher temperature than that of raw feathers. The hypothesis proposed here is that an extraction
temperature not exceeding 120 °C allows an efficient dissolution of the feathers while maintaining a
sufficient amount of cysteine to regenerate the disulfide bridges or even generate new disulfide bridges,
thereby increasing the melting temperature of the regenerated keratin. Above an extraction temperature
of 130 °C, the structure is less crystalline and less preserved as the temperature rises. This leads to
progressive keratin degradation and possibly loss of cysteine content after extraction.
Figure 50 shows the XRD curves of extracted keratins as a function of extraction temperature. Only the
two extremes were selected for this analysis. Figure 50 (A) shows keratin extracted at 110 °C and 160 °C
for NMMO, and Figure 50 (B) shows keratin extracted at 130 °C and 170 °C for DES. The shape of the
curve, with two broad diffraction peaks at about 2θ = 9° and 19°, demonstrates the semi-crystalline
structure of keratin. This behavior is very similar to that of duck feathers. As in feathers, the peak at
2θ = 9° is assigned to the α-helix structure and the peak at 19° to the random coil + β-sheet structure.
The CI was also calculated, and the values are listed in Table 11.
In the case of NMMO, the CIs calculated for the two temperatures are close, 46.3% for 110 °C versus
45.9% for 160 °C, although this difference appears too minor to be considered significant. However, the
CI of keratin is lower than that of raw feathers, so the NMMO extraction process results in a loss of
crystallinity of about 10%. Slight changes in the α-helix and β-sheet structure rates are observed, with a
decrease in the β-sheet structure rate at higher temperatures.
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(A) (B)
Figure 50. XRD analysis of regenerated keratin depending on extraction temperature. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea).
In the case of DES, the CI for temperatures of 130 °C and 170 °C is similar to that of feathers. In this
case, there is no loss of crystallinity after extraction. However, there is a significant difference in the
α-helix ratio, which decreases from 45.7% to 31.3% at the higher temperature. This reflects a transition
from α-helix keratin to random coil + β-sheet structure, which is considered to be less robust than the
latter.
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NMMO solvent and keratin would result in peptide bond cleavage, resulting in a lower molecular
weight, as discussed earlier (Chapter I).
Table 11. Crystallinity Index of regenerated keratin depending on solvent and extraction parameters.
Random coil +
Solvent Parameter Value CI (%) α-helix (%)
β-sheet (%)
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IV.3.5.3. Fourier Transform Infrared (FT-IR) spectroscopy
The FT-IR spectra of keratins extracted during different times are shown in Figure 51. The general
appearance of the spectra is again similar to that of the raw feathers. All the characteristic bands of the
peptide bonds named Amide A and Amide I-III are found at the same wavel engths. Moreover, no
additional bands are visible, testifying to the preservation of the chemical structure of keratin after
solvolysis with either NMMO or DES.
(A) (B)
Figure 51. FT-IR spectra of regenerated keratin depending on extraction time. Extracted with: (A) NMMO and
(B) DES (ChCl:urea).
The curves (B) for DES are similar to the moisture content measured between 4 and 6%, but in the
second stage, the degradation temperature of the extracted keratin with the maximum value of 4 h starts
at 190 °C, 40 °C lower than the degradation temperature of the raw feathers, while the degradation starts
at 220 °C for the other durations. At 800 °C, the values of the remaining material do not follow a clear
pattern, ranging from 13 to 16%.
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In conclusion, the extraction time influences the degradation temperature of the extracted keratins.
Given the results, in the case of NMMO, it is necessary to choose an extraction time greater than 7 h to
maintain a degradation temperature similar to that of feather keratin. Furthermore, in the case of DES,
an extraction time of less than 4 h is required to maintain a degradation temperature similar to that of
feathers.
(A) (B)
Figure 52. TGA of regenerated keratin depending on extraction time. Extracted with: (A) NMMO 75% and (B) DES
(ChCl:urea).
(A) (B)
Figure 53. DSC analysis of regenerated keratin depending on extraction time. Extracted with: (A) NMMO 75%
and (B) DES (ChCl:urea).The endothermic peak located at around 60 °C and indicated by * is an artefact due to
the instrument.
109
is broad, located between 190 °C and 280 °C, and its shape depends on the solvent used. The
interpretation of this peak is identical to that of the previous DSC analysis. For NMMO, the first
minimum is about 210 °C, and the second is 250-265 °C with a greater depth. For DES, the first
minimum is at about 225-230 °C and the second at about 255-260 °C with almost the same depth.
Therefore, given the similarity of the curves for each of the solvents, it can be assumed that the extraction
time is not a parameter influencing the thermal properties of keratin.
In the case of NMMO, the extraction time does not seem to influence the CI of the regenerated keratin
since the calculated CIs are 50.7% and 49.9% for extractions of 6 h and 10 h, respectively. A difference
can be seen in the composition of the crystalline structure, with the β-sheet rate decreasing with the
longer extraction time. This rate decreases from 68.4% to 62.1% for 6 h and 10 h, respectively.
In the case of DES, a slight decrease in CI is observed, from 59.9% to 56.9% for 1.5 h and 4 h,
respectively. However, there is a significant difference in the curve.
The intensity of the diffraction peak at 2θ = 19 ° is significantly higher than that of the peak at 2θ = 9 °
for a duration of 1.5 h. This means that the β-sheet rate is much higher than that of the α-helix structure
at low durations, with rates of 70.4% versus 29.6%. This composition is very similar to that of feathers.
(A) (B)
Figure 54. XRD analysis of regenerated keratin depending on extraction time. Extracted with: (A) NMMO 75% and
(B) DES (ChCl:urea).
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IV.3.6. Influence of feathers size
IV.3.6.1. Visual aspect
As mentioned earlier, the initial size of the dissolved feathers affects the yield of keratin obtained. In
fact, the finer the feather size, the higher the yield. A comparison of the keratin obtained with an initial
feather grinding size of 0.2 mm or 5 mm indicates no change in visual appearance or color. In Figure 45,
it can be seen that for both solvents, NMMO and DES, the two different-sized feathers are similar.
Therefore, this parameter was not considered for further analysis. As previously explained, fine grinding
requires additional specific equipment and additional time to achieve fine grinding, which increases
costs and energy consumption. This step is avoided when setting up such a process.
(A) (B)
Figure 55. FT-IR spectra of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO and (B) DES
(ChCl:urea).
111
wavelengths. No additional bands appeared, but there is a difference in the intensity of the bands located
between 3000 and 2830 cm-1 for both solvents for the 0.02 F:S ratio compared to the other F:S ratios.
This difference is also present in the curve corresponding to the 0.05 ratio for DES. This wavelength
corresponds to stretching the -CH2 and -CH3 groups [15], whose proportion increases when the solvent
is in excess with low ratios.
(A) (B)
Figure 56. TGA of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and (B) DES
(ChCl:urea).
112
it during the extraction. In fact, this hypothesis can be verified in its thermal resistance analysis. As
observed in the TGA analysis, the melting of the crystalline structure occurs before the other ratios. In
graph (A), the melting of the α-helix structure occurs at about 175 °C, and in graph (B) at about 180 °C.
In both cases, the peak is broad, with almost only a single trough, indicating a major loss of α-helix
structure, which would then be hardly visible on the curve and mixed with keratin degradation.
The curves for the other ratios are bimodal in the case of DES and feature a more complex shape in the
case of NMMO. The interpretation of this peak has already been described above. Here, the F:S ratio
affects the thermal properties of the extracted keratin. The loss of thermal properties is confirmed for
the 0.02 ratio.
(A) (B)
Figure 57. DSC analysis of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and
(B) DES (ChCl:urea). The endothermic peak located at around 60 °C and indicated by * is an artefact due to
the instrument.
In the case of both NMMO and DES, there is a clear difference between the two ratios studied. Indeed,
the curve corresponding to the F:S ratio of 0.02 shows a diffraction peak intensity at 2θ=19 ° higher
than that of the diffraction peak at 2θ=9 °. As seen from the values in Table 11, this means that the
random coil + β-sheet phase is superior to the α-helix phase. Thus, at low ratios, the β-sheet phase
predominates in regenerated keratin, reaching 72.9% for NMMO and 78.7% for DES. At higher ratios,
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these values decrease to 64.1% and 64.4%, respectively. This large amount of β-sheet structure explains
the "brittle" and crystallized appearance of the keratin studied in the visual analysis section.
(A) (B)
Figure 58. XRD analysis of regenerated keratin depending on F:S ratio. Extracted with: (A) NMMO 75% and (B)
DES (ChCl:urea).
The same observations apply to NMMO. Water-regenerated keratin is very different from the other
three, with the same texture as DES. Sulfuric and acetic acid-precipitated keratins are similar, with the
same color and texture, while citric acid-precipitated keratins are heavy and sandy, with a darker color.
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IV.3.8.3. Fourier Transform Infrared (FT-IR) spectroscopy
FT-IR spectra of regenerated keratins with and without acidification are shown in Figure 59. The band
interpretation is identical to previous interpretations, with an apparent similarity to the spectrum of raw
feathers. There is no difference between the different types of acidification. Therefore, this parameter
does not affect the chemical structure of the keratin.
(A) (B)
Figure 59. FT-IR spectra of regenerated keratin depending on regeneration step. Extracted with: (A) NMMO and
(B) DES (ChCl:urea).
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(A) (B)
Figure 60. TGA of regenerated keratin depending on acid used during regeneration step. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea).
On the other hand, the degradation trough is less defined for sulfuric acid, acetic acid, and water, with
the curve continuing to decline towards the endothermic axis at 280 °C. Therefore, it can be concluded
that the degradation of keratin precipitated with sulfuric acid, citric acid, or water is more spread over
the temperature range from 240 °C to over 280 °C. However, the type of acid used does not seem to
affect the thermal resistance of keratin phase transitions.
(A) (B)
Figure 61. DSC analysis of regenerated keratin depending on acid used during regeneration step. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea).The endothermic peak located at around 60 °C and indicated by * is an artefact
due to the instrument.
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IV.3.8.6. X-Ray diffraction (XRD)
XRD graphs of extracted keratins regenerated with different acids are presented in Figure 62. Graphs
(A) and (B), for NMMO and DES, respectively, contain all acids types studied for keratin regeneration:
acetic acid, sulfuric acid, citric acid, and also without acid. Here, the semi-crystalline structure of keratin
is preserved for each type of regeneration, and the two known diffraction peaks are present at the same
angles. These peaks were previously interpreted. Overall, all calculated CIs are close to 50%, and there
is no clear trend for α-helix and random coil + β-sheet structures. For example, the rates of random coil
+ β-sheet from lowest to highest for NMMO are: water < sulfuric acid < acetic acid < citric acid, while
for DES, they are: acetic acid < citric acid < sulfuric acid < water. However, the values obtained are not
very different. Therefore, it can be assumed that the type of acid used does not influence the crystal
structure of regenerated keratin.
(A) (B)
Figure 62. XRD analysis of regenerated keratin depending on acid used during regeneration step. Extracted with: (A)
NMMO 75% and (B) DES (ChCl:urea).
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(A) (B)
Figure 63. Solid-state 13C CP MAS NMR spectrum of regenerated keratin with the use of water or acids. Image (A)
correspond to keratin extracted with NMMO and image (B) correspond to keratin extracted with DES. The spinning
band is noted by *.
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IV.4. Conclusion
In this chapter, a physicochemical analysis of keratins extracted and regenerated from duck feathers has
been carried out. The main objective of this work was to determine the physicochemical properties of
these keratins to determine the influence of each extraction parameter studied on them. Thus, by
comparing the properties with those of the raw feathers, we were able to observe the changes that take
place during the extraction and regeneration process, and we were also able to compare the influence of
the solvent. The first observation was made to compare the visual aspect of each extracted keratin. A
considerable difference was observed, with a yellowish coloration with DES versus a dark brown
coloration with NMMO. It was explained that this coloration was thanks to the formation of
chromophores due to the presence of cyclic amino acids in the keratin and to the formation of
chromophores during the reaction of NMMO with heat. SEM images revealed that the morphology of
extracted keratin is a mixture of fibrous structure and a random assembly of aggregates that also form
porous arrangements. We have seen that the solvent used affects the morphology of the keratin.
Subsequent chemical structure analysis by NMR and FT-IR showed that the extracted material was
keratin and that its chemical structure was similar to that of raw feathers. The solvent used did not affect
the chemical composition of the keratin.
Furthermore, the band attributed to β-carbon in the NMR spectra indicated that the β-sheet structure is
preserved during the extraction process, reflecting the preservation of keratin disulfide bridges or their
regeneration after dissolution. SDS-PAGE analysis determined the molecular mass of the extracted
keratin to be approximately 10 kDa, which agrees with the literature and the molecular mass of raw
feather keratin. Therefore, no change in the size of the keratin chains is observed after extraction,
regardless of the solvent or parameters studied. Other methods should be employed to have more precise
data for this measurement. Overall, the degradation temperature of feathers is maintained at about
230 °C after extraction with NMMO, while extraction with DES reduces this value by 10 °C. The higher
the extraction temperature, the faster the degradation and the smaller the material remains. The lower
the extraction temperature, the more likely it is that the properties of the material will be preserved.
Concerning the duration parameter, it was concluded that a minimum of 7 h of extraction is necessary
for NMMO to maintain the above degradation temperature and that in the case of DES, it is better to
choose an extraction of less than 4 h to not lower the degradation temperature. It was also shown that in
addition to extremely low yields, the F:S ratio of 0.02 significantly reduces the thermal properties of
keratin.
Furthermore, changes in crystallinity were observed as a function of the parameters studied. Indeed, the
lowest CIs were calculated with the DES solvent and the highest with the NMMO solvent. Extractions
with NMMO kept the CI value of the feathers as close as possible. In any case, the random coil + β-sheet
structure is still dominant in regenerated keratin. It would be interesting to perform a quantitative
analysis of the amount of cysteine and cystine present in the feathers, during feather dissolution, and in
the regenerated keratin to understand the dissolution process better and to confirm the hypothesis that
119
disulfide bridges are either preserved during dissolution, regenerated during the regeneration stage, or
both.
Keratin is a semi-crystalline material that can assume different morphologies: fibrous or aggregated,
with good thermal and chemical properties and low density. As a natural material in the human body,
its main advantages are biocompatibility and biodegradability. It is a highly interesting natural material
for various applications, including cosmetics, hair care products or creams and treatments;
pharmaceuticals and medical devices; drug delivery systems; agriculture, biofertilizers; and packaging,
bio-based films, and coatings.
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Chapter V
Elaboration and characterization of
bio-based films with cellulose and
keratin
121
122
V.1. Motivation
Faced with the environmental degradation caused, in part, by the production and use of plastics, the
packaging industry was required to change and explore more environmentally sustainable alternatives
to synthetic plastics. Traditionally, packaging has been composed mainly of petroleum-based plastics,
which are known to cause significant environmental problems throughout their life cycle. As a result,
France has imposed restrictions on synthetic plastics and encouraged manufacturers to adopt more
environmentally friendly and cost-effective methods and processes. This shift in research focuses not
only on environmental considerations but also on maintaining performance standards. As a result,
research is focused on innovative materials that meet environmental goals while maintaining
performance expectations. One such solution is using renewable bio-based and natural polymers with a
low environmental impact. Cellulose, a naturally abundant material, has been used in packaging,
particularly in the form of films, but some drawbacks limit its broad application. In particular, its
hygroscopic nature challenges achieving optimal water resistance, a critical requirement for the food
industry. This chapter aims to improve the hydrophobic properties of cellulose by incorporating keratin
into the film formulation. Two types of cellulose have been tested for use in the films: commercially
available microfibrillated cellulose and laboratory-produced tempo-oxidized nanocellulose. This work
was conducted in collaboration with the LEPAMAP-PRODIS laboratory in Girona, Spain, as part of an
international mobility program. Once the films were prepared, a physicochemical and mechanical
analysis was carried out to compare the properties of the different formulations. Different manufacturing
processes, solvent casting, and hot pressing were also studied to optimize the appearance and properties
of the films. Finally, different keratin additions and the presence or absence of a plasticizer were studied.
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Figure 64. Pictures of regenerated keratin extracted via NMMO solvolysis, humid form (left) and dry form
(right).
membrane were used for film preparation: nylon membrane filters (Cytiva, WhatmanTM) of 0.45 µm
for MFC films and mixed cellulose esters membrane (Merck) of 0.22 µm for TOCNF films.
TOCNFs were prepared according to the protocol of Serra et al. [111] with slight modifications. For
this experiment, the final dry mass of nanofibers aimed is 25 g. The first step consists of pulping the raw
material, ashless blotting paper, by hydrating the fibers in water under mechanical agitation at
30,000 rpm for a few minutes at RT. Once hydrated, the fibers are filtered and recovered and the
consistency is measured (≈17%). In the second step, TEMPO and NaBr are solubilized in distilled water
under mechanical agitation at RT for approximately 20 to 30 min until complete solubilization. In the
protocol used, the TEMPO required is 16 mg per g of dry fibers, and the NaBr required is 100 mg per g
of dry fibers. Next, a quantity of hydrated pulp (calculated according to its consistency) is added to the
TEMPO + NaBr + H2O mixture, stirring for 10-15 minutes to allow the fibers to untangle. This step is
critical for efficient oxidation. It is important to note that consistency of about 1% fibers in water is
recommended during the reaction, so the amount of water has been calculated according to the target
dry fiber mass. Next, a pH electrode is inserted into the mixture to measure the pH of the reaction in
real-time. Initially, the reaction has a pH of about 6.3. The oxidation reaction begins when NaClO is
added to the mixture. NaClO added was calculated as 5 mmol per g of dry fibers. The amount of NaClO
added will affect the degree of oxidation generated on the cellulose fibers. In this case, 5 mmol of NaClO
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will produce a nanocellulose called hereafter "TOCNF-5". Maintaining a constant pH of around 10 is
necessary to avoid degradation of the cellulose fibers. This is achieved by adding dropwise NaOH.
The reaction is considered complete when the pH of the solution is constant without adding further
NaOH. Once the oxidation reaction is complete, the solution is filtered, and the cellulose fibers are
rinsed several times with distilled water. At this stage, the fibers obtained are white and oxidized, with
a consistency of about 12%. The fibers are then reduced in size to nanofibers using a high-pressure
homogenizer (PANDA 2000, GEA NIRO-Soavi, Parma, Italy). A suspension with 1% consistency of
the previously oxidized fibers is passed through the homogenizer at different pressures: 3 passes at
300 bar, 3 at 600 bar, and 3 at 900 bar. A gel-like transparent suspension is obtained and stored in a
refrigerator until use. The final consistency after homogenization of TOCNF-5 is approximately 1%.
The DP is defined as the molecular weight of a polymer divided by the molecular weight of the repeating
unit:
𝑀𝑊 𝑐𝑒𝑙𝑙𝑢𝑙𝑜𝑠𝑒
DP = 𝑀𝑊 𝑔𝑙𝑢𝑐𝑜𝑠𝑒 𝑢𝑛𝑖𝑡 (4)
Where MW cellulose is the molecular weight of TOCNF added to the solutions, and MW glucose unit
is the molecular weight of the glucose unit (162 g/mol).
The molecular weight of cellulose can then be calculated using Mark-Houwink equation:
Where Ƞ is the intrinsic viscosity (dL/g), MW cellulose is the molecular weight of TOCNF, K and a are
constants (2.28 and 0.76, respectively) [111]. As a result, the calculations were performed using these
different constants, and the DP value was then averaged.
In order to calculate this intrinsic viscosity, further calculation steps are required before plotting the
inherent viscosity and intrinsic viscosity as a function of solution concentration. The equations are as
follows:
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𝑡 𝑐𝑠
Ƞrel = 𝑡 𝑠𝑜𝑙𝑣𝑒𝑛𝑡 (6)
𝑡𝑐𝑠−𝑡 𝑠𝑜𝑙𝑣𝑒𝑛𝑡
Ƞsp = 𝑡 𝑠𝑜𝑙𝑣𝑒𝑛𝑡
(7)
𝐿𝑁(Ƞ𝑟𝑒𝑙)
Ƞi = (8)
𝐶
Ƞ𝑠𝑝
Ƞ= 𝐶
(9)
Where Ƞrel is the relative viscosity, tcs is the average of the times measured for the cellulose solution
studied, tsolvent is the time average of the reference solution, Ƞsp is the specific viscosity, Ƞi is the inherent
viscosity, C is the cellulose solution concentration (mg/ml).
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CD = (CpolyDADMAC x VpolyDADMAC) – (Cpes-Na x Vpes-Na) / WTOCNF (10)
Where CpolyDADMAC and VpolyDADMAC are the concentration (0.001 meq/L) and volume (L) of
polyDADMAC, Cpes-Na and Vpes-Na are the concentration (0.001 meq/L) and volume (L) of Pes-Na and
WTOCNF is the weight of TOCNF sample (g).
In the first step of the elaboration protocol, the MFC mass is weighed to obtain the desired final mass,
considering its consistency. Here, 25 g of 2% MFC was weighed, and 150-200 mL of distilled water
was added for dilution. For films containing keratin, the weight of cellulose was adjusted, and keratin
was added in dry powder form. Homogenization was performed at 10,000 rpm for 5 minutes using a
high-shear homogenizer (IKA Ultra-turrax® T25 digital). The solution was then membrane-filtered to
obtain a gel-like film. The gel-like film was carefully peeled off the membrane, as it is very fragile, and
placed between two non-stick papers, which were placed between two absorbent papers, placed between
two metal plates, and hot-pressed with a heat press (Carver, hydraulic press, auto series). Pressing
occurred under 2000 lbf (≈ 1 bar) for 60 s, then 3,000 lbf (≈ 1.5 bar) for 60 s, then 7,000 lbf (≈ 3.5 bar)
for 720 s at 105 °C (a total of 14 min). After the cycle, the films remained slightly moist and had to be
reheated directly between the two metal plates for about 1 minute to complete the drying process. A
general scheme of the manufacturing process is shown in Figure 65, and the process described here is
called P1. The resulting films were stored at RT.
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absorbent paper, and another 15 min at 9,000 lbf (≈4.5 bar) at 105 °C. This second manufacturing
process is summarized in the scheme shown in Figure 65 and named P2. The resulting films were dried
and stored at RT until analysis.
P1
P2
P3
P4
Figure 65. Scheme summarizing the manufacturing processes for MFC and TOCNF films, from process P1 to
process P4.
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V.2.5. MFC film characterization
V.2.5.1. MFC(A) characterization
Film thickness
Film thickness was assessed using a micrometer. Each measurement was taken at a different point on
the film, 20 values were recorded, and the final thickness of each film was averaged.
Film density
The mass of each film was measured using a precision balance (± 0.1 mg). The diameter of the films
was measured with a caliper. Estimated volume and density were calculated using Equation 11:
𝑀
𝜌= 𝑉
with 𝑉 = π ∗ r 2 ∗ 𝑒 (11)
Where ρ is the density, M is the mass (g), V is the estimated volume (cm3), r is the radius (cm), and e is
the thickness (cm).
The grammage (G) of MFC(A) films was calculated in g/m². The porosity (P) of each film was
determined from its previously calculated density and the density of each component according to
Equation 12:
𝜌𝑀𝐹𝐶
P=1– (12)
𝜌𝐶+ 𝜌𝐾
Where ρMFC is the film density, ρC is the density of pure cellulose assumed to be 1.5 g/cm3 multiplied
by the fraction contained in the film, and ρK is the density of keratin evaluated previously at 1.3 g/cm3
multiplied by the fraction contained in the film.
Film surface properties were measured using a drop shape analyzer (Krüss DSA 10 Mk2) via the contact
angle sessile drop method using distilled water. Five measurements were performed for each film, and
the contact angle value was averaged. Data were collected using the ADVANCE software.
Mechanical test
Tensile tests of MFC(A) films were performed in a universal testing machine (3R, France). Samples
were cut to obtain 40 mm length and 7 mm width. The tests were carried out with a clamp distance of
20 mm, a preload of 0.5 N, and a 10 mm/min speed. Data were collected using SyntX-Lite software.
The results presented are the mean values of eight trials.
The melting temperature of MFC(A) films was studied from -50 to 250 °C with a heating rate of
10 °C/min using a TA Q20 differential scanning calorimeter and continuous nitrogen purge.
FT-IR spectroscopy in the Attenuated Total Reflectance (ATR) mode was conducted on MFC(A) films
using a Jasco FT/IR-4700 infrared spectrometer. Each spectrum was generated by 32 scans at a
resolution 4 cm-1 on a range between 4000 and 400 cm-1.
The thickness of each MFC(B) film was measured with a micrometer (Starrett, USA) on five different
points of the film surface, and the value was averaged.
Film density
The mass of each film was measured using a precision balance (± 0.1 mg). The diameter of the films
was measured with a caliper. Estimated volume and density were calculated using the previous
Equation 11.
The grammage of MFC(B) films was determined and averaged over 3 specimens of each composition
studied. Each film was cut with a chosen dimension of 20×10 mm, its mass was weighed on a precision
balance to within ± 0.1 mg, and its grammage (G) was calculated in g/m². The porosity (P) of each
MFC(B) film was determined following the previous Equation 12.
The scanning electron microscopy technique was employed to examine the morphology and
microstructure of MFC(B) films. For this purpose, samples underwent carbon coating through the
evaporation method using a turbo evaporator device (Emitech K950, Germany). The observations were
conducted in high vacuum mode at 5kV using a FE-SEM Hitachi S-400 (Japan), and image acquisition
was performed using Quartz PCI software.
X-ray diffraction (XRD) patterns for MFC(B) films were acquired using a PANanalytical X’Pert PRO
diffractometer to analyze the crystallinity index (CI) of films. The measurements were performed with
CuKa radiation (X = 152.4 pm), and data were recorded utilizing variable slits.
The crystallinity index (CI) calculation was executed using Equation 13.
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𝑇𝑜𝑡𝑎𝑙 𝑎𝑟𝑒𝑎 𝑜𝑓 𝑐𝑟𝑦𝑠𝑡𝑎𝑙𝑙𝑖𝑛𝑒 𝑝𝑒𝑎𝑘𝑠
CI (%) = 𝑇𝑜𝑡𝑎𝑙 𝑎𝑟𝑒𝑎 𝑜𝑓 𝑡ℎ𝑒 𝑐𝑢𝑟𝑣𝑒
∗ 100 (13)
The surface properties of the films were assessed using a Drop Shape Analyzer (Krüss Advance)
employing the contact angle sessile drop method with distilled water. Data acquisition was performed
through the ADVANCE software, and the analysis was replicated in triplicate.
Mechanical test
Mechanical tests on MFC(B) films were conducted using a Hounsfield tensile tester with a 2.5 KN
loading cell and pneumatic clamps. Five samples were cut to dimensions of 80 mm length and 15 mm
width for each film type. Before analysis, the samples were conditioned in a climatic chamber for at
least 24 hours at 23 °C and 50% humidity. The tests were executed with a clamp distance of 60 mm, a
preload of 0.01 N, and a speed of 5 mm/min. Data were recorded using the Data Hawk software, and
the presented results represent the mean values obtained from the five trials.
Thermogravimetric analysis (TGA) data were acquired using a Mettler Toledo thermogravimetric
analyzer, model TGA-SDTA851. Samples weighing 10 mg were heated at 10 °C/min from room
temperature to 600 ºC under a nitrogen gas flow rate of 40 cm³/min. Two replicates were performed,
and errors were maintained below 1%.
A second manufacturing method was also tested for TOCNF films, the P4 process, which involves
solvent casting. In this case, two types of TOCNF were used: TOCNF-5 and TOCNF-15. The two types
of keratin were also tested with a percentage "X", dry and humid, so the films are called, in this case:
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TOCNF-5-S-DKX / TOCNF-5-S-HKX or TOCNF-15-S-DKX or TOCNF-15-S-HKX. The first mixing
step is identical to P2, but this solution is poured into a 90 mm diameter petri dish and dried by
evaporating the solvent at RT for several days (approximately 7-10 days) until the film is completely
dry. The film is then removed from the petri dish.
The thickness of TOCNF films was measured with a micrometer (Starrett, USA) on five different points
of the film surface, and the value was averaged.
Film density
The mass of TOCNF film was measured using a precision balance (± 0.1 mg). The diameter of the films
was measured with a caliper. Estimated volume and density were calculated using the previous
equation 11.
The grammage of TOCNF films was determined and averaged over 3 specimens of each composition
studied. Each film was cut with a chosen dimension of 20×10 mm, its mass was weighed on a precision
balance to within ± 0.1 mg, and its grammage (G) was calculated in g/m². The porosity (P) of each film
was determined following the previous Equation 12.
SEM images of TOCNF films were acquired using the same parameters as for MFC(B) films.
XRD spectra of TOCNF films were produced using the same parameters as for MFC(B) films. CI values
were calculated following Equation 13.
Water contact angle values of TOCNF films were recorded as for MFC(B) films.
The WVTR of TOCNF films was measured using the cup method according to ASTM E96 standard.
The principle is based on measuring the passage of water vapor through a solid material over a specific
period. TOCNF films were conditioned 48 hours in advance in a climatic chamber at 23 °C and 50%
humidity. A waterproof plastic box was filled with oven-dried silica beads. A cellulose film was laid
down and held between the container and its lid. The center of the lid was cut in a circle. In this way,
the surface area of the film in contact with its environment is controlled by the diameter of the circle.
The box was weighed, and its mass was noted as the initial mass. The box was then stored in a climatic
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chamber at 23 °C and 50% humidity for 6 h. Every hour, the box was removed from the climatic chamber
to measure its mass with a precision balance, then returned to the climatic chamber until the next
measurement. The WVTR was then calculated using Equation 14:
𝐺
WVTR = 𝑡 ∗ 𝐴 (14)
Where, G is the weight change (g), t = time of exposition (h), A = film test area (m²).
Mechanical test
The mechanical properties of TOCNF films, particularly stress at break and strain at break at break,
were determined using the same protocol for MFC(B) films.
Thermal degradation of TOCNF films was analyzed following the same parameters as MFC(A) films
except for TOCNF-5-P, TOCNF-5-P-DK10, and TOCNF-5-P-HK10, which were analyzed using the
same parameters as for MFC(B) films.
Moreover, from the picture, it can be concluded that the pressing parameters are not optimal, as a white
ring around the films may reflect poor pressure or temperature selection. This white coloration should
be avoided in future film production.
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A B C
D E
Figure 66. Picture of MFC 2% (left) and MFC(A) films (right), a) MFC(A), b) MFC(A)-K5, c) MFC(A)-K10, d)
MFC(A)-K15, and e) MFC(A)-K20.
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V.3.1.3. Water contact angle (WCA)
The water contact angle determines the hydrophobic or hydrophilic nature of a material surface. A drop
of liquid is placed on a surface. If the surface is hydrophilic, the drop will tend to spread out until it
reaches equilibrium. On the other hand, if the surface is hydrophobic, the drop will not spread. The
ability of a surface to be wetted then depends on the value of the contact angle between the liquid and
its surface. It is generally known that if the contact angle is greater than 90 ° (θ>90 °), the surface is
hydrophobic; if the contact angle is less than 90 ° (θ<90 °), the surface is hydrophilic. The contact angle
principle is illustrated in Figure 67 with the results of the CA analysis. The hydrophilic character of
cellulose is well confirmed in this case. The MFC(A) film exhibits a contact angle of 85.5 °, which is
very close to the limiting value of 90 °, but remains below it. However, this value is well above that of
studies in the literature [123], [168], [169], which report an average CA of around 40 ° for MFC films,
whether manufactured by solvent casting or pressing. Contrary to initial hypotheses, the addition of
keratin results in a significant reduction of the contact angle. With only 5% keratin, the CA decreases
by 21% to 67.3 °. The contact angle decreases as the keratin content increases, reaching 57.1 ° for 20%
keratin. As mentioned earlier, keratin, like cellulose, contains numerous hydrogen bonds in its chemical
structure, so it may be possible for keratin's hydrogen bonds to create additional interactions with water,
resulting in a more hydrophilic film surface.
Figure 67. Schematic diagram of the contact angle principle (left), contact angle values of MFC(A) films.
The MFC(A) films were subjected to tensile tests on a universal machine to evaluate their mechanical
properties. The stress-strain curves and values for stress at break and strain at break are shown in
Figure 68. For MFC(A) pure cellulose film prepared by hot pressing, the mechanical properties are
130 MPa stress at break and 17.8% strain. These values agree with other studies reported in the
literature, particularly that of Nguyen et al., who produced MFC films by the pressing method with an
identical stress at break of 130 MPa and a lower strain at break of 6.3% for a film thickness of 90 µm
and a density of 1.32 g/cm3 [123]. In the case of MFC(A) films, only one manufacturing method was
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Figure 68. The stress-strain curves of MFC(A) films (left) and diagram of stress at break (MPa), strain at break (%)
and Young’s modulus (MPa) values for MFC(A) films (right).
studied: hot pressing, but if the results of this study are compared with literature values for MFC films
produced by solvent casting, it can be found that the values obtained by pressing are higher than those
obtained by solvent casting, with, for example, a stress at break between 81-105 MPa and a strain at
break between 3.86-4.46% in the work of Kumar et al. [124]. A comparative study between pressing
and solvent casting methods, showing that hot pressing provides superior mechanical properties, is also
available in the literature [123].
Figure 68 shows that the film with the highest mechanical properties is the MFC(A) base film and that
the more keratin is added, the lower the mechanical properties. Indeed, adding 5% keratin drops the
values to 65 MPa for stress at break and 10.4% for strain at break. A decrease is also observed for the
other quantities added. This finding is also presented in the literature with the work of Zhang et al. [170],
who compared the mechanical properties of pure cellulose films with cellulose/keratin films. In their
case, both parameters, stress at break and strain at break, were reduced with the presence of keratin. The
presence of keratin can reduce the interaction between cellulose molecules and the material's cohesion,
thus reducing the mechanical strength.
136
rate is reduced to 1.28%/°C with a maximum at 355°C and 1.25%/°C at 356 °C. In this case, the addition
of keratin decelerates the thermal degradation of cellulose films and increases the maximum degradation
temperature by about 5 °C. For all the formulations shown here, the percentage of solid mass remaining
is similar, ranging from 19-20% at 800 °C.
137
-OH groups of the residual water present in the cellulose, and finally, the band at 1200 cm-1 corresponds
to the stretching vibration of the C-O-C bond at 1200 cm-1. These results agree with data reported in the
literature [123], [171]–[173].
A B C D E F
Figure 71. Pictures of MFC(B) films. A) MFC(B) thick, B) MFC(B) thin, C) MFC(B)-K5, D) MFC(B)-K10, E)
MFC(B)-K15, F) MFC(B)-K20.
138
density of pure cellulose, assumed to be 1.5 g/cm3, reflecting the tight packing of the fibers in the film.
The porosity of the films is directly related to their density, as a result of which a highly low porosity is
obtained for the MFC(B) thick film at 6.3%. Overall, porosity is higher when adding keratin, as
previously stated. There is a difference between the average grammage of MFC(B) and MFC(A) films,
with values between 30-40 g/m² and 80-83 g/m², respectively, due to the reduced mass of the films for
the same diameter.
A B C
D E
Figure 72. SEM images of MFC(B) films: A) is MFC(B) thin, B) is MFC(B)-K5, C) is MFC(B)-K10, D) is
MFC(B)-K15, E) is MFC(B)-K20.
139
other film formulations. However, it has been shown that keratin creates a non-homogeneous film
surface due to the aggregation of its molecules. Here, these aggregates are visible as clusters that
roughen the surface. These clusters are crushed due to the pressing protocol to which these films were
subjected. Thus, these SEM images confirm the heterogeneity of the surface of MFC(B) films with
keratin.
140
with the addition of keratin is similar to that of MFC(A) films, confirming the established hypothesis.
With the addition of 20% keratin, the CA drops to 54.3 °, close to the contact angle of the MFC(A) film
with 20% keratin. The decrease is smaller in this case than with MFC(A) films.
Figure 75. Diagram of stress at break (MPa) and strain at break (%) for MFC(B) films.
141
increases. Since film elongation is a critical property in the packaging sector, it was decided to continue
the study with "thin" films to compare the addition of keratin. As previously observed with MFC(A)
films, adding keratin reduces the stress-at-break values. However, for a 5% addition, the strain at break
is increased to an average of 2.1%, a 75% increase over the thin MFC(B) film.
The carboxyl content of TOCNF prepared by the TEMPO-mediated oxidation method using
NaBr/NaClO/TEMPO at pH 10 was determined by the UV-visible absorption method at 664 nm. The
method involved using methylene blue to measure the amount of COOH groups in the cellulose
quantitatively. In this case, the TOCNFs were prepared using 5 mmol NaClO per gram of cellulose and
142
Figure 77. Simplified scheme of TOCNF fabrication process.
are therefore called TOCNF-5. It has been shown in the literature that the amount of NaClO added to
the solution is responsible for the amount of cellulose oxidation since the higher the amount of NaClO,
the higher the CC. In the present case, after the analysis, the CC measured for the TOCNF-5 sample is
868 µeq•g/g. This confirms other values in the literature for the same amount of NaClO added. The
analysis of the cationic demand of TOCNF is based on measuring the proportion of negative charges
present in the cellulose.
The CD is closely related to the CC generated by TEMPO-mediated oxidation and the presence of COO-
groups. The CD value for TOCNF-5 was 1335 µeq·g/g, slightly higher than reported in other studies for
the same amount of NaClO [111], [174]. TEMPO-mediated oxidation is used to reduce the size of
cellulose fibers as they pass through the homogenizer more efficiently. COO- groups within the cellulose
cause repulsion between the fibers, resulting in easier separation and size reduction. Therefore,
theoretically, the more cellulose is oxidized, the shorter the fibers and the lower the DP. This theory was
validated and presented by Patiño-Masó et al. [174], who demonstrated that the DP decreases with the
amount of NaClO used. In the present case, the DP measured by the intrinsic viscosity method is 338.
However, this value is lower than those usually found in the literature [111], [174]. The hypothesis
adopted is based on the rapid introduction of NaClO into the cellulose solution and the consequent
increase in pH to around 12, which could have led to fiber degradation. However, this DP value remains
between those obtained for TOCNF-5 and TOCNF-6.
This chemical characterization of the TOCNF-5 obtained in this study shows that the fibers obtained are
well oxidized and that the TEMPO-mediated oxidation was successful. Therefore, the fibers can be used
to form nanocellulose films.
143
these assertions were studied and confirmed in this work. The use of dry or humid keratin was studied
to overcome the problem of film homogeneity. Different percentages of keratin: 0, 5, 10, and 20% were
incorporated in the formulations. Finally, the incorporation of a plasticizer and its amount were
evaluated to improve the mechanical properties of TOCNF films.
Figure 78. SEM images of TOCNF-5-P film, magnification x1000 (left) and magnification x10000 (right).
It was mentioned in Chapter I that pressing and solvent-casting methods produce films with different
properties. Here, the visual appearance of films made by solvent casting and hot pressing of TOCNF-5
and TOCNF-15 was evaluated using the picture in Figure 79. It is important to note that the hot-pressing
method could not be used with TOCNF-15 because the reduced size of the cellulose molecules greatly
increased membrane filtration time. This increased filtration time made the manufacturing protocol
time-consuming and difficult to implement.
In terms of visual appearance, there are several differences. TOCNF-5-P film is similar in appearance
to cellophane, with a whitish color. The surface is wrinkled and cloudy, but the film is transparent on
contact. After solvent casting, the films have a smooth, flat surface with a high brilliance. These films
144
have a more "plasticized" appearance than those obtained by pressing. The picture shows that they are
colorless and highly transparent. Visual appearance is an important criterion in the packaging sector,
and depending on the application, the visual appearance can be tuned.
Figure 79. Picture of TOCNF-5-P film (left), TOCNF-5-S film (center), TOCNF-15-S film (right).
The thickness, density, grammage, and porosity of TOCNF films are shown in Table 14. According to
the results; the solvent-casting method generates higher density films than the pressing method. Film
formation via solvent casting is a slow method of solvent evaporation, and this slow formation may
allow the nanocellulose fibers to arrange themselves in a more orderly and compact manner within the
film, compared with rapid drying via hot pressing. TOCNF-15 was found to produce films with higher
density, heavier grammage, and lower porosity than TOCNF-5, using an identical protocol. TOCNF-15
is reported to have a lower degree of polymerization than TOCNF-5 [111]. In this case, shorter polymer
chains enable better spatial arrangement, resulting in denser film structuring and lower porosity. Despite
its simplicity and low energy consumption, the solvent casting method takes a long time (7 to 10 days
at RT), compared with just a few minutes for hot pressing.
Barrier properties
The barrier properties of a material are critical to its use in food packaging. The purpose of packaging
is to protect and preserve food from its environment. The packaging acts as a barrier to moisture and
oxygen in the atmosphere, thereby extending the shelf life of the product. Poor barrier properties can
lead to accelerated product degradation, making it unsuitable for use in food packaging. In a study, Silva
et al. listed several food products with WVTR limits suitable for preservation [120]. The products listed
range from coffee and milk to cheese, fruit, and vegetables.
In most cases, the required WVTR does not exceed 100 g/m²·day at a test temperature of 23 °C. The
only exception is fruit and vegetables, with an accepted WVTR of 10-4000 g/m²·day. A list of
conventional plastics commonly used is provided with each product. These plastics have very low
WVTR values, making them excellent moisture barrier materials. The WVTR values of some
conventional plastics can be found in the publication by Ortega-Toro et al., which include HDPE, LDPE,
145
PP, PET, EVOH, PS, PLA, among others [176]. Their WVTR values do not exceed 50 g/m²·day and
can even be below 10 g/m²·day for some plastics.
Film Thickness (µm) Density (g/cm3) Grammage (g/m²) Porosity (%) CI (%)
In the present study, TOCNF-5-P, TOCNF-5-S, and TOCNF-15-S films were exposed to an
environment of 23 °C and 50% humidity to measure their WVTR using the cup method. The
measurements were reproduced in triplicate and presented in Figure 80. The WVTR values for
TOCNF-5-P, TOCNF-5-S, and TOCNF-15-S films are 343, 288, and 227 g/m²·day respectively. These
values can be correlated with porosity values, which also decrease in the same order, indicating that
water molecules can more easily pass through the film as porosity increases, increasing the WVTR. In
their current state, these films do not have sufficient barrier properties for use in food packaging or
possibly in certain cases for fruits and vegetables. However, the values obtained are similar to, or even
lower than, some films made from CNF in the literature with values ranging from 686 to 1210 g/m²·day
[177].
146
Figure 80. WVTR (g/m²*day) of TOCNF-5-P, TOCNF-5-S and TOCNF-15-S films.
Mechanical properties
The mechanical properties of TOCNF films produced by the hot-pressing and solvent-casting processes
are shown in Figure 81. It was previously observed that, in general, the hot-pressing process produces
greater mechanical strength than the solvent-casting process for cellulose films, but this finding was
verified in our study. Two types of cellulose, TOCNF-5 and TOCNF-15, and the manufacturing process
were compared. The results clearly show that the stress-at-break value of TOCNF-5-P films is higher
than that of TOCNF-5-S and TOCNF-15-S. However, the highest elongation is maintained by the
TOCNF-15-S film.
Figure 81. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P, TOCNF-5-S and
TOCNF-15-S films.
Overall, the mechanical strength properties of the TOCNF films are lower than those of the MFC films
previously investigated. The TOCNF films presented in this study have values well below the stress at
147
break and strain at break values found in the literature for CNF and TOCNF films [121], [124], [177].
This difference may be due to a pressing process that is not optimized for this type of cellulose and
would require temperature and/or pressing parameters adjustment to optimize the mechanical properties
of the films.
Thermal properties
Figure 82 shows the TGA and DTG curves for TOCNF-5 and TOCNF-15 films produced by the solvent
casting method, while Figure 87 shows the TGA and DTG curves for TOCNF-5-P film produced by the
hot-pressing method. It can be seen that the TGA curves for TOCNF films are different from the MFC
films. The first degradation before 100 °C is similar to MFC films, with a mass loss of about 7%. The
moisture content of TOCNF cellulose is therefore higher than that of MFC cellulose. Differences can
be seen in the second degradation phase which starts at 220 °C and progresses to 350 °C with 61% mass
loss, and then, to 800 °C with 18% solids remaining in the case of solvent casting. In addition, the DGT
curve for these two films shows two degradation peaks with maxima at 247 °C and 305 °C. This
difference is due to the presence of carboxylic functional groups at the C6 position generated by
TEMPO-mediated oxidation. This oxidation destabilizes the molecules, resulting in degradation at a
lower temperature than that of unoxidized cellulose. In addition, the decarbonation of these functional
groups occurs prior to the degradation of the cellulose chains [178]. As a result, the peak at 247 °C
reaches a degradation rate of 0.5%/°C for TOCNF-15, the most oxidized cellulose, versus 0.43%/°C for
the least oxidized cellulose. In the case of pressing with TOCNF-5-P film in Figure 87, degradation
occurs from about 240 °C to 350 °C with a loss of 60% and a remaining solid mass of 25% at 800 °C.
A shoulder is visible on the DTG curve at 278 °C, presumably due to the presence of carboxyl groups.
Figure 82. TGA and DTG curves of TOCNF films by solvent casting method.
148
In conclusion, films made with TOCNF have a lower thermal resistance than MFC films. Moreover, if
we compare the thermal properties of the solvent casting and pressing methods, the pressing method
confers the best thermal resistance properties, with a degradation onset temperature 20 °C higher for the
same oxidized cellulose.
Visual aspect
Picture of the three formulations with/without keratin and dry/humid are shown in Figure 83. The visual
appearance of these three films differs depending on the type of keratin used. The pure cellulose film,
(TOCNF-5-P), has a cellophane-like appearance, is whitish in color and has a wrinkled surface. When
10% dry keratin is added, the film becomes yellowish in color and appears brittle to the touch. However,
the homogeneity of the film was greatly improved by Ultra-Turrax homogenization using a different
model of apparatus, which allowed better dispersion of the keratin particles. A few keratin particles
remain visible on the surface. TOCNF-5-P-HK10 exhibits the most favorable appearance, with a
significantly smoother and more homogeneous surface. There is also a pronounced yellowish tint due
to the presence of keratin. Here, the addition of humid keratin helps to homogenize the film and improve
its visual appearance after pressing.
Figure 83. Picture of TOCNF films: TOCNF-5-P (left), TOCNF-5-P-DK10 (center), and TOCNF-5-P-
HK10 (right).
Comparing the values for density, grammage, thickness and porosity in Table 14, we can see that density
and porosity are affected by the type of keratin used. The addition of dry keratin results in a decrease in
film density to 0.81 g/cm3 and a sharp increase in porosity to 43.5%. When the same percentage of
humid keratin is added, the density is virtually maintained at 1.10 g/cm3 and the porosity is slightly
increased compared to the film without keratin but remains much lower at 20.7% than when dry keratin
is used. In addition, a literature study demonstrated that mechanical properties are closely correlated
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with film density: the higher the density, the higher the mechanical strength [179]. Accordingly, humid
keratin is preferable.
Diffractograms of TOCNF-5-P films are shown in Figure 84 to compare their crystallinity according to
the type of keratin used. The CIs have been calculated and are shown in Table 14. The CI values are
62%, 64% and 61% for TOCNF-5-P, TOCNF-5-P-DK10 and TOCNF-5-P-HK10 films, respectively.
Here, the addition of keratin does not affect the CI, so the type of keratin, dry or humid, does not
influence the crystallinity of the TOCNF films.
Figure 84. XRD diffractograms of TOCNF-5-P films depending on the type of keratin incorporated.
Barrier properties
The contact angle of TOCNF-5-P, TOCNF-5-P-DK10 and TOCNF-5-P-HK10 films was measured in
triplicate on each film. However, the results are not shown as they are not interpretable. The contact
angle values increased with analysis time, which is contrary to logic. In fact, over time, the water droplet
crushes on the surface, causing the contact angle to decrease. In the case of TOCNF-5 films, which are
highly hydrophilic, they absorbed the water droplet deposited on their surface almost immediately and
the film swelled. Once the film was swollen, the baseline on the image was altered and the values
recorded by the camera were distorted. However, it is important to point this out to explain the
hydrophilicity of TOCNF films.
The WVTR values for TOCNF-5 films are shown in Figure 85. The values are 343, 358 and
408 g/m²*day for TOCNF-5-P, TOCNF-5-P-DK10 and TOCNF-5-P-HK10 films, respectively. The
results show that the addition of keratin tends to increase the WVTR of the films and even more so with
moist keratin. This was also shown by the contact angle of MFC(A) and MFC(B) films decreasing with
the addition of keratin. Thus, the addition of keratin increases the water sensitivity of the cellulose films,
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contrary to the intended objective. However, in this case the standard deviations are large and the
difference between the values may be insignificant.
Figure 85. WVTR (g/m²*day) of TOCNF-5-P films depending on the type of keratin incorporated.
Mechanical properties
The mechanical properties of TOCNF-5-P films with 10% dry or humid keratin incorporation are shown
in Figure 86. In line with the results presented previously, the stress at break of TOCNF-5-DK10 film
is lower than that of TOCNF-5-P film without keratin, with a value of 28 MPa versus 45 MPa. However,
this gives a slightly higher elongation with an average value of 0.44% versus 0.31% without keratin. A
significant difference is observed with the addition of humid keratin, which, in contrast to dry keratin,
increases the tensile strength of the film by up to 53 MPa while maintaining an elongation of about
0.35%. Therefore, the addition of humid keratin is preferred to improve the mechanical properties of
TOCNF films.
Figure 86. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P films depending on the
type of keratin incorporated.
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Thermal properties
Figure 87 shows the TGA and DTG curves of TOCNF-5-P films with fresh or dry keratin addition. The
interpretation of the curves is identical to that previously made for the TOCNF-5-P film. The
degradation temperatures are similar in the 3 cases studied here, the only difference being seen in the
DTG which shows that the addition of 10% fresh keratin slightly reduces the degradation rate, with a
decrease in the minimum intensity of the DTG curve at 330 °C. It is therefore preferable to use humid
keratin.
Figure 87. TGA and DTG curves of TEMPO-5-P films depending on the type of keratin incorporated.
The percentage of keratin added affects the appearance and color of TOCNF-5-P films. Figure 88 shows
picture of different films with humid keratin added ranging from 5 to 20%. The formulation with 5%
keratin provides the most favorable appearance with a smooth surface. This surface is considerably
smoother than when 10% or 20% keratin is added, or without keratin. On the other hand, when 20%
A B C D
Figure 88. Picture of TOCNF-5-P films with humid keratin incorporation: A) 0%, B) 5%, C) 10%, D) 20%.
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keratin is added, the film turns dark beige and its surface is very wrinkled. Excessive keratin amount
causes faster drying and wrinkling of the film. In this case, the addition of 5% is preferable.
The influence of different humid keratin percentages was determined as a function of film thickness,
density, grammage and porosity. The results are shown in Table 14. As previously stated, in general,
the addition of keratin decreases the density and increases the porosity of the films. However, in the
case of the 5% keratin formulation, it turns out that this addition is beneficial. Density is increased from
1.13 to 1.36 g/cm3 and porosity is slightly reduced from 14.1 to 11.4%.
Barrier properties
The WVTR values of films with different percentages of keratin were evaluated and are shown in
Figure 89. As in previous analyses, the addition of keratin increases the WVTR of TONF-5-P films, but
no further trends can be deduced from the results. Values ranged from 408 to 500 g/m²*day in the
presence of keratin.
Figure 89. WVTR (g/m²*day) of TOCNF-5-P films with humid keratin incorporation.
Mechanical properties
Once the addition of humid keratin was shown to improve the mechanical properties of TOCNF films,
different percentages of humid keratin were incorporated into the film formulation, and their mechanical
properties were compared. The results presented in Figure 90 confirm that adding humid keratin
increases the stress and strain at break of TOCNF films with the 5% keratin formulation. Indeed, the
highest values are obtained for the TOCNF-5-P-HK5 film, with a stress at break of 63 MPa and a strain
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at break of 0.84%. This represents an increase of about 40% and 170% in tensile strength and elongation,
respectively, compared to the TOCNF-5-P film without keratin.
Figure 90. Diagram of stress at break (MPa) and strain at break (%) values of TOCNF-5-P films with humid
keratin incorporation.
Thermal properties
The TGA and DTG curves for TOCNF-5-P and TOCNF-5-P-HK10 films are shown in Figure 87, and
those for TOCNF-5-HK5 and TOCNF-5-P-HK20 films are shown in Figure 91. Each curve shows a
moisture content of about 6.5% at 100 °C, followed by degradation starting at 230 °C and reaching about
63-65% loss at 400 °C. As previously stated, the shoulder at 260-270 °C is attributed to the
Figure 91. TGA and DTG curves of TOCNF-5-P films with incorporation of humid keratin.
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decarbonisation of the carboxyl functional groups. In this case, the results show that incorporating
keratin modifies the thermal properties developed with TOCNF.
TOCNF-5-P films with added plasticizer have the same overall appearance as pure TOCNF-5-P film.
Figure 92 shows that they are slightly whitish and wrinkled. Whether sorbitol or glycerol is used, the
appearance is similar.
A B C D
The choice of plasticizer and its concentration was evaluated based on density, thickness, grammage,
and porosity, as shown in Table 14. First, two formulations containing 20% PEG 400 and 20% sorbitol
were compared. Here, sorbitol had only a minor effect on the properties mentioned above, except for an
increase in porosity compared to the film without sorbitol, 21.5% versus 14.1%. On the other hand, the
addition of 20% PEG 400 slightly increases the density of the film but hardly increases the porosity of
the cellulose film. The PEG 400 option is, therefore, preferable.
Two other proportions were then tested: 10% and 40%. There was a direct proportional relation between
the PEG addition and film thickness, grammage, and porosity. On the other hand, the density increases
with the addition of PEG. In this case, the higher the PEG 400 addition, the greater the improvement.
Barrier properties
First, the influence of the plasticizer on the barrier properties of the films was analyzed by measuring
the WVTR of films containing 20% PEG 400 and 20% sorbitol. The measurements were performed on
only one specimen of each film due to time constraints and are shown in Figure 93. Since PEG is known
to be hydrophilic, it is logical to see that the incorporation of PEG 400 strongly increases the WVTR,
with a 94% increase for 20% PEG addition compared to a 26% increase for 20% sorbitol.
Regarding the amount of PEG incorporated, a trend towards higher WVTR was observed with
increasing PEG amount. The values are 531, 665, and 664 g/m²·day for 10%, 20%, and 40%, with a
155
Figure 93. WVTR (g/m²*day) of TOCNF-5-P films with addition of plasticizer, PEG400 or sorbitol.
value stagnation after 20%. However, it is necessary to repeat the experiment to obtain the standard
deviation and confirm that the results are significant.
Mechanical properties
The influence of the plasticizer incorporated in the formulation of TOCNF films and its quantity on their
mechanical properties was evaluated. The first step was to compare 20% sorbitol with 20% PEG 400.
Figure 94 shows that adding sorbitol increases stress at break and strain at break by about 24% and 81%,
respectively. On the other hand, adding 20% PEG 400 kept the stress-at-break value almost unchanged
but significantly increased the strain-at-break by 194%, reaching a value of 0.91% elongation. For this
Figure 94. Diagram of stress at break (MPa) and strain at break (%) of TOCNF-5-P with addition of plasticizer,
PEG 400 or sorbitol.
156
reason, PEG 400 was selected, and different concentrations were studied with 10 and 40% addition.
Regarding elongation, 20% PEG is still the optimal ratio compared to 10% or 40%.
Thermal properties
The influence of plasticizer incorporation and its amount was analyzed by thermogravimetric analysis,
as shown in Figure 95. The behavior of the curves follows the behavior of the TGA curves of TOCNF
films studied earlier and their interpretation has already been presented. Here, sorbitol is compared to
PEG 400. The degradation initiation temperature is identical for the same percentage of both plasticizers
added. The difference lies at the end of degradation: at 400 °C, the degradation percentage is 62.7% for
20% PEG 400 and 66% for 20% sorbitol; then, at 800 °C, it is 22.7% and 18.4%, respectively. The use
of PEG 400 is, therefore, preferable for this application. A difference is observed regarding the amount
of PEG added with the curve representing 40% PEG, a higher degradation rate and a lower residual
solid mass. The more PEG is added, the lower the thermal properties compared to a pure TOCNF film.
This result was also observed in the literature [180].
Figure 95. TGA and DTG curves of TOCNF-5-P films with addition of plasticizer, PEG 400 or sorbitol.
A picture of the TOCNFR-5-P-HK5-20PEG film can be seen in Figure 96. The visual appearance of the
film is similar to that of a pure, homogeneous TOCNF-5-P film. It is very lightly colored due to the
presence of 5% humid keratin.
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TOCNF film thickness, density, grammage, and porosity
The values in Table 14 show that the combination of the three compounds results in a high-density loss
of 33% and a reduction in grammage to 25.34 g/m² compared to the TOCNF-5-P base film. Conversely,
porosity is highly increased, being 235% higher.
Mechanical properties
The three-component TOCNF-keratin-PEG formulation was tested for mechanical properties and the
values obtained are a stress at break = 21.55 ± 9.43 MPa and a strain at break = 1.52 ± 0.34%. These
results are only half of the expected theoretical results. The incorporation of 5% humid keratin alone
had increased both the stress at break and the strain at break, while the addition of 20% PEG 400 alone
had shown preservation of the stress at break and a significant increase in the elongation of the base
film. Theoretically, the composition of the three components should maintain or improve tensile strength
and increase elongation. However, the stress-at-break value here is reduced by about 50% compared to
the TOCNF-5-P base film, but its elongation is increased by about 390%.
These results can be related to the difference in density of TOCNF-5-P and TOCNF-5-P-HK-20PEG
films, as well as to their difference in porosity, visible in Table 14. The values are 1.13 g/cm3 and
0.75 g/cm3 for density and 14% versus 47% for porosity, respectively. The density and porosity of a
material indicate its cohesion: the closer the cellulose fibers are packed together, the higher the density
and the lower the porosity, making the material stronger and conversely. Adding PEG and keratin
reduces the number of nanofibers in the film and can reduce cohesion and interaction between the fibers.
This latest formulation, combining TOCNF-Keratin-PEG, is difficult to use in packaging because it does
not have the minimum required mechanical properties. If its mechanical properties are compared with
those of conventional plastics listed in the literature by Silva et al. [13], the film studied in this work is
of low strength. If referred to Figure 14 (Chapter I), which shows the tensile strength and elongation at
break of various polymers such as PS, PLA, cellophane, PET, HDPE, PVA, and PP, among others, the
elongation values are at least 2% and tend to reach 1000%, for tensile strength values mostly between
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10 MPa and 200 MPa. Therefore, the mechanical properties of the TOCNF films studied here must be
improved before they can be considered in the food packaging sector.
Thermal properties
The TGA and DTG curves of the TOCNF-5-P-HK5-20PEG formulation are shown in Figure 97 and
compared with the TGA of the TOCNF-5-P film shown in Figure 87. Here, the calculated moisture
content is slightly higher in the TOCNF-5-P-HK5-20PEG formulation at 6.6% versus 6.2% for the pure
TOCNF film. This is probably due to the presence of PEG, known to be hydrophilic. The onset of
degradation starts at the same temperature, but the highest degradation rate occurs at 335 °C for the
blend versus 323 °C for the pure TOCNF-5 film. In this case, the incorporation of 5% keratin and 20%
PEG 400 shifts the main degradation of the film by 12 °C. On the other hand, after degradation, at
400 °C, the mass loss is more important for the blended film, with 66.1%, compared to 61.8% for the
pure cellulose film.
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V.4. Conclusion
The main objective of this chapter was to produce a bio-sourced polymer film that could compensate
for the use of conventional synthetic polymers, which are used in large quantities in the food packaging
industry. Cellulose is the most abundant natural polymer on earth and its use in packaging is
well-established. However, the main drawback of cellulose is its hydrophilic nature, which makes it
highly sensitive to water and limits its applications. Therefore, The idea was to incorporate keratin,
previously extracted from duck feathers, to valorize it and study its influence on the properties of
cellulose films. Two types of cellulose were used: microfibrillated cellulose (commercial) and
nanocellulose oxidized by TEMPO mediation carried out in the laboratory. Different parameters were
studied, such as the manufacturing method (solvent casting or hot pressing), the type of keratin added
(dry or humid) and its quantity ranging from 5% to 20%, the use of a plasticizer (sorbitol or PEG 400)
and its quantity. Finally, a formulation combining the three components of cellulose-keratin-plasticizer
was prepared.
First, TOCNFs were prepared and their chemical characterization, including carboxyl content, cationic
demand, and degree of polymerization, confirmed the effective preparation of TOCNF-5. These
nanofibers were then used to prepare TOCNF films according to different protocols. The solvent casting
method produces smooth, transparent films with high density and better barrier properties with a lower
WVTR than films produced by hot pressing but with lower tensile strength. Films obtained by pressing
differ in their visual appearance, with reduced transparency and a more or less crumpled appearance
similar to cellophane. However, pressing increases the degradation temperature of the film by 20 °C.
Despite its ease of use, the solvent casting method is time-consuming and can take several days, whereas
the pressing method can reduce film production to a few minutes. Considering all these results and
considerations, the pressing method was chosen. Homogenization problems observed with MFC films
after pressing led to testing the incorporation of humid keratin compared to dry keratin. Humid keratin
was found to be the optimal choice to increase film homogeneity and to improve visual appearance, to
slightly increase mechanical properties, unlike dry keratin, which decreases them, and to reduce the
thermal degradation rate of the film.
On the other hand, the use of humid keratin increases the WVTR value compared to dry or keratin-free
films. Despite this and all its other advantages, humid keratin is the best option. The percentage of added
keratin was studied in the formulation of MFC(A) and MFC(B) films and influenced some film
properties. As the amount of keratin added increased, the density decreased, the porosity increased, the
crystallinity decreased, the contact angle decreased, reflecting increased sensitivity to water, the
degradation rate slowed, and the overall mechanical properties decreased. However, an exception was
found for adding 5% keratin, which positively influenced the increase in elongation in the case of
MFC(B) films. The percentage of keratin was also studied in the formulation of TOCNF films, and the
5% value was also positive. This addition improves the visual appearance of the film, increases both the
stress at break and the strain at break, and significantly increases the WVTR. Since the elongation values
of the films obtained in this study, especially for TOCNF films, were low, incorporating a plasticizer
was considered. Two widely used plasticizers were compared: sorbitol and PEG 400, and the choice fell
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on the addition of 20% PEG 400, which increased the film elongation by 81%. Since PEG is known to
be a hydrophilic compound, its incorporation increased the WVTR value. Finally, a formulation of 75%
TOCNF + 20% PEG + 5% humid keratin was prepared. The film density decreased to 0.75 g/cm3 with
a high porosity of 47%. The blend increased the maximum degradation temperature by 12°C compared
to a pure TOCNF film and significantly increased the film elongation by 390%. On the other hand, the
stress at break was reduced.
Finally, this work presented the production of cellulose-based polymer films with keratin incorporation.
The addition of keratin to the formulation has been shown to improve some of the films' properties, and
the results obtained are encouraging for further study. The results presented here prove that keratin is
an interesting natural polymer for the production of bio-based films. As a follow-up to this study, the
prospects are to optimize the hot-pressing process of the films, to test the incorporation of humid keratin
into MFC films, to test other types and amounts of plasticizers, to test keratins extracted using different
extraction processes that may impart different properties to the keratin and may improve its
compatibility with cellulose, and a study of the oxygen barrier property would also be beneficial. Once
the manufacturing process has been optimized and the properties of the films obtained can be exploited,
it will be essential to carry out a life cycle assessment to evaluate the environmental impact of this bio-
sourced material, as well as an analysis of the biodegradability of these films.
161
162
GENERAL CONCLUSION
The literature review in the first chapter explores the global and local context of the agri-food poultry
industry, specifically in the Nouvelle Aquitaine region, focusing on the production of fattened ducks.
While acknowledging the region's importance in poultry, the literature predominantly examines chicken
feathers, leaving a gap in understanding duck feathers. The discussion highlights the feather's definition,
structure, and predominantly keratin composition, comprising approximately 90% of the feather.
Keratin has unique properties, including high cysteine content, α-helix or β-sheet structure,
biocompatibility, non-toxicity, and solvent resistance. Studies have explored the potential of feathers in
bio-based films through cleaning and keratin extraction. Existing protocols often involve hazardous
chemicals, leading to a transition to environmentally friendly processes using non-toxic and reusable
chemicals. Extracted keratin is used in bio-sourced films, frequently blended with other polymers and
plasticizers added to manage brittleness. Composite films of bio-based polymers are considered to
improve film quality. Cellulose, a promising bio-based polymer, particularly in packaging, is discussed,
with nanocellulose variants explored. Despite the hydrophilic nature of cellulose, studies combining it
with other polymers, especially extracted keratin, are proposed to overcome limitations, providing an
interesting avenue for exploration and local waste valorization while eliminating the disadvantages of
cellulose films.
The second chapter comprehensively analyzes locally collected duck feathers, including physical,
physicochemical, and morphological properties. A feather cleaning protocol is established, prioritizing
environmentally friendly chemicals to obtain pristine feathers suitable for various applications. The
objective is to understand the composition of the feathers, categorized by size, to determine if they can
be mixed without prior sorting. The compositional analysis shows moisture (7-10%), volatiles (80-
86%), ash (0.5-1.5%), fixed carbon (5-10%), crude fat (0.98 ± 0.12%), molecular weight of 10 kDa and
high protein content (82.97 ± 0.98%). Water interaction tests demonstrated hydrophobicity and assessed
resistance to acidic and basic media. The protein composition is confirmed by FT-IR analysis with
characteristic peaks, and NMR and XRD analyses show a predominant β-sheet structure. Thermal
analysis indicates material degradation at 230 °C, with protein melting at 230-245 °C. Morphological
analysis reveals a hierarchical keratin fiber structure, with different arrangements in the calamus and
rachis, providing both stiffness and lightness. These unique properties, specific to feathers and keratin,
offer promising prospects for bio-based materials applications.
The third chapter details the extraction of keratin, emphasizing a protocol aimed at minimizing its
environmental impact. Two non-toxic solvents, NMMO and DES, are compared for efficiency. Various
parameters were evaluated, including temperature, time, feather:solvent ratio, and feather size. Optimal
solvent preparation conditions, especially for DES, are established to reduce homogenization time. The
economic and environmental advantages of DES with its recyclable nature are highlighted. Feather
dissolution parameters are optimized for both solvents with NMMO requiring a lower temperature
(110 °C) and longer time (6 hours). A feather:solvent ratio is used, allowing solvent savings and
163
minimizing environmental impact. Keratin regeneration steps are optimized by comparing acids
(sulfuric, acetic, citric) with water, showing that adding acetic acid at pH 4-4.5 improves keratin
regeneration and yield. In particular, acetic acid is a viable alternative to conventional strong acids,
reducing environmental impact. The yields obtained exceed some literature results and demonstrate the
potential of bio-sourced, non-toxic processes.
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PERSPECTIVES
The research work presented in this manuscript details the implementation of a valorization process for
by-products from the agri-food industry. This study led to the development of a keratin extraction
process that is environmentally friendlier than conventional extraction processes while maintaining very
reasonable yields. The second part of this work presented a solid basis for a cellulose film production
protocol and encouraging results regarding using keratin to form bio-sourced materials.
Following, there are proposals for perspectives that can be used for further developments:
• Conduct a keratin production cost study for the entire extraction protocol, from duck feather
harvesting to keratin powder production.
• Conduct a life cycle analysis of the extracted keratin to determine the environmental impact of
the extraction process.
• Conduct a feasibility study to scale the extraction process from laboratory to pilot scale.
• Implement solvent recovery to minimize solvent usage and costs.
• Continue to optimize the hot-pressed cellulose film manufacturing process.
• Test the incorporation of a different keratin into cellulose films derived from a different
extraction, which may have different properties and characteristics.
• Once the film formulation has been optimized, a life cycle and biodegradability analysis will
be performed.
165
166
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ECOLE DOCTORALE :
Sciences Exactes et leurs Applications (ED211)
LABORATOIRE :
Institut des Sciences Analytiques et de Physico-Chimie pour l’Environnement
et les Matériaux (IPREM)